CSWC · Capital Southwest Corp · Shareholders & Ownership

$22.38 +0.01 (+0.04%) At close · Oct 22

Market Cap

$1.43B

63.73M

Volume · Oct 22 384.83K Avg daily vol (3M) 593.15K

Every disclosed holder of CSWC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns CSWC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	188	17,295,853	27.14%	Yes
Insiders (Forms 3, 4, 5)	8	1,965,315	3.08%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	44,472,699	69.78%	Rest
Registered funds (N-PORT, not summed)	12	2,505,420	3.93%	No

Shares outstanding: 63,733,867, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of CSWC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,526,667	2.40%	+399,106	Jun 30, 2026	carried, not yet filed for the newest quarter
2	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	1,256,729	1.97%	+372,221	Jun 30, 2026	VanEck ETF Trust, not summed
3	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,218,244	1.91%	+364,113	Jun 30, 2026	carried, not yet filed for the newest quarter
4	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,180,391	1.85%	-1,169,257	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Sound Income Strategies, LLC 13F CIK 1730960 · Registered investment adviser · Sep 30, 2026	876,046	1.37%	-58,275	Sep 30, 2026
6	SANDERS MORRIS HARRIS LLC 13F CIK 1053994 · Broker-dealer · Sep 30, 2026	665,694	1.04%	-94,298	Sep 30, 2026
7	Thomas William R III Insider CIK 1369011 · Oct 1, 2026 Director, issuer-wide	600,781	0.94%	+2,170	Oct 1, 2026	Director, issuer-wide
8	Sarner Michael Scott Insider CIK 1648742 · Jun 10, 2026 Director, President and CEO, issuer-wide	587,684	0.92%	+114,530	Jun 10, 2026	Director, President and CEO, issuer-wide
9	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	525,697	0.82%	-93,401	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	Militia Long/Short Equity ETF Fund S000089579 · Registered fund · May 29, 2026 EA Series Trust, not summed	554,984	0.87%	-110,292	May 29, 2026	EA Series Trust, not summed
9.2	WHITEWOLF Publicly Listed Private Equity ETF Fund S000081688 · Registered fund · Jul 31, 2026 EA Series Trust, not summed	197	0.00%	-35	Jul 31, 2026	EA Series Trust, not summed
10	Empirical Finance, LLC 13F CIK 1572838 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	525,500	0.82%	-93,366	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	499,715	0.78%	+56,577	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	490,926	0.77%	+38,228	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Sep 30, 2026	453,109	0.71%	+17,200	Sep 30, 2026
14	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	417,574	0.66%	+14,648	Jun 30, 2026	carried, not yet filed for the newest quarter
15	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	402,585	0.63%	+170,872	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Columbus Macro, LLC 13F CIK 1727269 · Registered investment adviser · Sep 30, 2026	398,048	0.62%	+23,177	Sep 30, 2026
17	Weinstein Joshua S. Insider CIK 1858765 · Jun 10, 2026 Senior Managing Director & CIO, issuer-wide	380,585	0.60%	+77,513	Jun 10, 2026	Senior Managing Director & CIO, issuer-wide
18	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	379,686	0.60%	+50,565	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Putnam BDC Income ETF Fund S000077137 · Registered fund · Jul 31, 2026 Putnam ETF Trust, not summed	383,554	0.60%	+24,727	Jul 31, 2026	Putnam ETF Trust, not summed
19	Melia Wealth LLC 13F CIK 1964047 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	377,760	0.59%	-137,718	Jun 30, 2026	carried, not yet filed for the newest quarter
20	TECTONIC ADVISORS LLC 13F CIK 1859918 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	355,370	0.56%	+355,370	Jun 30, 2026	carried, not yet filed for the newest quarter
21	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	300,377	0.47%	+23,887	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	291,778	0.46%	+7,000	Jun 30, 2026	carried, not yet filed for the newest quarter
23	EPIQ PARTNERS, LLC 13F CIK 1799435 · Registered investment adviser · Sep 30, 2026	289,321	0.45%	-4,682	Sep 30, 2026
24	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	269,532	0.42%	+4,873	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Womack Financial LLC 13F CIK 2107079 · Unknown · Sep 30, 2026	239,347	0.38%	+8,809	Sep 30, 2026
26	Rehberger Chris Insider CIK 2058351 · Jun 10, 2026 Chief Financial Officer, issuer-wide	215,971	0.34%	+66,820	Jun 10, 2026	Chief Financial Officer, issuer-wide
27	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	215,970	0.34%	+31,942	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Beacon Pointe Advisors, LLC 13F CIK 1744317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	197,768	0.31%	+1,000	Jun 30, 2026	carried, not yet filed for the newest quarter
29	FIRST MANHATTAN CO. LLC. 13F CIK 728083 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	167,842	0.26%	-21,017	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Naviter Wealth, LLC 13F CIK 1855567 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	167,732	0.26%	+43,162	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Schonfeld Strategic Advisors LLC 13F CIK 1665241 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	160,021	0.25%	+160,021	Jun 30, 2026	carried, not yet filed for the newest quarter
32	GRACE & WHITE INC /NY 13F CIK 903064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	159,697	0.25%	-5,000	Jun 30, 2026	carried, not yet filed for the newest quarter
33	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	157,937	0.25%	+64,521	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Foundations Investment Advisors, LLC 13F CIK 1743404 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	129,161	0.20%	-6,292	Jun 30, 2026	carried, not yet filed for the newest quarter
35	GraniteShares Advisors LLC 13F CIK 1839545 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	126,444	0.20%	+16,550	Jun 30, 2026	carried, not yet filed for the newest quarter
36	GraniteShares HIPS U.S. High Income ETF Fund S000059908 · Registered fund · Jun 30, 2026 GraniteShares ETF Trust, not summed	126,444	0.20%	+16,550	Jun 30, 2026	GraniteShares ETF Trust, not summed
37	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	120,787	0.19%	+120,787	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Hodges Capital Management Inc. 13F CIK 1337263 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	112,283	0.18%	+2,008	Jun 30, 2026	carried, not yet filed for the newest quarter
39	CONFLUENCE INVESTMENT MANAGEMENT LLC 13F CIK 1442056 · Registered investment adviser · Sep 30, 2026	104,570	0.16%	+9,208	Sep 30, 2026
40	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	103,851	0.16%	-1,624	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	103,686	0.16%	+94,073	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	98,619	0.15%	-9,781	Jun 30, 2026	carried, not yet filed for the newest quarter
43	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	97,027	0.15%	+83,714	Jun 30, 2026	carried, not yet filed for the newest quarter
44	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	91,921	0.14%	+32,806	Sep 30, 2026
45	First Dallas Securities Inc. 13F CIK 1378559 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	90,468	0.14%	+777	Jun 30, 2026	carried, not yet filed for the newest quarter
46	FURST JACK D Insider CIK 1062103 · Aug 10, 2026 Director, issuer-wide	88,937	0.14%	+1,989	Aug 10, 2026	Director, issuer-wide
47	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	88,251	0.14%	+88,251	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Inspire Advisors, LLC 13F CIK 1810558 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	87,762	0.14%	+73,154	Jun 30, 2026	carried, not yet filed for the newest quarter
49	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	86,011	0.14%	+44,237	Jun 30, 2026	carried, not yet filed for the newest quarter
50	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	84,495	0.13%	-7,978	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 200 holders

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Key facts CIK 17313 CUSIP 140501107 13F (30d) 29 filings 29 filers Visit website Investor relations