NMFC · New Mountain Finance Corp · Holdings

$7.24 +0.01 (+0.14%) At close · Sep 11

Market Cap

$683.84M

94.45M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 144

Total Value: $201,842,371

Total Shares: 28,150,968

Showing 1–100 of 146 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 144 13F filers · Δ vs Mar 31, 2026

Top Holder

10.7%

−0.2 pts

Top 5

37.5%

+1.0 pts

Top 10

55.0%

+2.7 pts

HHI

428

Broadly held+25

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -6.8%

Shares held: +0.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega Russell Investments Group, Ltd.	+444,492	1,383,171
Mega UBS Group AG	+386,273	2,477,549
Mega VAN ECK ASSOCIATES CORP	+348,872	2,145,047
Large Corient Private Wealth LLC	+254,361	1,125,657
Large Pathstone Holdings, LLC	+163,582	824,801

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega Invesco Ltd.	−582,030	1,557,647
Mega AMERIPRISE FINANCIAL INC	−239,517	51,974
Large BI Asset Management Fondsmaeglerselskab A/S	−194,627	48,505
Mega TWO SIGMA INVESTMENTS, LP	−129,111	707,346
Mid XTX Topco Ltd	−121,126	171,569

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small FLAX POND CAPITAL, LLC	156,299	$1,120,663
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	140,634	$1,008,345
Small Privium Fund Management (UK) Ltd	100,000	$717,000
Large HRT FINANCIAL LP	56,730	$406,754
Large EP Wealth Advisors, LLC	36,230	$259,769

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Mill Creek Capital Advisors, LLC	149,000	$1,156,240
Large Trexquant Investment LP	114,972	$892,182
Mid Campbell & CO Investment Adviser LLC	72,031	$558,960
Mid Valeo Financial Advisors, LLC	59,850	$464,436
Small MIRABELLA FINANCIAL SERVICES LLP	31,633	$245,472

Filter: New 17 Increased 47 Reduced 40 Sold out 28 Unchanged 40

Showing 100 of 146

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LSV ASSET MANAGEMENT

$21,515,148

10.66%

3,000,718

UBS Group AG

$17,764,025

8.80%

2,477,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	52,384	$375,593	2.1%	Defined
UBS AG	2,040,595	$14,631,066	82.4%	Defined
UBS Switzerland AG	91,991	$659,575	3.7%	Defined
UBS Securities LLC	292,579	$2,097,791	11.8%	Defined

VAN ECK ASSOCIATES CORP

$15,379,986

7.62%

2,145,047

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	485,734	$3,482,712	22.6%	Sole
Held directly	1,659,313	$11,897,274	77.4%	Sole

Invesco Ltd.

$11,168,328

5.53%

1,557,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	1,557,647	$11,168,328	100.0%	Defined

Russell Investments Group, Ltd.

$9,917,336

4.91%

1,383,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investments Implementation Services, LLC	1,383,171	$9,917,336	100.0%	Defined

DIMENSION CAPITAL MANAGEMENT LLC

$8,769,540

4.34%

1,223,088

Corient Private Wealth LLC

$8,070,960

4.00%

1,125,657

Cerity Partners LLC

$6,143,793

3.04%

856,875

National Philanthropic Trust

$6,115,443

3.03%

852,921

Muzinich & Co., Inc.

$6,095,718

3.02%

850,170

Pathstone Holdings, LLC

$5,913,823

2.93%

824,801

Legal & General Group Plc

$5,781,658

2.86%

806,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	806,368	$5,781,658	100.0%	Defined

MORGAN STANLEY

$5,617,908

2.78%

783,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	600	$4,302	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	78,358	$561,826	10.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	694,223	$4,977,578	88.6%	Defined
Morgan Stanley Bank, N.A.	18	$129	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	10,331	$74,073	1.3%	Defined

TWO SIGMA INVESTMENTS, LP

$5,071,670

2.51%

707,346

Sumitomo Mitsui Trust Group, Inc.

$4,937,104

2.45%

688,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	688,578	$4,937,104	100.0%	Defined

OSAIC HOLDINGS, INC.

$3,528,922

1.75%

492,179

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	476,904	$3,419,401	96.9%	Defined
CW Advisors, LLC	12,775	$91,596	2.6%	Sole
Osaic Advisory Services, LLC	2,500	$17,925	0.5%	Defined

Hennion & Walsh Asset Management, Inc.

$3,465,433

1.72%

483,324

HighTower Advisors, LLC

$3,038,638

1.51%

423,799

Focus Partners Wealth

$2,994,321

1.48%

417,618

BlackRock, Inc.

$2,488,197

1.23%

347,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	347,019	$2,488,126	100.0%	Sole
Aperio Group, LLC	10	$71	0.0%	Sole

Universal- Beteiligungs- und Servicegesellschaft mbH

$2,466,480

1.22%

344,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	344,000	$2,466,480	100.0%	Defined

GraniteShares Advisors LLC

$2,174,854

1.08%

303,327

Tranquility Partners, LLC

$2,037,921

1.01%

284,229

CONFLUENCE INVESTMENT MANAGEMENT LLC

$1,990,456

0.99%

277,609

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	196,789	$1,410,977	70.9%	Defined
Held directly	80,820	$579,479	29.1%	Sole

TRANSCEND CAPITAL ADVISORS, LLC

$1,911,113

0.95%

266,543

WELLS FARGO & COMPANY/MN

$1,772,868

0.88%

247,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	169,243	$1,213,472	68.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	78,019	$559,396	31.6%	Defined

D. E. Shaw & Co., Inc.

$1,772,280

0.88%

247,180

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	247,180	$1,772,280	100.0%	Defined

Advisors Asset Management, Inc.

$1,495,733

0.74%

208,610

XTX Topco Ltd

$1,230,149

0.61%

171,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	171,569	$1,230,149	100.0%	Defined

FLAX POND CAPITAL, LLC

$1,120,663

0.56%

156,299

STATE STREET CORP

$1,074,661

0.53%

149,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	149,883	$1,074,661	100.0%	Defined

Cerberus Capital Management, L.P.

$1,039,650

0.52%

145,000

GOLDMAN SACHS GROUP INC

$1,013,529

0.50%

141,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	141,357	$1,013,529	100.0%	Defined

RIVERNORTH CAPITAL MANAGEMENT, LLC

$1,008,345

0.50%

140,634

BANK OF AMERICA CORP /DE/

$917,774

0.45%

128,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	85,960	$616,333	67.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	42,042	$301,441	32.8%	Defined

MILLENNIUM MANAGEMENT LLC

$893,274

0.44%

124,585

Farther Finance Advisors, LLC

$825,267

0.41%

115,100

Naviter Wealth, LLC

$807,549

0.40%

112,629

LPL Financial LLC

$792,342

0.39%

110,508

NEUBERGER BERMAN GROUP LLC

$785,401

0.39%

109,540

CANADA LIFE ASSURANCE Co

$773,427

0.38%

107,870

CITADEL ADVISORS LLC

$737,448

0.37%

102,852

Privium Fund Management (UK) Ltd

$717,000

0.36%

100,000

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$683,301

0.34%

95,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	95,300	$683,301	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$670,567

0.33%

93,524

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$630,243

0.31%

87,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	87,900	$630,243	100.0%	Other

CAXTON ASSOCIATES LLP

$537,491

0.27%

74,964

DENALI ADVISORS LLC

$509,858

0.25%

71,110

Janney Montgomery Scott LLC

$509,822

0.25%

71,105

JPMORGAN CHASE & CO

$498,744

0.25%

69,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	43	$308	0.1%	Defined
J.P. Morgan Securities LLC	69,517	$498,436	99.9%	Defined

Virtus Investment Advisers, LLC

$482,211

0.24%

67,254

ROYAL BANK OF CANADA

$464,651

0.23%

64,805

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	63,901	$458,170	98.6%	Defined
RBC Dominion Securities Inc.	904	$6,481	1.4%	Defined

VARCOV Co.

$430,321

0.21%

60,017

ExodusPoint Capital Management, LP

$425,984

0.21%

59,412

Mutual Advisors, LLC

$420,929

0.21%

58,707

HRT FINANCIAL LP

$406,754

0.20%

56,730

PALISADE CAPITAL MANAGEMENT, LP

$403,857

0.20%

56,326

Equitable Holdings, Inc.

$382,992

0.19%

53,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	53,416	$382,992	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$381,945

0.19%

53,270

AMERIPRISE FINANCIAL INC

$372,653

0.18%

51,974

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	51,974	$372,653	100.0%	Defined

nVerses Capital, LLC

$366,602

0.18%

51,130

Balyasny Asset Management L.P.

$364,278

0.18%

50,806

BI Asset Management Fondsmaeglerselskab A/S

$347,780

0.17%

48,505

Spire Wealth Management

$326,952

0.16%

45,600

Almitas Capital LLC

$322,650

0.16%

45,000

Cetera Investment Advisers

$320,792

0.16%

44,741

Nordwand Advisors, LLC

$299,706

0.15%

41,800

Colter Lewis Investment Partners LLC

$282,741

0.14%

39,434

MQS Management LLC

$270,753

0.13%

37,762

Next Capital Management LLC

$267,727

0.13%

37,340

EP Wealth Advisors, LLC

$259,769

0.13%

36,230

FLPUTNAM INVESTMENT MANAGEMENT CO

$249,021

0.12%

34,731

MACKENZIE FINANCIAL CORP

$240,180

0.12%

33,498

NewEdge Wealth, LLC

$239,585

0.12%

33,415

Fayez Sarofim & Co

$224,542

0.11%

31,317

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$222,972

0.11%

31,098

Sanctuary Advisors, LLC

$217,193

0.11%

30,292

OPPENHEIMER & CO INC

$217,193

0.11%

30,292

Closed-End Fund Advisors, Inc.

$185,616

0.09%

25,888

Generali Investments CEE, investicni spolecnost, a.s.

$181,049

0.09%

25,251

Catalyst Capital Advisors LLC

$180,461

0.09%

25,169

CenterStar Asset Management, LLC

$174,948

0.09%

24,400

Miller Global Investments, LLC

$170,753

0.08%

23,815

CAPTRUST FINANCIAL ADVISORS

$165,225

0.08%

23,044

Advyzon Investment Management, LLC

$162,343

0.08%

22,642

Empower Advisory Group, LLC

$159,217

0.08%

22,206

CHILTON INVESTMENT CO INC.

$157,883

0.08%

22,020

RAYMOND JAMES FINANCIAL INC

$155,287

0.08%

21,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	18,602	$133,376	85.9%	Defined
Raymond James Financial Services Advisors, Inc.	3,056	$21,911	14.1%	Defined

Lido Advisors, LLC

$154,427

0.08%

21,538

STIFEL FINANCIAL CORP

$151,222

0.07%

21,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	21,091	$151,222	100.0%	Defined

NORTHERN TRUST CORP

$135,340

0.07%

18,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO	738	$5,291	3.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	18,138	$130,049	96.1%	Defined

PFG Investments, LLC

$134,208

0.07%

18,718

Squarepoint Ops LLC

$133,498

0.07%

18,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	18,619	$133,498	100.0%	Defined

Stonebridge Financial Group, LLC/CA

$132,860

0.07%

18,530

JANE STREET GROUP, LLC

$132,537

0.07%

18,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	18,485	$132,537	100.0%	Defined

Apella Capital, LLC

$125,654

0.06%

17,525

Glenview Trust Co

$125,475

0.06%

17,500

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$122,607

0.06%

17,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	17,100	$122,607	100.0%	Other

ROTHSCHILD INVESTMENT LLC

$118,305

0.06%

16,500

Genesee Capital Advisors, LLC

$117,924

0.06%

16,447

Key facts CIK 1496099 CUSIP 647551100 13F (30d) 46 filings 46 filers Visit website Investor relations