NMFC · New Mountain Finance Corp · Shareholders & Ownership

$6.91 +0.05 (+0.73%) Q2 2026 earnings call transcript

Market Cap

$647.94M

94.45M

Volume · Oct 28 472.26K Avg daily vol (3M) 551.75K

Every disclosed holder of NMFC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns NMFC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	145	28,067,418	29.72%	Yes
Insiders (Forms 3, 4, 5)	7	14,171,712	15.00%	Yes
13D/G-only blocks	1	3,528,941	3.74%	Yes
Remaining	—	48,684,319	51.54%	Rest
Registered funds (N-PORT, not summed)	17	4,975,364	5.27%	No

Shares outstanding: 94,452,390, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of NMFC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	KLINSKY STEVEN B Insider CIK 1018327 · Mar 11, 2026 Director, 10% Owner, issuer-wide	12,330,153	13.05%	+500,000	Mar 11, 2026	Director, 10% Owner, issuer-wide
1.1	KLINSKY STEVEN B 13D CIK 1018327 · Unknown · Mar 10, 2026 Item 4 purpose: Passive investment not summed	12,330,153	13.05%	+1,175,273	Mar 10, 2026	not summed
2	Radcliffe Capital Management, L.P. 13G CIK 1218275 · Registered investment adviser · Oct 10, 2024 Rule 13d-1(b), qualified institution	3,528,941	3.74%	—	Oct 10, 2024	Rule 13d-1(b), qualified institution
3	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,000,718	3.18%	-21,400	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	LSV Small Cap Value Fund Fund S000039922 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	178,000	0.19%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
3.2	LSV Global Managed Volatility Fund Fund S000045799 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	3,500	0.00%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
4	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,477,549	2.62%	+386,273	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,145,047	2.27%	+348,872	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	1,661,803	1.76%	+327,944	Jun 30, 2026	VanEck ETF Trust, not summed
7	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,557,647	1.65%	-582,030	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	Invesco KBW High Dividend Yield Financial ETF Fund S000030361 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	2,159,224	2.29%	+840,741	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
8	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,383,171	1.46%	+444,492	Jun 30, 2026	carried, not yet filed for the newest quarter
9	DIMENSION CAPITAL MANAGEMENT LLC 13F CIK 1041773 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,223,088	1.29%	+66,547	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Corient Private Wealth LLC 13F CIK 1948780 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,125,657	1.19%	+254,361	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Sep 30, 2026	878,605	0.93%	+28,435	Sep 30, 2026
12	Cerity Partners LLC 13F CIK 1566475 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	856,875	0.91%	-15,969	Jun 30, 2026	carried, not yet filed for the newest quarter
13	National Philanthropic Trust 13F CIK 1785342 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	852,921	0.90%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Pathstone Holdings, LLC 13F CIK 2011612 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	824,801	0.87%	+163,582	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	806,368	0.85%	+20,872	Jun 30, 2026	carried, not yet filed for the newest quarter
16	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	783,530	0.83%	+53,592	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Weinstein Adam B. Insider CIK 1515170 · Mar 17, 2026 Director, EVP, CAO and Director, issuer-wide	751,756	0.80%	+12,900	Mar 17, 2026	Director, EVP, CAO and Director, issuer-wide
18	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	707,346	0.75%	-129,111	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	688,578	0.73%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
20	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	492,179	0.52%	+41,709	Jun 30, 2026	carried, not yet filed for the newest quarter
21	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	423,799	0.45%	+67	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	417,618	0.44%	+82,833	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	389,692	0.41%	-93,632	Sep 30, 2026
24	KLINE JOHN R Insider CIK 1256029 · Jun 10, 2026 SVP and CAO, issuer-wide	389,685	0.41%	—	Jun 10, 2026	SVP and CAO, issuer-wide
25	Kline John Insider CIK 1515172 · Nov 6, 2024 Director, CEO, President, and Director, issuer-wide	351,783	0.37%	+97,174	Nov 6, 2024	Director, CEO, President, and Director, issuer-wide
26	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	347,029	0.37%	-5,213	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Universal- Beteiligungs- und Servicegesellschaft mbH 13F CIK 2057170 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	344,000	0.36%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
28	GraniteShares Advisors LLC 13F CIK 1839545 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	303,327	0.32%	+39,700	Jun 30, 2026	carried, not yet filed for the newest quarter
29	GraniteShares HIPS U.S. High Income ETF Fund S000059908 · Registered fund · Jun 30, 2026 GraniteShares ETF Trust, not summed	303,327	0.32%	+39,700	Jun 30, 2026	GraniteShares ETF Trust, not summed
30	Tranquility Partners, LLC 13F CIK 1783773 · Registered investment adviser · Sep 30, 2026	290,807	0.31%	+6,578	Sep 30, 2026
31	CONFLUENCE INVESTMENT MANAGEMENT LLC 13F CIK 1442056 · Registered investment adviser · Sep 30, 2026	283,303	0.30%	+5,694	Sep 30, 2026
32	TRANSCEND CAPITAL ADVISORS, LLC 13F CIK 1776082 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	266,543	0.28%	-4,615	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Ogens David Insider CIK 1515169 · Mar 3, 2026 Director, issuer-wide	257,556	0.27%	+25,367	Mar 3, 2026	Director, issuer-wide
34	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	247,262	0.26%	-67,245	Jun 30, 2026	carried, not yet filed for the newest quarter
35	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	247,180	0.26%	-100,340	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	208,610	0.22%	+34,945	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Mercer US Small/Mid Cap Equity Fund Fund S000010038 · Registered fund · Jun 30, 2026 Mercer Funds, not summed	199,800	0.21%	0	Jun 30, 2026	Mercer Funds, not summed
38	FT Confluence BDC & Specialty Finance Income ETF Fund S000090298 · Registered fund · Aug 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	191,902	0.20%	-4,887	Aug 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
39	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	171,569	0.18%	-121,126	Jun 30, 2026	carried, not yet filed for the newest quarter
40	FLAX POND CAPITAL, LLC 13F CIK 2106996 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	156,299	0.17%	+156,299	Jun 30, 2026	carried, not yet filed for the newest quarter
41	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	149,883	0.16%	+22,692	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Farther Finance Advisors, LLC 13F CIK 1992825 · Registered investment adviser · Sep 30, 2026	147,836	0.16%	+32,736	Sep 30, 2026
43	Cerberus Capital Management, L.P. 13F CIK 1525907 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	145,000	0.15%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
44	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	141,357	0.15%	+107,467	Jun 30, 2026	carried, not yet filed for the newest quarter
45	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	140,634	0.15%	+140,634	Jun 30, 2026	carried, not yet filed for the newest quarter
46	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	128,002	0.14%	-66,095	Jun 30, 2026	carried, not yet filed for the newest quarter
47	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	124,585	0.13%	+43,219	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Naviter Wealth, LLC 13F CIK 1855567 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	112,629	0.12%	-19,093	Jun 30, 2026	carried, not yet filed for the newest quarter
49	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	110,508	0.12%	-13,566	Jun 30, 2026	carried, not yet filed for the newest quarter
50	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	109,540	0.12%	0	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 163 holders

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Key facts CIK 1496099 CUSIP 647551100 13F (30d) 29 filings 24 filers Visit website Investor relations