Genesee Capital Advisors, LLC

Registered adviser

CIK

1652348

Location

AUBURN, NY

Portfolio Value

Small $275,541,262

Diversification

Diversified

Filing Date

Global Rank

#5,356 / 8,807 ▲ 35

Top Industry

Semiconductors 13.9%

Period ended 4 months ago

Filed Aug 6, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 167353

Roster of Oct 1, 2026

Regulatory AUM

$420,339,749

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$420,339,749	Individuals and high net worth (96%)
Mar 2025 to Feb 2026	$375,236,504	Individuals and high net worth (95%)
Mar 2024 to Feb 2025	$327,436,850	Individuals and high net worth (92%)
May 2023 to Feb 2024	$287,157,526	Individuals and high net worth (89%)
Mar 2023 to Apr 2023	$287,157,526	Individuals and high net worth (89%)
Feb 2022 to Feb 2023	$314,449,981	Individuals and high net worth (91%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 61.9% of the book (60%+)

Turnover

Low turnover

25.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.0 quarters (12+), a floor since 11.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 75.4%; sector active share 54.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

172 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

19.0%

−3.5 pts

Top 5

49.9%

−0.3 pts

Top 10

61.9%

−1.3 pts

HHI

776

Diversified−43

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	63.4%	$174,604,660	79
Technology	13.4%	$36,801,520	19
Financial Services	8.2%	$22,598,217	21
Industrials	3.5%	$9,622,721	17
Communication Services	3.2%	$8,794,748	6
Consumer Cyclical	2.7%	$7,548,458	8
Healthcare	2.5%	$6,988,027	11
Energy	1.2%	$3,253,706	4
Basic Materials	0.8%	$2,149,967	4
Real Estate	0.8%	$2,146,416	2
Consumer Defensive	0.4%	$1,032,822	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	+471,154	523,577	$17,717,845
QQQI	NEOS Nasdaq-100(R) High Income ETF	+111,556	115,720	$6,571,738
FYX	First Trust Small Cap Core AlphaDEX Fund	+96,213	163,889	$23,649,182
IGV	iShares Expanded Tech-Software Sector ETF	+57,083	66,660	$0
TLT	iShares 20+ Year Treasury Bond ETF	+22,985	28,097	$0
PIZ	Invesco Ltd.	+19,268	53,585	$2,995,401
SSO	ProShares Ultra S&P500	+16,130	22,388	$1,508,503
SCHA	Schwab U.S. Small-Cap ETF	+13,500	30,254	$1,093,077
SCHM	Schwab U.S. Mid-Cap ETF	+7,948	24,370	$898,521
VZ	Verizon Communications Inc	+6,775	10,940	$463,199
SOXX	iShares Semiconductor ETF	+5,367	6,412	$0
NBIS	Nebius Group N.V.	+4,924	9,207	$2,542,697
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+2,628	18,788	$1,552,828
SPY	Spdr S&P 500 ETF Trust	+2,607	12,604	$9,412,289
GOOGL	Alphabet Inc.	+2,286	9,570	$3,420,030
NVDA	Nvidia Corp	+2,103	22,051	$4,412,184
QQQ	Invesco Qqq Trust, Series 1	+1,677	21,752	$16,018,172
AMD	Advanced Micro Devices Inc	+1,504	11,318	$6,574,739
UNH	Unitedhealth Group Inc	+1,269	2,929	$1,217,380
MTUM	iShares MSCI USA Momentum Factor ETF	+1,137	13,206	$0
MS	Morgan Stanley	+903	7,460	$1,559,438
GLW	Corning Inc /Ny	+667	4,291	$1,096,050
NMFC	New Mountain Finance Corp	+551	16,447	$117,924
AXP	American Express Co	+537	2,508	$848,331
EFA	iShares MSCI EAFE ETF	+434	12,855	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHB	Schwab U.S. Broad Market ETF	−576,665	1,052,859	$30,490,796
—		−132,358	33,932	$1,618,895
SCHD	Schwab U.S. Dividend Equity ETF	−80,512	58,238	$1,846,726
RDVY	First Trust Rising Dividend Achievers ETF	−44,619	32,943	$2,670,359
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−43,123	6,817	$362,050
FXO	First Trust Financials AlphaDEX Fund	−32,591	3,356	$209,615
IBIT	iShares Bitcoin Trust ETF	−11,812	40,622	$1,352,306
SPLV	Invesco S&P 500 Low Volatility ETF	−9,017	5,685	$425,806
FXL	First Trust Technology AlphaDEX Fund	−7,347	107,867	$23,430,869
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	−7,074	153,899	$4,036,770
XOM	ExxonMobil Holdings Corp	−5,871	2,949	$403,187
BTQ	BTQ Technologies Corp.	−5,392	21,304	$114,828
SOUN	Soundhound Ai, Inc.	−5,000	19,641	$127,077
APO	Apollo Global Management, Inc.	−4,848	4,343	$513,820
HIMS	Hims & Hers Health, Inc.	−3,774	35,376	$1,226,485
BRK-B	Berkshire Hathaway Inc	−3,767	8,348	$4,177,255
CVX	Chevron Corp	−3,436	1,591	$263,724
COR	Cencora, Inc.	−3,286	2,931	$829,414
WMB	Williams Companies, Inc.	−2,640	30,295	$2,252,130
IAI	iShares U.S. Broker-Dealers & Securities Exchanges ETF	−2,636	5,884	$0
AVGO	Broadcom Inc.	−2,489	5,898	$2,227,969
DAX	Global X DAX Germany ETF	−2,435	35,888	$1,585,101
SCHO	Schwab Short-Term U.S. Treasury ETF	−2,214	12,606	$304,308
ITA	iShares U.S. Aerospace & Defense ETF	−2,145	5,240	$0
MCD	Mcdonalds Corp	−2,078	1,950	$527,104
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	55,010	$4,117,498
APH	Amphenol Corp /De/	6,202	$2,187,073
UWM	ProShares Ultra Russell2000	20,034	$1,346,885
PDFS	Pdf Solutions Inc	17,064	$1,207,960
RKLB	Rocket Lab Corp	11,627	$1,181,884
TQQQ	ProShares UltraPro QQQ	14,385	$1,165,185
MRX	Marex Group Ltd	17,623	$1,074,121
BAP	Credicorp Ltd	2,665	$1,038,230
BAC	Bank Of America Corp /De/	18,030	$1,027,349
IRM	Iron Mountain Inc	7,623	$962,861
STT	State Street Corp	5,533	$938,396
UPRO	ProShares UltraPro S&P500	6,487	$919,791
CF	CF Industries Holdings, Inc.	8,012	$867,379
IREN	IREN Ltd	18,716	$855,882
BWA	Borgwarner Inc	11,392	$756,428
WTS	Watts Water Technologies Inc	1,838	$719,485
FIVE	Five Below, Inc	3,898	$700,821
GLD	Spdr Gold Trust	1,434	$528,256
HCC	Warrior Met Coal, Inc.	5,670	$460,177
QLD	ProShares Ultra QQQ	3,415	$330,435
DAL	Delta Air Lines, Inc.	3,330	$311,887
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	869	$290,845
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	1,773	$251,570
SPYI	NEOS S&P 500(R) High Income ETF	4,637	$246,178
XTN	State Street(R) SPDR(R) S&P(R) Transportation ETF	2,001	$231,395
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
CSX	Csx Corp	24,511	$1,006,176
ABT	Abbott Laboratories	9,283	$953,085
NXST	Nexstar Media Group, Inc.	3,707	$670,336
ARES	Ares Management Corp	4,836	$527,607
IYW	iShares, Inc.	1,669	$302,789
MRSH	Marsh & Mclennan Companies, Inc.	1,232	$213,690
ONDS	Ondas Inc.	10,515	$95,055
IYZ	iShares U.S. Telecommunications ETF	8,371	$0
IEZ	iShares U.S. Oil Equipment & Services ETF	16,307	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

172 tracked positions · $275,541,262 total · filing declares 172 positions · $317,336,400 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 172 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHB	Schwab U.S. Broad Market ETF	Reduced	1,052,859	-576,665	$30,490,796	−25.5%	26+	before history	11.07%
FYX	First Trust Small Cap Core AlphaDEX Fund	Added	163,889	+96,213	$23,649,182	+192.8%	9	$116.48	8.58%
FXL	First Trust Technology AlphaDEX Fund	Reduced	107,867	-7,347	$23,430,869	+28.0%	20	$128.82	8.50%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	523,577	+471,154	$17,717,845	+1060.2%	7	unpriced	6.43%
QQQ	Invesco Qqq Trust, Series 1	Added	21,752	+1,677	$16,018,172	+38.2%	13	$469.68	5.81%
AAPL	Apple Inc. Technology	Added	42,969	+257	$12,433,509	+14.7%	20	$151.84	4.51%
SPY	Spdr S&P 500 ETF Trust	Added	12,604	+2,607	$9,412,289	+44.8%	12	$570.22	3.42%
AMD	Advanced Micro Devices Inc Technology	Added	11,318	+1,504	$6,574,739	+229.3%	12	$183.90	2.39%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Added	115,720	+111,556	$6,571,738	+3076.1%	2	$54.90	2.39%
NVDA	Nvidia Corp Technology	Added	22,051	+2,103	$4,412,184	+26.8%	14	unpriced	1.60%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	8,348	-3,767	$4,177,255	−28.0%	13	$332.32	1.52%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	NEW	55,010	NEW	$4,117,498	NEW	1	$69.98	1.49%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Reduced	153,899	-7,074	$4,036,770	−4.6%	20	unpriced	1.47%
GOOGL	Alphabet Inc. Communication Services	Added	9,570	+2,286	$3,420,030	+63.3%	12	$210.75	1.24%
PIZ	Invesco Ltd. Financial Services	Added	53,585	+19,268	$2,995,401	+76.3%	4	$49.79	1.09%
MSFT	Microsoft Corp Technology	Added	7,575	+328	$2,825,626	+5.3%	20	$307.06	1.03%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	11,222	-290	$2,674,651	+11.6%	20	$169.79	0.97%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	32,943	-44,619	$2,670,359	−49.6%	18	$50.09	0.97%
IFV	First Trust Dorsey Wright International Focus 5 ETF	Reduced	94,459	-732	$2,544,064	+5.8%	13	$18.03	0.92%
NBIS	Nebius Group N.V. Communication Services	Added	9,207	+4,924	$2,542,697	+472.2%	5	$124.21	0.92%
WMB	Williams Companies, Inc. Energy	Reduced	30,295	-2,640	$2,252,130	−6.0%	17	$35.26	0.82%
AVGO	Broadcom Inc. Technology	Reduced	5,898	-2,489	$2,227,969	−14.2%	20	$56.71	0.81%
APH	Amphenol Corp /De/ Technology	NEW	6,202	NEW	$2,187,073	NEW	1	unpriced	0.79%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Reduced	24,678	-60	$2,184,990	+7.2%	6	$71.10	0.79%
PTF	Victory Portfolios II	Held	15,863	0	$2,162,285	+57.9%	20	unpriced	0.78%
TSLA	Tesla, Inc. Consumer Cyclical	Added	4,993	+66	$2,100,055	+14.7%	14	$275.96	0.76%
META	Meta Platforms, Inc. Communication Services	Added	3,413	+19	$1,922,508	−1.0%	20	$381.55	0.70%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	58,238	-80,512	$1,846,726	−56.6%	11	unpriced	0.67%
GE	General Electric Co Industrials	Reduced	4,416	-222	$1,650,391	+25.4%	9	unpriced	0.60%
PRN	Victory Portfolios II	Held	6,233	0	$1,625,005	+34.0%	14	$138.41	0.59%
		Reduced	33,932	-132,358	$1,618,895	−78.6%	20	$39.87	0.59%
DAX	Global X DAX Germany ETF	Reduced	35,888	-2,435	$1,585,101	−1.9%	6	unpriced	0.58%
MS	Morgan Stanley Financial Services	Added	7,460	+903	$1,559,438	+44.5%	9	$110.11	0.57%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	18,788	+2,628	$1,552,828	+16.1%	20	$90.59	0.56%
GS	Goldman Sachs Group Inc Financial Services	Reduced	1,493	-366	$1,509,975	−4.0%	12	$365.33	0.55%
SSO	ProShares Ultra S&P500	Added	22,388	+16,130	$1,508,503	—	5	unpriced	0.55%
ICE	Intercontinental Exchange, Inc. Financial Services	Added	12,176	+246	$1,498,987	−20.1%	20	$121.74	0.54%
BLK	BlackRock, Inc. Financial Services	Reduced	1,534	-72	$1,475,033	−4.5%	7	$1,015.81	0.54%
IBM	International Business Machines Corp Technology	Reduced	4,891	-173	$1,375,398	+12.1%	20	unpriced	0.50%
IBIT	iShares Bitcoin Trust ETF	Reduced	40,622	-11,812	$1,352,306	−32.9%	9	$41.24	0.49%
UWM	ProShares Ultra Russell2000	NEW	20,034	NEW	$1,346,885	NEW	1	unpriced	0.49%
EWJ	iShares MSCI Japan ETF	Reduced	14,081	-193	$1,313,334	+9.0%	13	$61.49	0.48%
ING	Ing Groep NV Financial Services	Reduced	41,176	-681	$1,292,102	+18.5%	10	$14.58	0.47%
HIMS	Hims & Hers Health, Inc. Healthcare	Reduced	35,376	-3,774	$1,226,485	+50.9%	7	$27.35	0.45%
ABBV	AbbVie Inc. Healthcare	Reduced	4,844	-211	$1,218,944	+10.9%	12	$190.77	0.44%
UNH	Unitedhealth Group Inc Healthcare	Added	2,929	+1,269	$1,217,380	+171.0%	20	$394.22	0.44%
PDFS	Pdf Solutions Inc Technology	NEW	17,064	NEW	$1,207,960	NEW	1	$49.57	0.44%
SPG	Simon Property Group Inc. Real Estate	Added	5,292	+37	$1,183,555	+20.7%	9	$151.14	0.43%
RKLB	Rocket Lab Corp Industrials	NEW	11,627	NEW	$1,181,884	NEW	1	$99.63	0.43%
TQQQ	ProShares UltraPro QQQ	NEW	14,385	NEW	$1,165,185	NEW	1	unpriced	0.42%

Showing the top 50 of 172 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.