FYX · First Trust Small Cap Core AlphaDEX Fund ETF
$142.48
+0.48 (+0.34%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 2
Total Value: $996,246
Total Shares: 6,904
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 2 13F filers · Δ vs Mar 31, 2026Top Holder
66.2%
+54.7 pts
Top 5
100.0%
+52.1 pts
Top 10
100.0%
+33.0 pts
HHI
5,527
Highly concentrated+4,948
Quarterly Activity
vs Mar 31, 2026
New
0
Increased
0
Decreased
1
Sold Out
178
Unchanged
1
Holder count:
-178
Institutional value:
-99.9%
Shares held:
-99.9%
Top Buyers
vs Mar 31, 2026No qualifying movers this quarter.
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega CITADEL ADVISORS LLC | −27,245 | 2,331 |
Top New Positions
vs Mar 31, 2026No new positions this quarter.
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega ROYAL BANK OF CANADA | 708,400 | $84,547,539 | |
| Mega MORGAN STANLEY | 652,809 | $77,912,753 | |
| Mega LPL Financial LLC | 612,053 | $73,048,525 | |
| Mega WELLS FARGO & COMPANY/MN | 544,360 | $64,969,365 | |
| Mega RAYMOND JAMES FINANCIAL INC | 413,853 | $49,393,354 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Large Corient Private Wealth LLC FYX | $659,883 | 66.24% | 4,573 | Shares | 2026-08-27 | |
| Mega CITADEL ADVISORS LLC FYX | $336,363 | 33.76% | 2,331 | Shares | 2026-09-02 |