Catalyst Investment Management LLC

CIK

2055584

Location

WINDHAM, NH

Portfolio Value

Small $112,731,678

Diversification

Diversified

Filing Date

Global Rank

#8,170 / 8,816 ▲ 146 · as of Jun 2026

Top Industry

Consumer Electronics 15.7%

3Y Alpha vs SPY

-13.5%

Period ended 25 days ago

Filed Oct 21, 2026 · 4d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.1% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 80.7%; sector active share 71.9% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

74 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.0%

−0.3 pts

Top 5

47.7%

−5.6 pts

Top 10

68.1%

−6.0 pts

HHI

629

Diversified−99

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	83.6%	$94,193,511	41
Technology	7.1%	$8,006,412	9
Financial Services	2.8%	$3,139,320	7
Industrials	1.6%	$1,804,742	3
Consumer Defensive	1.6%	$1,755,832	4
Consumer Cyclical	1.0%	$1,109,791	3
Healthcare	0.9%	$1,008,768	2
Basic Materials	0.7%	$742,969	2
Energy	0.5%	$607,673	2
Communication Services	0.3%	$362,660	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

23 positions

Ticker	Company	Δ Shares	Shares	Value
FNDF	Schwab Fundamental International Equity ETF	+57,555	64,081	$3,444,353
ALLW	SSGA Active Trust	+15,477	115,694	$3,305,377
BAI	BlackRock ETF Trust	+12,005	20,828	$982,873
FNDE	Schwab Fundamental Emerging Markets Equity ETF	+4,259	45,032	$1,885,489
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	+2,902	42,197	$6,660,796
AAPL	Apple Inc.	+2,585	8,728	$2,906,598
DHS	WisdomTree U.S. High Dividend Fund	+1,583	37,077	$4,151,511
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+1,404	41,702	$6,472,150
TDIV	First Trust NASDAQ Technology Dividend Index Fund	+1,286	55,071	$6,213,110
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	+676	39,326	$2,908,944
JPM	Jpmorgan Chase & Co	+449	3,020	$999,106
ORCL	Oracle Corp	+203	3,069	$421,373
MSFT	Microsoft Corp	+155	2,216	$1,136,586
SCHD	Schwab U.S. Dividend Equity ETF	+117	45,956	$1,494,948
GOOGL	Alphabet Inc.	+50	1,054	$362,660
BRK-B	Berkshire Hathaway Inc	+29	541	$269,390
MU	Micron Technology Inc	+18	231	$246,040
KO	Coca Cola Co	+12	7,067	$608,327
JNJ	Johnson & Johnson	+2	2,765	$732,006
CSCO	Cisco Systems, Inc.	+1	5,144	$553,648
IVV	iShares Core S&P 500 ETF	+1	440	$336,974
COST	Costco Wholesale Corp	+1	222	$202,095
MS	Morgan Stanley	+1	4,562	$858,020
No positions match the current search.

Trimmed

Positions the filer reduced

19 positions

Ticker	Company	Δ Shares	Shares	Value
IQDG	WisdomTree International Quality Dividend Growth Fund	−60,455	61,075	$2,599,352
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	−50,030	5,645	$228,735
RDVY	First Trust Rising Dividend Achievers ETF	−28,693	6,378	$499,333
PYLD		−22,405	181,412	$4,606,050
BOND	PIMCO Active Bond Exchange-Traded Fund	−16,919	83,519	$7,265,317
IXUS	iShares Core MSCI Total International Stock ETF	−6,720	51,992	$4,938,720
SCHG	Schwab U.S. Large-Cap Growth ETF	−2,690	7,801	$280,289
EMXC	iShares MSCI Emerging Markets ex China ETF	−1,260	38,975	$3,861,643
SCHX	Schwab U.S. Large-Cap ETF	−1,226	27,544	$826,320
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	−1,189	114,713	$4,655,053
HD	Home Depot, Inc.	−197	1,037	$295,016
NVDA	Nvidia Corp	−100	6,192	$1,414,128
WMT	Walmart Inc.	−95	6,226	$647,005
VIG	Vanguard Specialized Funds	−50	4,828	$1,126,420
AVGO	Broadcom Inc.	−40	1,444	$507,118
DELL	Dell Technologies Inc.	−22	466	$250,684
FNX	First Trust Mid Cap Core AlphaDEX Fund	−19	6,649	$896,883
IXN	iShares Global Tech ETF	−18	7,274	$1,078,152
QQQ	Invesco Qqq Trust, Series 1	−7	838	$619,927
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	201,102	$4,766,117
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	85,831	$2,392,968
CORP	PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	21,846	$2,005,462
JCPB	JPMorgan Core Plus Bond ETF	42,802	$1,916,673
GMUB	Goldman Sachs Municipal Income ETF	38,422	$1,874,993
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	43,502	$1,589,998
QQQE	Direxion NASDAQ-100 Equal Weighted Index Shares	9,629	$1,156,539
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	16,282	$809,052
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	3,807	$674,257
FBND	Fidelity Total Bond ETF	6,840	$296,172
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
GOVT	iShares U.S. Treasury Bond ETF	149,442	$3,404,288
QLTA	iShares Aaa - A Rated Corporate Bond ETF	66,896	$3,178,897
FYX	First Trust Small Cap Core AlphaDEX Fund	17,580	$2,536,794
IAU	Ishares Gold Trust	5,915	$446,641
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	6,443	$292,125
NEE	Nextera Energy Inc	3,273	$287,271
VPL	VANGUARD PACIFIC STOCK INDEX FUND	2,415	$279,391
EFAV	iShares MSCI EAFE Min Vol Factor ETF	2,920	$256,113
IOO	iShares Global 100 ETF	1,704	$232,766
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

74 tracked positions · $112,731,678 total · filing declares 74 positions · $112,732,237 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 74 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BOND	PIMCO Active Bond Exchange-Traded Fund	Reduced	83,519	-16,919	$7,265,317	−21.6%	6.44%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	42,197	+2,902	$6,660,796	+8.0%	5.91%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	41,702	+1,404	$6,472,150	+1.6%	5.74%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Added	55,071	+1,286	$6,213,110	+0.6%	5.51%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	51,992	-6,720	$4,938,720	−11.9%	4.38%
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	NEW	201,102	NEW	$4,766,117	NEW	4.23%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Reduced	114,713	-1,189	$4,655,053	−6.9%	4.13%
PYLD		Reduced	181,412	-22,405	$4,606,050	−14.8%	4.09%
DHS	WisdomTree U.S. High Dividend Fund	Added	37,077	+1,583	$4,151,511	+2.9%	3.68%
EMXC	iShares MSCI Emerging Markets ex China ETF	Reduced	38,975	-1,260	$3,861,643	−6.2%	3.43%
FNDF	Schwab Fundamental International Equity ETF	Added	64,081	+57,555	$3,444,353	+900.4%	3.06%
ALLW	SSGA Active Trust	Added	115,694	+15,477	$3,305,377	+12.7%	2.93%
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	Added	39,326	+676	$2,908,944	+11.8%	2.58%
AAPL	Apple Inc. Technology	Added	8,728	+2,585	$2,906,598	+63.5%	2.58%
IQDG	WisdomTree International Quality Dividend Growth Fund	Reduced	61,075	-60,455	$2,599,352	−50.4%	2.31%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	NEW	85,831	NEW	$2,392,968	NEW	2.12%
CORP	PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	NEW	21,846	NEW	$2,005,462	NEW	1.78%
JCPB	JPMorgan Core Plus Bond ETF	NEW	42,802	NEW	$1,916,673	NEW	1.70%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	Added	45,032	+4,259	$1,885,489	+16.5%	1.67%
GMUB	Goldman Sachs Municipal Income ETF	NEW	38,422	NEW	$1,874,993	NEW	1.66%
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	NEW	43,502	NEW	$1,589,998	NEW	1.41%
SPY	Spdr S&P 500 ETF Trust	Held	2,077	0	$1,583,982	+2.1%	1.41%
SCHD	Schwab U.S. Dividend Equity ETF	Added	45,956	+117	$1,494,948	+2.8%	1.33%
NVDA	Nvidia Corp Technology	Reduced	6,192	-100	$1,414,128	+12.3%	1.25%
SCHK	Schwab 1000 Index ETF	Held	36,986	0	$1,355,906	+1.7%	1.20%
QQQE	Direxion NASDAQ-100 Equal Weighted Index Shares	NEW	9,629	NEW	$1,156,539	NEW	1.03%
MSFT	Microsoft Corp Technology	Added	2,216	+155	$1,136,586	+47.8%	1.01%
VIG	Vanguard Specialized Funds	Reduced	4,828	-50	$1,126,420	−2.4%	1.00%
IXN	iShares Global Tech ETF	Reduced	7,274	-18	$1,078,152	+2.3%	0.96%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Held	24,707	0	$1,044,364	+2.8%	0.93%
JPM	Jpmorgan Chase & Co Financial Services	Added	3,020	+449	$999,106	+18.7%	0.89%
BAI	BlackRock ETF Trust	Added	20,828	+12,005	$982,873	+111.3%	0.87%
FNX	First Trust Mid Cap Core AlphaDEX Fund	Reduced	6,649	-19	$896,883	−8.1%	0.80%
RTX	RTX Corp Industrials	Held	4,743	0	$880,537	−2.2%	0.78%
MS	Morgan Stanley Financial Services	Added	4,562	+1	$858,020	−10.0%	0.76%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	27,544	-1,226	$826,320	−2.4%	0.73%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	NEW	16,282	NEW	$809,052	NEW	0.72%
JNJ	Johnson & Johnson Healthcare	Added	2,765	+2	$732,006	+4.3%	0.65%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	NEW	3,807	NEW	$674,257	NEW	0.60%
DE	Deere & Co Industrials	Held	991	0	$665,506	+5.9%	0.59%
WMT	Walmart Inc. Consumer Defensive	Reduced	6,226	-95	$647,005	−9.6%	0.57%
QQQ	Invesco Qqq Trust, Series 1	Reduced	838	-7	$619,927	−0.4%	0.55%
KO	Coca Cola Co Consumer Defensive	Added	7,067	+12	$608,327	+6.1%	0.54%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	1,529	0	$572,212	+1.1%	0.51%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Held	1,250	0	$570,237	−4.5%	0.51%
CSCO	Cisco Systems, Inc. Technology	Added	5,144	+1	$553,648	−8.4%	0.49%
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	Held	3,525	0	$511,266	+2.2%	0.45%
AVGO	Broadcom Inc. Technology	Reduced	1,444	-40	$507,118	−9.5%	0.45%
AMZN	Amazon Com Inc Consumer Cyclical	Held	2,026	0	$504,777	+4.5%	0.45%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	6,378	-28,693	$499,333	−82.4%	0.44%

Showing the top 50 of 74 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.