Wealth Alliance Advisory Group, LLC

Registered adviser

CIK

1735734

Location

Wichita, KS

Portfolio Value

Small $709,295,573

Diversification

Diversified

Filing Date

Global Rank

#3,154 / 8,817 ▼ 84 · as of Jun 2026

Top Industry

Semiconductors 13.6%

Period ended 27 days ago

Filed Oct 14, 2026 · 13d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 290329

Roster of Oct 1, 2026

Regulatory AUM

$978,627,230

Main clients

Individuals and high net worth (77% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$978,627,230	Individuals and high net worth (77%)
Mar 2025 to Feb 2026	$803,756,168	Individuals and high net worth (83%)
Mar 2024 to Feb 2025	$646,615,016	Individuals and high net worth (90%)
May 2023 to Feb 2024	$526,971,078	Individuals and high net worth (92%)
Mar 2023 to Apr 2023	$526,971,078	Individuals and high net worth (92%)
Apr 2022 to Feb 2023	$516,935,713	Individuals and high net worth (94%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 62.3% of the book (60%+)

Turnover

Low turnover

20.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.7 quarters (12+), a floor since 43.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 66.6%; sector active share 54.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

204 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.3%

+0.2 pts

Top 5

49.2%

+1.3 pts

Top 10

62.6%

+0.4 pts

HHI

592

Diversified+27

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	64.3%	$456,037,990	56
Technology	11.0%	$77,947,441	21
Financial Services	6.3%	$44,940,213	36
Energy	4.9%	$34,980,644	27
Healthcare	3.1%	$22,334,206	16
Industrials	2.6%	$18,421,517	15
Communication Services	2.5%	$18,000,943	6
Consumer Cyclical	2.4%	$16,708,146	6
Consumer Defensive	2.0%	$14,351,509	11
Real Estate	0.4%	$2,823,109	1
Basic Materials	0.2%	$1,410,588	5
Utilities	0.2%	$1,339,267	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
TRSY	Xtrackers US 0-1 Year Treasury ETF	+119,750	736,750	$22,246,166
FENI	Fidelity Enhanced International ETF	+68,288	1,443,013	$57,590,648
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+25,809	48,676	$1,991,335
BAC	Bank Of America Corp	+17,233	85,358	$4,646,035
INTC	Intel Corp	+16,366	26,311	$3,163,371
VUG	VANGUARD GROWTH INDEX FUND	+12,139	440,987	$39,737,338
DEUS	Xtrackers Russell US Multifactor ETF	+10,134	213,576	$13,559,940
FMAT	Fidelity MSCI Materials Index ETF	+7,435	35,772	$1,993,931
WMT	Walmart Inc.	+7,047	58,498	$6,079,112
VTV	VANGUARD VALUE INDEX FUND	+6,740	204,510	$44,190,520
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+6,597	151,654	$7,849,611
VMO	Invesco Municipal Opportunity Trust	+6,190	102,151	$852,960
SIXL	ETC 6 Meridian Low Beta Equity Strategy ETF	+5,514	19,391	$721,791
XOM	ExxonMobil Holdings Corp	+4,416	52,190	$8,493,922
SPCX	Space Exploration Technologies Corp	+4,174	6,026	$909,082
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+3,727	56,656	$563,727
V	Visa Inc.	+3,284	10,408	$3,739,906
MSFT	Microsoft Corp	+2,895	26,317	$13,497,989
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+2,837	19,526	$1,963,339
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	+2,711	86,151	$7,930,199
SCHD	Schwab U.S. Dividend Equity ETF	+2,604	11,571	$376,404
IVV	iShares Core S&P 500 ETF	+2,593	86,793	$66,470,419
AMZN	Amazon Com Inc	+2,578	32,940	$8,207,001
RTX	RTX Corp	+2,399	28,454	$5,282,485
AVIG	Avantis Core Fixed Income ETF	+2,226	224,866	$8,857,471
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BBAG	J.P. Morgan Exchange-Traded Fund Trust	−320,865	5,220	$228,766
PML	Pimco Municipal Income Fund II	−15,700	15,700	$103,149
FLMI	Franklin Dynamic Municipal Bond ETF	−12,060	203,144	$4,737,318
PLTR	Palantir Technologies Inc.	−11,864	4,110	$768,775
NZF	Nuveen Municipal Credit Income Fund	−10,154	124,727	$1,350,793
JMUB	JPMorgan Municipal ETF	−8,388	315,520	$15,012,441
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−6,151	302,914	$15,051,796
VKQ	Invesco Municipal Trust	−5,207	145,222	$1,231,482
ABBV	AbbVie Inc.	−4,561	6,920	$1,810,202
ET	Energy Transfer LP	−4,394	45,864	$0
FUTY	Fidelity MSCI Utilities Index ETF	−4,230	37,661	$1,922,594
MCD	Mcdonalds Corp	−2,802	1,698	$392,136
T	At&T Inc.	−2,681	29,404	$717,457
OKE	Oneok Inc	−2,427	15,724	$1,340,785
FBND	Fidelity Total Bond ETF	−2,205	671,936	$29,094,828
CVX	Chevron Corp	−2,072	19,286	$3,938,394
PTY	Pimco Corporate & Income Opportunity Fund	−2,020	16,185	$178,196
JNJ	Johnson & Johnson	−1,826	13,111	$3,471,006
GS	Goldman Sachs Group Inc	−1,770	243	$218,787
CSCO	Cisco Systems, Inc.	−1,620	37,084	$3,991,350
AMD	Advanced Micro Devices Inc	−1,557	6,760	$4,135,497
MO	Altria Group, Inc.	−1,355	18,521	$1,247,204
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−1,286	3,454	$574,331
EQBK	Equity Bancshares Inc	−1,200	34,862	$1,643,394
PYLD		−1,199	1,330,110	$33,771,492
No positions match the current search.

New Positions

Positions the filer opened this quarter

16 positions

Ticker	Company	Shares	Value
TLT	iShares 20+ Year Treasury Bond ETF	174,137	$13,544,375
UNH	Unitedhealth Group Inc	5,007	$1,837,969
KLAC	Kla Corp	8,381	$1,633,708
BUSE	First Busey Corp	26,842	$781,907
CBRS	Cerebras Systems Inc.	3,257	$578,606
MRNA	Moderna, Inc.	2,025	$389,954
SGOV	iShares 0-3 Month Treasury Bond ETF	3,580	$360,434
BMNR	Bitmine Immersion Technologies, Inc.	9,100	$240,513
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	3,896	$239,604
SHOP	Shopify Inc.	1,613	$239,207
SIXA	ETC 6 Meridian Mega Cap Equity ETF	3,961	$224,687
FANG	Diamondback Energy, Inc.	1,193	$219,285
HAE	Haemonetics Corp	2,000	$210,600
VEA	Vanguard FTSE Developed Markets ETF	2,947	$208,087
EXE	EXPAND ENERGY Corp	2,387	$200,722
CRK	Comstock Resources Inc	10,148	$125,023
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
SNPG	Xtrackers S&P 500 Growth Scored & Screened ETF	4,500	$277,695
VB	Vanguard Index Funds	903	$273,717
VO	VANGUARD MID-CAP INDEX FUND	3,338	$268,942
KLIC	Kulicke & Soffa Industries Inc	2,000	$267,520
CVLC	Calvert US Large-Cap Core Responsible Index ETF	2,786	$263,193
PEG	Public Service Enterprise Group Inc	2,922	$237,149
VRT	Vertiv Holdings Co	703	$235,378
GIS	General Mills Inc	6,618	$230,306
AZN	Astrazeneca PLC	1,200	$227,544
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	751	$213,126
AFL	Aflac Inc	1,770	$207,532
ROK	Rockwell Automation, Inc	417	$206,448
GLW	Corning Inc	808	$206,387
KMI	Kinder Morgan, Inc.	6,302	$201,474
AGNC	AGNC Investment Corp.	10,083	$109,904
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

204 tracked positions · $709,295,573 total · filing declares 204 positions · $711,924,454 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 204 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	86,793	+2,593	$66,470,419	+5.4%	9.37%
FENI	Fidelity Enhanced International ETF	Added	1,443,013	+68,288	$57,590,648	+4.4%	8.12%
VTV	VANGUARD VALUE INDEX FUND	Added	204,510	+6,740	$44,190,520	+2.5%	6.23%
VUG	VANGUARD GROWTH INDEX FUND	Added	440,987	+12,139	$39,737,338	+7.6%	5.60%
PYLD		Reduced	1,330,110	-1,199	$33,771,492	−4.3%	4.76%
FBND	Fidelity Total Bond ETF	Reduced	671,936	-2,205	$29,094,828	−5.1%	4.10%
TRSY	Xtrackers US 0-1 Year Treasury ETF	Added	736,750	+119,750	$22,246,166	+19.4%	3.14%
AAPL	Apple Inc. Technology	Added	48,287	+1,295	$16,080,536	+18.3%	2.27%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	42,718	+997	$15,986,784	+3.6%	2.25%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Reduced	302,914	-6,151	$15,051,796	−7.4%	2.12%
JMUB	JPMorgan Municipal ETF	Reduced	315,520	-8,388	$15,012,441	−8.5%	2.12%
NVDA	Nvidia Corp Technology	Added	62,646	+1,456	$14,307,093	+16.9%	2.02%
FMUB	Fidelity Municipal Bond Opportunities ETF	Reduced	285,550	-279	$13,772,990	−6.3%	1.94%
DEUS	Xtrackers Russell US Multifactor ETF	Added	213,576	+10,134	$13,559,940	+2.1%	1.91%
TLT	iShares 20+ Year Treasury Bond ETF	NEW	174,137	NEW	$13,544,375	NEW	1.91%
MSFT	Microsoft Corp Technology	Added	26,317	+2,895	$13,497,989	+54.5%	1.90%
AVIG	Avantis Core Fixed Income ETF	Added	224,866	+2,226	$8,857,471	−3.9%	1.25%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	100,890	+1,099	$8,776,421	−4.6%	1.24%
XOM	ExxonMobil Holdings Corp Energy	Added	52,190	+4,416	$8,493,922	+30.0%	1.20%
AMZN	Amazon Com Inc Consumer Cyclical	Added	32,940	+2,578	$8,207,001	+13.4%	1.16%
FYX	First Trust Small Cap Core AlphaDEX Fund	Added	60,928	+1,618	$8,200,299	−4.2%	1.16%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Added	86,151	+2,711	$7,930,199	+4.7%	1.12%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	151,654	+6,597	$7,849,611	+4.5%	1.11%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	15,667	+2,061	$7,801,382	+14.6%	1.10%
LLY	ELI LILLY & Co Healthcare	Added	6,445	+160	$7,457,380	−1.1%	1.05%
GOOG	Alphabet Inc. Communication Services	Added	20,655	+1,020	$7,037,984	+1.4%	0.99%
META	Meta Platforms, Inc. Communication Services	Added	9,650	+1,591	$6,997,987	+54.2%	0.99%
JPM	Jpmorgan Chase & Co Financial Services	Added	19,998	+1,854	$6,615,938	+11.4%	0.93%
AVGO	Broadcom Inc. Technology	Added	18,050	+1,695	$6,338,979	+2.6%	0.89%
WMT	Walmart Inc. Consumer Defensive	Added	58,498	+7,047	$6,079,112	+4.3%	0.86%
RTX	RTX Corp Industrials	Added	28,454	+2,399	$5,282,485	+6.9%	0.74%
WMB	Williams Companies, Inc. Energy	Added	70,893	+360	$4,818,597	−8.1%	0.68%
MU	Micron Technology Inc Technology	Reduced	4,503	-493	$4,796,190	−16.8%	0.68%
FLMI	Franklin Dynamic Municipal Bond ETF	Reduced	203,144	-12,060	$4,737,318	−12.5%	0.67%
BAC	Bank Of America Corp Financial Services	Added	85,358	+17,233	$4,646,035	+19.7%	0.66%
AMD	Advanced Micro Devices Inc Technology	Reduced	6,760	-1,557	$4,135,497	−14.4%	0.58%
CSCO	Cisco Systems, Inc. Technology	Reduced	37,084	-1,620	$3,991,350	−12.2%	0.56%
CVX	Chevron Corp Energy	Reduced	19,286	-2,072	$3,938,394	+11.2%	0.56%
SEIC	Sei Investments Co Financial Services	Held	37,504	0	$3,850,160	+17.0%	0.54%
V	Visa Inc. Financial Services	Added	10,408	+3,284	$3,739,906	+53.0%	0.53%
CAT	Caterpillar Inc Industrials	Added	4,603	+113	$3,732,066	−21.9%	0.53%
JNJ	Johnson & Johnson Healthcare	Reduced	13,111	-1,826	$3,471,006	−8.5%	0.49%
GE	General Electric Co Industrials	Reduced	10,713	-84	$3,345,562	−17.1%	0.47%
INTC	Intel Corp Technology	Added	26,311	+16,366	$3,163,371	+127.8%	0.45%
COP	Conocophillips Energy	Reduced	23,584	-285	$2,951,537	+18.9%	0.42%
UBS	UBS Group AG Financial Services	Held	60,959	0	$2,933,956	−2.9%	0.41%
ARL	American Realty Investors Inc Real Estate	Held	174,266	0	$2,823,109	−27.3%	0.40%
LRCX	Lam Research Corp Technology	Reduced	8,254	-866	$2,711,521	−31.4%	0.38%
PAA	Plains All American Pipeline LP Energy	Added	112,618	+1,311	$2,671,298	+7.8%	0.38%
TSLA	Tesla, Inc. Consumer Cyclical	Added	7,105	+625	$2,520,925	−7.5%	0.36%

Showing the top 50 of 204 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.