FYX · First Trust Small Cap Core AlphaDEX Fund · Fails to Deliver ETF
$136.78
+0.22 (+0.16%)
At close · Oct 21
Return incl. dividend (before tax)
Volume · Oct 21
17.14K
Avg daily vol (3M)
37.64K
Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.
Fails to Deliver History
| Settlement Date | Quantity | Price | Value |
|---|---|---|---|
| 2026-09-30 | 447 | $135.17 | $60,421 |
| 2026-09-28 | 451 | $136.77 | $61,683 |
| 2026-09-25 | 1,554 | $136.49 | $212,105 |
| 2026-09-24 | 2,409 | $136.73 | $329,383 |
| 2026-09-23 | 837 | $138.92 | $116,276 |
| 2026-09-21 | 806 | $137.61 | $110,914 |
| 2026-09-18 | 465 | $138.72 | $64,505 |
| 2026-09-17 | 46 | $138.40 | $6,366 |
| 2026-09-16 | 845 | $139.05 | $117,497 |
| 2026-09-15 | 3,064 | $139.40 | $427,122 |
| 2026-09-14 | 8,193 | $139.61 | $1,143,825 |
| 2026-09-11 | 9,398 | $138.71 | $1,303,597 |
| 2026-09-10 | 2,559 | $140.10 | $358,516 |
| 2026-09-09 | 427 | $141.17 | $60,280 |
| 2026-09-08 | 832 | $142.48 | $118,543 |
| 2026-09-04 | 3,023 | $142.00 | $429,266 |
| 2026-09-03 | 3,108 | $141.62 | $440,155 |
| 2026-09-02 | 644 | $140.13 | $90,244 |
| 2026-09-01 | 1,026 | $141.74 | $145,425 |
| 2026-08-31 | 1,676 | $142.45 | $238,746 |
| 2026-08-28 | 506 | $143.62 | $72,672 |
| 2026-08-27 | 1,246 | $143.18 | $178,402 |
| 2026-08-26 | 1,763 | $143.22 | $252,497 |
| 2026-08-25 | 3,272 | $142.90 | $467,569 |
| 2026-08-24 | 1,494 | $143.78 | $214,807 |
| 2026-08-18 | 284 | $145.22 | $41,242 |
| 2026-08-14 | 337 | $145.80 | $49,135 |
| 2026-08-13 | 504 | $144.74 | $72,949 |
| 2026-08-12 | 271 | $144.25 | $39,092 |
| 2026-08-10 | 417 | $145.02 | $60,473 |
| 2026-08-07 | 350 | $144.20 | $50,470 |
| 2026-08-06 | 195 | $145.70 | $28,412 |
| 2026-08-05 | 2,697 | $146.67 | $395,569 |
| 2026-08-04 | 4,624 | $144.27 | $667,104 |
| 2026-08-03 | 2,782 | $141.84 | $394,599 |
| 2026-07-31 | 27,925 | $142.67 | $3,984,060 |
| 2026-07-30 | 27,808 | $141.87 | $3,945,121 |
| 2026-07-29 | 19,354 | $143.39 | $2,775,170 |
| 2026-07-28 | 8,824 | $142.11 | $1,253,979 |
| 2026-07-27 | 5,427 | $141.32 | $766,944 |
| 2026-07-24 | 716 | $140.59 | $100,662 |
| 2026-07-23 | 1,030 | $142.36 | $146,631 |
| 2026-07-22 | 5,060 | $143.18 | $724,491 |
| 2026-07-21 | 5,084 | $141.70 | $720,403 |
Showing 1–44 of 44 settlements