Mainsail Financial Group, LLC

Registered adviser

CIK

1961290

Location

BELLEVUE, WA

Portfolio Value

Small $281,408,038

Diversification

Diversified

Filing Date

Global Rank

#5,271 / 8,816 ▲ 170 · as of Jun 2026

Top Industry

Software - Infrastructure 13.3%

Period ended 24 days ago

Filed Oct 23, 2026 · 1d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 317970

Roster of Oct 1, 2026

Regulatory AUM

$403,920,372

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Oct 2026	$403,920,372	Individuals and high net worth (98%)
Mar 2025 to Jan 2026	$268,191,466	Individuals and high net worth (100%)
Mar 2024 to Feb 2025	$191,575,878	Individuals and high net worth (100%)
May 2023 to Feb 2024	$113,599,762	Individuals and high net worth (100%)
Apr 2023	$113,599,762	Individuals and high net worth (100%)
Jun 2022 to Mar 2023	$102,295,575	Individuals and high net worth (100%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 69.7% of the book (60%+)

Turnover

Low turnover

13.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.9 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 82.3%; sector active share 73.8% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

71 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

12.0%

+0.9 pts

Top 5

48.6%

+2.6 pts

Top 10

73.5%

+3.8 pts

HHI

652

Diversified+49

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	85.6%	$240,933,681	40
Technology	6.5%	$18,262,110	7
Consumer Defensive	3.0%	$8,464,530	5
Communication Services	1.7%	$4,711,990	5
Industrials	0.7%	$1,882,846	3
Financial Services	0.6%	$1,800,966	3
Energy	0.6%	$1,655,090	2
Healthcare	0.5%	$1,347,209	3
Consumer Cyclical	0.5%	$1,266,881	2
Real Estate	0.4%	$1,082,735	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JMST	JPMorgan Ultra-Short Municipal Income ETF	+41,291	169,752	$8,582,661
MUB	iShares National Muni Bond ETF	+22,414	91,867	$9,287,753
SCHG	Schwab U.S. Large-Cap Growth ETF	+22,072	468,045	$16,816,856
MNST	Monster Beverage Corp	+21,800	43,993	$1,830,988
LMBS	First Trust Low Duration Opportunities ETF	+19,473	219,475	$10,635,758
FTGC	First Trust Global Tactical Commodity Strategy Fund	+13,875	283,610	$8,675,629
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+11,403	55,419	$12,803,451
FTSM	First Trust Enhanced Short Maturity ETF	+10,394	390,974	$23,266,862
PBJ	Invesco Food & Beverage ETF	+8,380	135,423	$6,064,512
FIW	First Trust Water ETF	+6,127	70,509	$7,317,424
SMIN	iShares MSCI India Small-Cap ETF	+6,038	153,205	$10,540,504
—		+5,510	67,043	$0
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+4,568	9,269	$831,985
SPHD	Invesco Ltd.	+3,746	8,746	$0
SCHD	Schwab U.S. Dividend Equity ETF	+3,033	74,120	$2,411,123
VZ	Verizon Communications Inc	+2,102	14,973	$686,811
FDT	First Trust Developed Markets ex-US AlphaDEX Fund	+2,034	96,044	$8,998,362
FEP	First Trust Europe AlphaDEX Fund	+1,415	47,024	$2,652,623
AAPL	Apple Inc.	+1,037	7,051	$2,348,124
WMT	Walmart Inc.	+1,017	12,584	$1,307,729
CRM	Salesforce, Inc.	+965	8,839	$2,029,169
EPD	Enterprise Products Partners L.P.	+800	7,047	$250,943
ADBE	Adobe Inc.	+723	6,636	$1,592,241
PG	PROCTER & GAMBLE Co	+632	7,657	$1,112,408
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+500	9,820	$565,239
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JVAL	JPMorgan U.S. Value Factor ETF	−37,051	376,676	$21,817,073
SCHO	Schwab Short-Term U.S. Treasury ETF	−15,316	29,637	$707,138
COWZ	Pacer US Cash Cows 100 ETF	−8,491	173,181	$11,561,563
NVDA	Nvidia Corp	−7,368	2,143	$489,418
—		−5,831	57,983	$0
AGG	iShares Core U.S. Aggregate Bond ETF	−4,437	13,261	$1,253,694
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	−4,378	35,150	$11,590,009
FPE	First Trust Preferred Securities and Income ETF	−4,331	309,860	$5,283,113
JCPB	JPMorgan Core Plus Bond ETF	−3,812	14,932	$668,654
FBND	Fidelity Total Bond ETF	−3,324	16,617	$719,516
RDVY	First Trust Rising Dividend Achievers ETF	−3,190	193,425	$15,143,243
TMUS	T-Mobile US, Inc.	−2,240	1,272	$207,437
SHV	iShares 0-1 Year Treasury Bond ETF	−1,519	11,425	$1,260,406
VEA	Vanguard FTSE Developed Markets ETF	−1,407	18,526	$1,308,120
GOOG	Alphabet Inc.	−728	8,396	$2,860,853
MU	Micron Technology Inc	−424	4,470	$4,761,041
CVX	Chevron Corp	−302	6,876	$1,404,147
SPY	Spdr S&P 500 ETF Trust	−282	34,721	$26,479,276
KO	Coca Cola Co	−203	15,677	$1,349,476
JPM	Jpmorgan Chase & Co	−162	4,339	$1,435,471
PFE	Pfizer Inc	−147	14,091	$401,875
BA	Boeing Co	−122	1,176	$218,794
ABBV	AbbVie Inc.	−122	1,118	$292,457
FYX	First Trust Small Cap Core AlphaDEX Fund	−48	44,625	$6,006,078
META	Meta Platforms, Inc.	−17	502	$364,040
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	10,430	$493,964
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	6,106	$428,335
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	2,619	$267,609
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
IJS	iShares S&P Small-Cap 600 Value ETF	18,808	$2,570,677
FUMB	First Trust Ultra Short Duration Municipal ETF	62,540	$1,254,552
—		10,273	$470,503
USB	US Bancorp \De\	3,448	$208,259
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

71 tracked positions · $281,408,038 total · filing declares 71 positions · $297,038,376 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 71 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	34,721	-282	$26,479,276	+1.3%	9.41%
FTSM	First Trust Enhanced Short Maturity ETF	Added	390,974	+10,394	$23,266,862	+2.4%	8.27%
JVAL	JPMorgan U.S. Value Factor ETF	Reduced	376,676	-37,051	$21,817,073	−10.1%	7.75%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	468,045	+22,072	$16,816,856	+11.4%	5.98%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	193,425	-3,190	$15,143,243	−5.0%	5.38%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	55,419	+11,403	$12,803,451	+19.7%	4.55%
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	Reduced	35,150	-4,378	$11,590,009	−12.4%	4.12%
COWZ	Pacer US Cash Cows 100 ETF	Reduced	173,181	-8,491	$11,561,563	+2.3%	4.11%
LMBS	First Trust Low Duration Opportunities ETF	Added	219,475	+19,473	$10,635,758	+6.8%	3.78%
SMIN	iShares MSCI India Small-Cap ETF	Added	153,205	+6,038	$10,540,504	+1.3%	3.75%
MUB	iShares National Muni Bond ETF	Added	91,867	+22,414	$9,287,753	+24.3%	3.30%
FDT	First Trust Developed Markets ex-US AlphaDEX Fund	Added	96,044	+2,034	$8,998,362	+1.1%	3.20%
FTGC	First Trust Global Tactical Commodity Strategy Fund	Added	283,610	+13,875	$8,675,629	+18.9%	3.08%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	169,752	+41,291	$8,582,661	+31.0%	3.05%
FIW	First Trust Water ETF	Added	70,509	+6,127	$7,317,424	+3.8%	2.60%
PBJ	Invesco Food & Beverage ETF	Added	135,423	+8,380	$6,064,512	+1.3%	2.16%
FYX	First Trust Small Cap Core AlphaDEX Fund	Reduced	44,625	-48	$6,006,078	−6.8%	2.13%
MSFT	Microsoft Corp Technology	Added	10,497	+193	$5,383,911	+40.1%	1.91%
FPE	First Trust Preferred Securities and Income ETF	Reduced	309,860	-4,331	$5,283,113	−6.0%	1.88%
MU	Micron Technology Inc Technology	Reduced	4,470	-424	$4,761,041	−15.7%	1.69%
QQQ	Invesco Qqq Trust, Series 1	Added	4,950	+94	$3,661,861	+2.4%	1.30%
COST	Costco Wholesale Corp Consumer Defensive	Added	3,146	+99	$2,863,929	+0.5%	1.02%
GOOG	Alphabet Inc. Communication Services	Reduced	8,396	-728	$2,860,853	−11.3%	1.02%
FEP	First Trust Europe AlphaDEX Fund	Added	47,024	+1,415	$2,652,623	+1.9%	0.94%
SCHD	Schwab U.S. Dividend Equity ETF	Added	74,120	+3,033	$2,411,123	+7.0%	0.86%
AAPL	Apple Inc. Technology	Added	7,051	+1,037	$2,348,124	+34.9%	0.83%
CRM	Salesforce, Inc. Technology	Added	8,839	+965	$2,029,169	+64.5%	0.72%
MNST	Monster Beverage Corp Consumer Defensive	Added	43,993	+21,800	$1,830,988	−14.2%	0.65%
ADSK	Autodesk, Inc. Technology	Added	7,934	+471	$1,658,206	+14.3%	0.59%
ADBE	Adobe Inc. Technology	Added	6,636	+723	$1,592,241	+31.3%	0.57%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	4,339	-162	$1,435,471	−2.6%	0.51%
CVX	Chevron Corp Energy	Reduced	6,876	-302	$1,404,147	+18.0%	0.50%
KO	Coca Cola Co Consumer Defensive	Reduced	15,677	-203	$1,349,476	+4.6%	0.48%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	18,526	-1,407	$1,308,120	−7.9%	0.46%
WMT	Walmart Inc. Consumer Defensive	Added	12,584	+1,017	$1,307,729	−0.2%	0.46%
SHV	iShares 0-1 Year Treasury Bond ETF	Reduced	11,425	-1,519	$1,260,406	−11.8%	0.45%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	13,261	-4,437	$1,253,694	−28.4%	0.45%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	7,657	+632	$1,112,408	+8.0%	0.40%
PLD	Prologis, Inc. Real Estate	Added	8,339	+16	$1,082,735	−4.0%	0.38%
WM	Waste Management Inc Industrials	Added	5,115	+70	$1,043,050	−7.2%	0.37%
HD	Home Depot, Inc. Consumer Cyclical	Added	3,136	+173	$892,160	−14.6%	0.32%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	5,062	0	$841,709	+1.2%	0.30%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	9,269	+4,568	$831,985	+101.4%	0.30%
SCHF	Schwab International Equity ETF	Held	28,974	0	$795,915	−0.8%	0.28%
FBND	Fidelity Total Bond ETF	Reduced	16,617	-3,324	$719,516	−20.7%	0.26%
SCHO	Schwab Short-Term U.S. Treasury ETF	Reduced	29,637	-15,316	$707,138	−34.8%	0.25%
VZ	Verizon Communications Inc Communication Services	Added	14,973	+2,102	$686,811	+26.0%	0.24%
JCPB	JPMorgan Core Plus Bond ETF	Reduced	14,932	-3,812	$668,654	−24.0%	0.24%
MRK	Merck & Co., Inc. Healthcare	Held	4,493	0	$652,877	+13.1%	0.23%
UPS	United Parcel Service Inc Industrials	Added	6,646	+206	$621,002	−10.3%	0.22%

Showing the top 50 of 71 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.