CX Institutional

Registered adviser

CIK

1737089

Location

AUBURN, IN

Portfolio Value

Mid $3,483,604,109

Diversification

Diversified

Filing Date

Global Rank

#1,144 / 8,818 ▼ 78 · as of Jun 2026

Top Industry

Semiconductors 12.9%

Period ended 28 days ago

Filed Oct 2, 2026 · 26d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 292627

Roster of Oct 1, 2026

Regulatory AUM

$4,464,692,612

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,464,692,612	Individuals and high net worth (96%)
Dec 2025 to Mar 2026	$4,121,239,331	Individuals and high net worth (96%)
Mar 2025 to Sep 2025	$3,337,998,958	Individuals and high net worth (93%)
Dec 2024 to Feb 2025	$3,314,261,031	Individuals and high net worth (93%)
Apr 2024 to Nov 2024	$2,386,979,619	Individuals and high net worth (98%)
Jun 2023 to Mar 2024	$2,219,624,079	Individuals and high net worth (99%)

9 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.2%, 18.4 effective positions, active share 56.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

42.9% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 18.8 quarters (12+), a floor since 47.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 56.3%; sector active share 39.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,664 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

19.4%

−0.9 pts

Top 5

37.1%

−0.1 pts

Top 10

44.2%

−1.0 pts

HHI

497

Diversified−46

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	47.4%	$1,651,518,563	558
Technology	19.5%	$679,335,945	171
Industrials	8.0%	$277,201,089	163
Financial Services	5.5%	$192,100,174	212
Consumer Cyclical	5.1%	$179,298,656	129
Healthcare	4.6%	$159,864,010	106
Communication Services	3.0%	$105,981,086	48
Energy	2.4%	$84,242,514	53
Consumer Defensive	2.3%	$80,735,410	59
Basic Materials	1.2%	$41,789,018	55
Utilities	0.5%	$18,385,966	42
Real Estate	0.4%	$13,151,678	68

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		+4,876,683	4,878,686	$0
F	Ford Motor Co	+624,683	716,656	$8,642,871
SUB	iShares Short-Term National Muni Bond ETF	+478,996	599,280	$62,648,731
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	+458,825	2,308,448	$62,974,461
VNT	Vontier Corp	+349,592	349,632	$10,978,444
HAL	Halliburton Co	+227,303	245,890	$7,819,302
SLB	Slb Limited	+205,448	219,340	$10,686,244
TTEK	Tetra Tech Inc	+191,725	192,037	$6,327,619
FAST	Fastenal Co	+186,381	203,749	$10,091,687
G	Genpact LTD	+182,960	361,074	$11,745,737
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+181,461	489,362	$29,914,699
NVDA	Nvidia Corp	+180,495	492,568	$112,492,679
XSLV	Invesco S&P SmallCap Low Volatility ETF	+152,988	153,311	$7,503,040
APH	Amphenol Corp	+139,825	152,859	$12,886,013
KO	Coca Cola Co	+130,746	163,248	$14,052,387
HEFA	iShares Currency Hedged MSCI EAFE ETF	+129,642	403,920	$18,737,848
BKR	Baker Hughes Co	+125,980	136,148	$7,474,525
CNM	Core & Main, Inc.	+118,561	118,617	$4,920,233
XMLV	Invesco Ltd.	+116,564	116,975	$0
RWL	Invesco Ltd.	+98,567	189,765	$0
PYPL	PayPal Holdings, Inc.	+97,865	107,227	$5,632,634
LDOS	Leidos Holdings, Inc.	+94,926	95,712	$11,660,592
MLI	Mueller Industries Inc	+88,372	90,315	$5,473,992
ORLY	O Reilly Automotive Inc	+86,510	92,959	$7,939,628
SGOV	iShares 0-3 Month Treasury Bond ETF	+85,768	1,933,047	$194,619,171
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−1,015,896	105,666	$0
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	−944,141	1,791,424	$37,870,703
SHY	iShares 1-3 Year Treasury Bond ETF	−885,181	9,555	$775,866
SPBO	State Street(R) SPDR Portfolio Corporate Bond ETF	−709,518	1,386,153	$38,105,345
HPQ	Hp Inc	−400,491	9,797	$306,450
BNDX	Vanguard Total International Bond ETF	−331,472	827,903	$38,803,813
BMY	Bristol Myers Squibb Co	−209,476	54,120	$3,377,088
IJR	iShares Core S&P Small-Cap ETF	−185,704	79,276	$10,784,707
TDC	Teradata Corp	−172,051	178,819	$5,157,139
FNF	Fidelity National Financial, Inc.	−134,695	632	$24,426
PPC	Pilgrims Pride Corp	−127,248	59	$2
CVS	CVS HEALTH Corp	−89,963	10,693	$916,283
EXEL	Exelixis, Inc.	−89,071	2,145	$125,289
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−88,885	4,342	$545,659
RSPA		−88,679	838,877	$43,244,109
UBER	Uber Technologies, Inc	−88,654	11,135	$762,858
MDT	Medtronic plc	−86,818	10,707	$923,907
LAZ	Lazard, Inc.	−83,639	38	$1
JAAA	Janus Henderson AAA CLO ETF	−83,132	585,687	$29,559,622
TAXF	American Century Diversified Municipal Bond ETF	−70,009	358,295	$16,979,600
T	At&T Inc.	−66,857	62,307	$1,520,290
ABT	Abbott Laboratories	−66,466	28,023	$2,769,513
SCHW	Schwab Charles Corp	−65,608	66,032	$6,453,967
FTI	TechnipFMC plc	−65,255	2,349	$159,544
—		−62,312	20,388	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
GAP	Gap Inc	314,893	$7,192,156
TTC	Toro Co	68,943	$6,647,484
THC	Tenet Healthcare Corp	25,103	$6,415,322
RRC	Range Resources Corp	171,693	$6,359,508
PRGS	Progress Software Corp	128,757	$5,146,417
SPCX	Space Exploration Technologies Corp	33,155	$5,001,763
OMF	OneMain Holdings, Inc.	88,000	$4,874,320
MCY	Mercury General Corp	48,836	$4,827,438
LRN	Stride, Inc.	60,173	$4,692,290
UPBD	Upbound Group, Inc.	294,173	$4,618,516
YELP	Yelp Inc	217,734	$4,028,079
RMBI	Richmond Mutual Bancorporation, Inc.	81,522	$1,211,416
AKRE	Professionally Managed Portfolios	10,803	$568,994
LITE	Lumentum Holdings Inc.	564	$547,790
HONA	Honeywell Aerospace Inc.	3,449	$534,491
SUSC	iShares ESG Aware USD Corporate Bond ETF	19,940	$437,583
OALC	ONEASCENT LARGE CAP CORE ETF	9,767	$401,716
COWZ	Pacer US Cash Cows 100 ETF	5,048	$337,004
FDXF	FedEx Freight Holding Company, Inc.	2,621	$286,684
TYG	Tortoise Energy Infrastructure Corp	7,235	$277,028
KGC	Kinross Gold Corp	10,616	$255,633
JEPI	JPMorgan Equity Premium Income ETF	4,350	$244,557
HEMI	Hartford Equity Premium Income ETF	5,461	$225,588
TPHD	Timothy Plan	5,458	$221,376
QXO	QXO, Inc.	18,406	$215,166
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IRDM	Iridium Communications Inc.	171,098	$9,384,725
XOM	ExxonMobil Holdings Corp	66,197	$9,050,453
—		584,742	$6,847,328
SBH	Sally Beauty Holdings, Inc.	450,630	$6,371,908
INVA	Innoviva, Inc.	280,240	$6,364,250
—		6,542	$2,319,335
OKE	Oneok Inc	20,357	$1,769,837
—		2,733	$560,374
DUHP	Dimensional US High Profitability ETF	10,585	$441,712
BF-B	Brown Forman Corp	10,605	$282,623
—		992	$187,180
DUSB	Dimensional Ultrashort Fixed Income ETF	2,544	$129,184
APLD	Applied Digital Corp.	2,406	$89,743
REMX	VanEck Rare Earth and Strategic Metals ETF	980	$86,730
IBAT	iShares Energy Storage & Materials ETF	1,785	$80,435
DFCF	Dimensional Core Fixed Income ETF	1,774	$74,880
CMF	iShares California Muni Bond ETF	1,133	$65,306
UTEN	US Treasury 10 Year Note ETF	1,500	$64,798
TFLO	iShares Treasury Floating Rate Bond ETF	1,206	$61,059
TEVA	Teva Pharmaceutical Industries Ltd	1,600	$54,208
EUAD	Spinnaker ETF Series	1,220	$51,459
UTWO	US Treasury 2 Year Note ETF	1,011	$48,487
IMTM	iShares MSCI Intl Momentum Factor ETF	755	$40,264
FIW	First Trust Water ETF	336	$36,798
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	1,400	$35,784
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,664 tracked positions · $3,483,604,109 total · filing declares 1,669 positions · $369,178 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,664 positions by value · page 1 of 34

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	1,933,047	+85,768	$194,619,171	+4.7%	5.59%
NVDA	Nvidia Corp Technology	Added	492,568	+180,495	$112,492,679	+80.2%	3.23%
AAPL	Apple Inc. Technology	Added	276,065	+32,125	$91,935,166	+30.2%	2.64%
IEFA	iShares Core MSCI EAFE ETF	Added	906,032	+44,362	$87,776,380	+5.5%	2.52%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	2,308,448	+458,825	$62,974,461	+19.9%	1.81%
SUB	iShares Short-Term National Muni Bond ETF	Added	599,280	+478,996	$62,648,731	+389.2%	1.80%
MSFT	Microsoft Corp Technology	Added	121,105	+2,374	$62,114,754	+40.2%	1.78%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	763,681	-3,462	$59,887,864	−3.1%	1.72%
IVE	iShares S&P 500 Value ETF	Added	215,726	+14,951	$49,245,931	+8.0%	1.41%
VB	Vanguard Index Funds	Reduced	162,723	-5,347	$46,293,066	−9.1%	1.33%
RSPA		Reduced	838,877	-88,679	$43,244,109	−12.6%	1.24%
GOOGL	Alphabet Inc. Communication Services	Reduced	116,471	-13,657	$40,075,341	−13.8%	1.15%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	156,953	-18,243	$39,104,839	−6.3%	1.12%
BNDX	Vanguard Total International Bond ETF	Reduced	827,903	-331,472	$38,803,813	−30.9%	1.11%
SPBO	State Street(R) SPDR Portfolio Corporate Bond ETF	Reduced	1,386,153	-709,518	$38,105,345	−37.4%	1.09%
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	Reduced	1,791,424	-944,141	$37,870,703	−37.9%	1.09%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	292,447	+9,189	$35,994,376	+6.8%	1.03%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	357,048	+12,735	$33,080,497	+9.3%	0.95%
LLY	ELI LILLY & Co Healthcare	Reduced	28,563	-6,930	$33,049,676	−22.4%	0.95%
META	Meta Platforms, Inc. Communication Services	Reduced	44,668	-5,624	$32,392,340	+14.3%	0.93%
AVGO	Broadcom Inc. Technology	Added	92,006	+1,538	$32,311,587	−5.5%	0.93%
MU	Micron Technology Inc Technology	Added	29,635	+22,365	$31,564,534	+276.1%	0.91%
IUSG	iShares Core S&P U.S. Growth ETF	Added	159,903	+5,425	$30,981,206	+6.6%	0.89%
IWF	iShares Russell 1000 Growth ETF	Added	244,028	+8,008	$30,566,947	+4.3%	0.88%
IWD	iShares Russell 1000 Value ETF	Added	122,927	+4,673	$30,477,291	+6.3%	0.87%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	489,362	+181,461	$29,914,699	+59.8%	0.86%
JAAA	Janus Henderson AAA CLO ETF	Reduced	585,687	-83,132	$29,559,622	−12.5%	0.85%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	869,829	+77,013	$28,974,003	+5.0%	0.83%
IVV	iShares Core S&P 500 ETF	Reduced	34,570	-712	$26,475,434	+0.2%	0.76%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	73,668	-5,782	$26,138,143	−21.8%	0.75%
MUB	iShares National Muni Bond ETF	Added	253,468	+16,427	$25,625,614	+0.5%	0.74%
ITM	VanEck Intermediate Muni ETF	Added	572,494	+39,346	$25,189,736	+0.5%	0.72%
QEFA	State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF	Added	242,926	+23,808	$23,692,572	+12.6%	0.68%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	492,818	+64,260	$23,339,860	+7.7%	0.67%
SPY	Spdr S&P 500 ETF Trust	Reduced	30,149	-318	$22,992,531	+1.1%	0.66%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	114,481	-5,731	$22,409,655	−2.2%	0.64%
IVW	iShares S&P 500 Growth ETF	Added	149,008	+14,261	$21,197,878	+14.4%	0.61%
VTV	VANGUARD VALUE INDEX FUND	Added	96,361	+2,165	$20,821,684	+1.4%	0.60%
FTC	First Trust Large Cap Growth AlphaDEX Fund	Added	115,994	+6,759	$20,577,173	−2.8%	0.59%
CAT	Caterpillar Inc Industrials	Added	23,527	+11,036	$19,075,456	+43.4%	0.55%
HEFA	iShares Currency Hedged MSCI EAFE ETF	Added	403,920	+129,642	$18,737,848	+45.6%	0.54%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	127,365	+67,777	$18,503,587	+111.8%	0.53%
LRCX	Lam Research Corp Technology	Added	56,104	+30,609	$18,430,725	+66.8%	0.53%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	50,574	-434	$17,794,461	+1.4%	0.51%
UNP	Union Pacific Corp Industrials	Added	65,291	+3,490	$17,767,639	+5.7%	0.51%
JNJ	Johnson & Johnson Healthcare	Added	64,782	+34,418	$17,150,386	+122.4%	0.49%
TAXF	American Century Diversified Municipal Bond ETF	Reduced	358,295	-70,009	$16,979,600	−22.0%	0.49%
QCOM	Qualcomm Inc Technology	Added	90,850	+14,646	$16,720,034	+18.7%	0.48%
MPC	Marathon Petroleum Corp Energy	Added	39,497	+23,210	$15,617,903	+275.1%	0.45%
MA	Mastercard Inc Financial Services	Added	27,693	+1,128	$15,271,858	+11.9%	0.44%

Showing the top 50 of 1,664 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.