IDOG · ALPS International Sector Dividend Dogs ETF · Holdings ETF

$42.75 -0.07 (-0.16%)

Volume · Oct 22 22.55K Avg daily vol (3M) 37.7K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 12

Total Value: $5,615,992

Total Shares: 133,460

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 12 13F filers

Top Holder

48.4%

of institutional value

Top 5

85.6%

of institutional value

Top 10

99.8%

of institutional value

HHI

2,776

Highly concentrated

Who Holds IDOG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 77 filers, like-for-like change +3.5%; actively managed books +3.7%; index-like books +2.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	53.0%	39	+4.7%	6	3
Adviser	3.5%	1	+21.2%	0	0
Bank	14.4%	9	+7.3%	0	0
Holding company	18.3%	4	+2.6%	1	0
Unknown	10.8%	24	-8.6%	2	2

Style	Share	Filers	Change	New	Exited
Index-like	17.5%	2	+2.6%	1	0
Systematic-like	0.1%	1	-63.8%	0	0
Concentrated	32.4%	18	+0.6%	3	0
Diversified active	50.1%	56	+6.1%	5	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	81.1%	61	+2.9%	6	3
Medium turnover	16.0%	6	+20.8%	1	1
High turnover	0.7%	5	-71.5%	2	1
Unknown	2.3%	5	+0.2%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.6%	5	-6.9%	1	1
Medium horizon	12.6%	10	+1.5%	1	1
Long horizon	84.7%	61	+4.0%	6	3
Unknown	0.2%	1	new	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	17.7%	20	+0.6%	4	2
$1B to $10B	23.7%	21	+9.5%	3	3
$10B to $100B	17.1%	18	+1.8%	1	0
$100B or more	41.4%	18	+2.3%	1	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	51.3%	35	+4.7%	5	3
Pooled investment vehicles	0.1%	1	-63.8%	0	0
Registered funds and BDCs	1.4%	2	+13.9%	1	0
Other investment advisers	0.3%	1	+5.9%	0	0
Corporations	0.0%	0	—	0	0
Unknown	47.0%	38	+2.3%	3	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.1%	1	-63.8%	0	0
Private equity funds	0.2%	2	-45.5%	1	0
Other private funds	0.2%	1	-0.1%	0	0
Mixed private funds	0.3%	1	+5.7%	0	0
No private funds	52.2%	34	+5.3%	5	3
Private funds, type not stated	0.0%	0	—	0	0
Unknown	47.0%	38	+2.3%	3	2

Location	Share	Filers	Change	New	Exited
United States	94.2%	74	+3.3%	9	5
Outside the US	5.8%	3	+7.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

77 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.90% of filers hold it in their top 10

Mar 31, 2026: 5

Holders above 5%

median weight 0.075%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

69.5%

of 13F shares, Herfindahl 0.073

Active holders

+3.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 13.4 quarters

Under 1 year 11.4% 1 to 3 years 50.6% 3 years or more 38.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Fund Ownership of IDOG by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 139,130 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	139,130	1
Active ETFs	0	0
Active funds	97,965	1
Unclassified	0	0
All registered funds	237,095	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -65

Institutional value: —

Shares held: -98.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds	Open
Small Friday Financial	+3,638	15,082
Small Genesee Capital Advisors, LLC	+133	64,653

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds	Open
Small Fermata Advisors, LLC	−11,938	13,692
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	−1,625	197

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Large Concurrent Investment Advisors, LLC	6,700	$281,936
Mid ROCKLAND TRUST CO	6,371	$268,091
Large Farther Finance Advisors, LLC	4,947	$208,169
Small Triumph Capital Management	25	$1,052

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Founders Capital Management	69	$0
Mid AdvisorNet Financial, Inc	48	$0
Small LifeSteps Financial, Inc.	185	$0

Filter: New 4 Increased 2 Reduced 2 Sold out 3 Unchanged 4

Holder type: Registered adviser 7 Unknown 5

Showing 12 of 12

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Genesee Capital Advisors, LLC Registered adviser IDOG	$2,720,598	48.44%	64,653	—	+133 +0.2%	Shares	2026-10-20
Small Friday Financial Registered adviser IDOG	$634,650	11.30%	15,082	—	+3,638 +31.8%	Shares	2026-10-09
Mid Fulton Bank, N.A. IDOG	$582,092	10.36%	13,833	—	0 0.0%	Shares	2026-10-14
Small Fermata Advisors, LLC IDOG	$576,159	10.26%	13,692	—	-11,938 -46.6%	Shares	2026-10-13
Mid Avior Wealth Management, LLC Registered adviser IDOG	$292,876	5.22%	6,960	—	0 0.0%	Shares	2026-10-13
Large Concurrent Investment Advisors, LLC Registered adviser IDOG	$281,936	5.02%	6,700	—	New	Shares	2026-10-16
Mid ROCKLAND TRUST CO IDOG	$268,091	4.77%	6,371	—	New	Shares	2026-10-05
Large Farther Finance Advisors, LLC Registered adviser IDOG	$208,169	3.71%	4,947	—	New	Shares	2026-10-08
Mid TRUST CO OF VERMONT IDOG	$25,248	0.45%	600	—	0 0.0%	Shares	2026-10-21
Mid BEACON INVESTMENT ADVISORY SERVICES, INC. Registered adviser IDOG	$16,832	0.30%	400	—	0 0.0%	Shares	2026-10-13
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. IDOG	$8,289	0.15%	197	—	-1,625 -89.2%	Shares	2026-10-14
Small Triumph Capital Management Registered adviser IDOG	$1,052	0.02%	25	—	New	Shares	2026-10-14
Mid AdvisorNet Financial, Inc Registered adviser IDOG	—	—	48	—	Sold Out	Shares	2026-07-23
Small LifeSteps Financial, Inc. Registered adviser IDOG	—	—	185	—	Sold Out	Shares	2026-07-17
Small Founders Capital Management Registered adviser IDOG	—	—	69	—	Sold Out	Shares	2026-07-21
No holders match your search.