Founders Capital Management

Registered adviser

CIK

1704300

Location

HOUSTON, TX

Portfolio Value

Small $217,181,906

Diversification

Diversified

Filing Date

Global Rank

#6,060 / 8,827 ▼ 52 · as of Jun 2026

Top Industry

Aerospace & Defense 14.9%

Period ended 38 days ago

Filed Oct 13, 2026 · 25d

25 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 111164

Roster of Nov 1, 2026

Regulatory AUM

$281,799,207

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$281,799,207	Individuals and high net worth (93%)
Feb 2025 to Feb 2026	$241,266,780	Individuals and high net worth (93%)
Mar 2024 to Jan 2025	$214,444,736	Individuals and high net worth (93%)
May 2023 to Feb 2024	$193,567,830	Individuals and high net worth (95%)
Apr 2023	$193,567,830	Individuals and high net worth (95%)
Apr 2022 to Mar 2023	$205,123,133	Individuals and high net worth (96%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 58.1%, 21.2 effective positions, active share 72.9% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

9.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.3 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 72.9%; sector active share 22.1% against the combined 13F book's sector weights.

Over time 24 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

67 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.4%

−2.2 pts

Top 5

36.1%

−0.1 pts

Top 10

59.4%

+1.3 pts

HHI

479

Diversified+8

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	26.7%	$57,992,210	13
Unclassified	22.4%	$48,604,761	10
Energy	15.0%	$32,670,009	12
Industrials	11.9%	$25,844,209	8
Healthcare	11.6%	$25,134,835	6
Financial Services	5.8%	$12,658,741	6
Communication Services	3.8%	$8,150,639	2
Consumer Cyclical	1.7%	$3,692,412	4
Consumer Defensive	1.0%	$2,193,676	5
Real Estate	0.1%	$240,414	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BITW	Bitwise 10 Crypto Index ETF	+27,654	48,060	$2,638,253
EPD	Enterprise Products Partners L.P.	+12,197	43,800	$1,559,718
GD	General Dynamics Corp	+8,688	9,098	$3,018,989
PAGP	Plains Gp Holdings LP	+5,485	263,657	$6,828,716
LMT	Lockheed Martin Corp	+3,159	18,292	$9,315,201
BITQ	Exchange Traded Concepts Trust	+2,412	102,344	$0
CQP	Cheniere Energy Partners, L.P.	+2,219	34,895	$2,123,709
EOG	Eog Resources Inc	+1,160	1,566	$215,732
SLB	Slb Limited	+931	33,746	$1,644,105
FNDA	Schwab Strategic Trust	+823	141,315	$4,946,025
XOM	ExxonMobil Holdings Corp	+795	61,890	$10,072,597
RTX	RTX Corp	+690	52,168	$9,684,989
SPY	Spdr S&P 500 ETF Trust	+478	11,082	$8,451,465
VLO	Valero Energy Corp	+470	3,100	$1,201,591
JNJ	Johnson & Johnson	+261	46,924	$12,422,659
AMZN	Amazon Com Inc	+135	5,212	$1,298,569
EMR	Emerson Electric Co	+118	2,172	$336,877
LOW	Lowes Companies Inc	+112	2,994	$551,764
NOC	Northrop Grumman Corp	+73	4,947	$2,391,775
KO	Coca Cola Co	+62	8,769	$754,835
GOOG	Alphabet Inc.	+48	22,436	$7,644,842
CAT	Caterpillar Inc	+34	248	$201,075
AMAT	Applied Materials Inc	+18	16,931	$8,658,174
CVX	Chevron Corp	+11	41,933	$8,563,137
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+9	1,826	$283,395
No positions match the current search.

Trimmed

Positions the filer reduced

19 positions

Ticker	Company	Δ Shares	Shares	Value
MCD	Mcdonalds Corp	−2,253	6,375	$1,472,242
ADBE	Adobe Inc.	−1,442	4,533	$1,087,648
PFE	Pfizer Inc	−500	12,973	$369,989
AAPL	Apple Inc.	−434	38,765	$12,909,520
QQQ	Invesco Qqq Trust, Series 1	−411	27,525	$20,362,169
PG	PROCTER & GAMBLE Co	−320	1,387	$201,503
BA	Boeing Co	−300	3,648	$678,710
PEP	Pepsico Inc	−292	3,192	$404,490
MRK	Merck & Co., Inc.	−202	38,381	$5,577,143
GLW	Corning Inc	−154	104,859	$16,123,119
MSFT	Microsoft Corp	−126	32,159	$16,494,351
ABBV	AbbVie Inc.	−70	25,031	$6,547,859
TXN	Texas Instruments Inc	−69	1,902	$532,731
JPM	Jpmorgan Chase & Co	−64	32,886	$10,879,675
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−39	87,071	$10,716,698
WDC	Western Digital Corp	−24	700	$318,122
GOOGL	Alphabet Inc.	−10	1,470	$505,797
DIA	Spdr Dow Jones Industrial Average ETF Trust	−9	1,882	$957,091
SNDK	Sandisk Corp	−3	188	$327,099
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
NWPX	NWPX Infrastructure, Inc.	1,600	$239,904
TSLA	Tesla, Inc.	557	$234,274
PGX	Invesco Ltd.	20,345	$220,539
IBM	International Business Machines Corp	700	$196,847
VUG	VANGUARD GROWTH INDEX FUND	1,944	$167,456
IRDM	Iridium Communications Inc.	3,000	$164,550
PLPC	Preformed Line Products Co	400	$164,224
IWB	iShares Russell 1000 ETF	395	$161,752
FRD	Friedman Industries Inc	5,000	$160,900
XEL	Xcel Energy Inc	2,000	$160,600
CSCO	Cisco Systems, Inc.	1,326	$155,751
AMGN	Amgen Inc	409	$148,107
IVE	iShares S&P 500 Value ETF	638	$144,864
INTC	Intel Corp	1,025	$143,120
SCI	Service Corp International	1,800	$136,728
PLAB	Photronics Inc	4,200	$136,626
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	2,565	$136,227
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	713	$135,840
GLD	Spdr Gold Trust	360	$132,616
IJK	iShares S&P Mid-Cap 400 Growth ETF	1,126	$132,305
COHR	Coherent Corp.	330	$130,175
C	Citigroup Inc	900	$125,964
VB	Vanguard Index Funds	409	$123,976
IYW	iShares, Inc.	490	$123,592
RELL	Richardson Electronics, Ltd.	6,500	$123,565
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

67 tracked positions · $217,181,906 total · filing declares 68 positions · $220,290,911 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 67 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Reduced	27,525	-411	$20,362,169	−1.0%	9.38%
MSFT	Microsoft Corp Technology	Reduced	32,159	-126	$16,494,351	+37.0%	7.59%
GLW	Corning Inc Technology	Reduced	104,859	-154	$16,123,119	−39.9%	7.42%
AAPL	Apple Inc. Technology	Reduced	38,765	-434	$12,909,520	+13.8%	5.94%
JNJ	Johnson & Johnson Healthcare	Added	46,924	+261	$12,422,659	+4.8%	5.72%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	32,886	-64	$10,879,675	+0.9%	5.01%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	87,071	-39	$10,716,698	+3.4%	4.93%
XOM	ExxonMobil Holdings Corp Energy	Added	61,890	+795	$10,072,597	+20.6%	4.64%
RTX	RTX Corp Industrials	Added	52,168	+690	$9,684,989	−0.8%	4.46%
LMT	Lockheed Martin Corp Industrials	Added	18,292	+3,159	$9,315,201	+20.8%	4.29%
AMAT	Applied Materials Inc Technology	Added	16,931	+18	$8,658,174	−29.2%	3.99%
CVX	Chevron Corp Energy	Added	41,933	+11	$8,563,137	+23.2%	3.94%
SPY	Spdr S&P 500 ETF Trust	Added	11,082	+478	$8,451,465	+6.7%	3.89%
GOOG	Alphabet Inc. Communication Services	Added	22,436	+48	$7,644,842	−3.4%	3.52%
PAGP	Plains Gp Holdings LP Energy	Added	263,657	+5,485	$6,828,716	+9.0%	3.14%
ABBV	AbbVie Inc. Healthcare	Reduced	25,031	-70	$6,547,859	+3.7%	3.01%
MRK	Merck & Co., Inc. Healthcare	Reduced	38,381	-202	$5,577,143	+12.5%	2.57%
FNDA	Schwab Strategic Trust	Added	141,315	+823	$4,946,025	−7.5%	2.28%
GD	General Dynamics Corp Industrials	Added	9,098	+8,688	$3,018,989	+1978.6%	1.39%
BITW	Bitwise 10 Crypto Index ETF	Added	48,060	+27,654	$2,638,253	+244.0%	1.21%
NOC	Northrop Grumman Corp Industrials	Added	4,947	+73	$2,391,775	−3.6%	1.10%
CQP	Cheniere Energy Partners, L.P. Energy	Added	34,895	+2,219	$2,123,709	+6.6%	0.98%
SLB	Slb Limited Energy	Added	33,746	+931	$1,644,105	+7.8%	0.76%
EPD	Enterprise Products Partners L.P. Energy	Added	43,800	+12,197	$1,559,718	+34.3%	0.72%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	6,375	-2,253	$1,472,242	−36.9%	0.68%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,212	+135	$1,298,569	+7.3%	0.60%
VLO	Valero Energy Corp Energy	Added	3,100	+470	$1,201,591	+75.4%	0.55%
ADBE	Adobe Inc. Technology	Reduced	4,533	-1,442	$1,087,648	−11.2%	0.50%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	1,882	-9	$957,091	−3.1%	0.44%
KO	Coca Cola Co Consumer Defensive	Added	8,769	+62	$754,835	+6.7%	0.35%
BA	Boeing Co Industrials	Reduced	3,648	-300	$678,710	−20.6%	0.31%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,348	0	$671,236	−0.5%	0.31%
LOW	Lowes Companies Inc Consumer Cyclical	Added	2,994	+112	$551,764	−13.2%	0.25%
TXN	Texas Instruments Inc Technology	Reduced	1,902	-69	$532,731	−9.3%	0.25%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,470	-10	$505,797	−4.4%	0.23%
MU	Micron Technology Inc Technology	Held	458	0	$487,820	−7.7%	0.22%
AVGO	Broadcom Inc. Technology	Added	1,193	+7	$418,969	−6.5%	0.19%
WMT	Walmart Inc. Consumer Defensive	Held	4,011	0	$416,823	−8.2%	0.19%
COST	Costco Wholesale Corp Consumer Defensive	Held	457	0	$416,025	−2.7%	0.19%
PEP	Pepsico Inc Consumer Defensive	Reduced	3,192	-292	$404,490	−14.3%	0.19%
PFE	Pfizer Inc Healthcare	Reduced	12,973	-500	$369,989	+14.0%	0.17%
HD	Home Depot, Inc. Consumer Cyclical	Held	1,300	0	$369,837	−19.3%	0.17%
SCHW	Schwab Charles Corp Financial Services	Held	3,582	0	$350,104	+5.9%	0.16%
EMR	Emerson Electric Co Industrials	Added	2,172	+118	$336,877	+14.6%	0.16%
ORCL	Oracle Corp Technology	Held	2,443	0	$335,423	−6.3%	0.15%
SNDK	Sandisk Corp Technology	Reduced	188	-3	$327,099	−24.7%	0.15%
WDC	Western Digital Corp Technology	Reduced	700	-24	$318,122	−31.2%	0.15%
OKE	Oneok Inc Energy	Held	3,369	0	$287,274	−1.9%	0.13%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	1,826	+9	$283,395	−1.3%	0.13%
NVDA	Nvidia Corp Technology	Held	1,195	0	$272,914	+14.1%	0.13%

Showing the top 50 of 67 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.