LifeSteps Financial, Inc.

Registered adviser

CIK

1801373

Location

CLAREMONT, CA

Portfolio Value

Small $208,279,509

Diversification

Diversified

Filing Date

Global Rank

#6,312 / 8,826 ▲ 544 · as of Jun 2026

Top Industry

Semiconductors 16.2%

Period ended 36 days ago

Filed Oct 15, 2026 · 21d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 153852

Roster of Nov 1, 2026

Regulatory AUM

$442,723,496

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$442,723,496	Individuals and high net worth (96%)
Mar 2025 to Feb 2026	$374,568,217	Individuals and high net worth (97%)
Apr 2024 to Feb 2025	$315,394,125	Individuals and high net worth (97%)
May 2023 to Mar 2024	$262,829,465	Individuals and high net worth (97%)
Apr 2023	$262,829,465	Individuals and high net worth (97%)
Apr 2022 to Mar 2023	$298,197,991	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.6% of the book (60%+)

Turnover

Low turnover

3.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.3 quarters (12+), a floor since 74.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 60.4%; sector active share 49.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

110 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.9%

−0.4 pts

Top 5

53.0%

+4.2 pts

Top 10

71.4%

+5.8 pts

HHI

774

Diversified+110

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	67.2%	$139,883,800	52
Technology	15.4%	$32,138,047	15
Financial Services	5.4%	$11,164,745	11
Consumer Cyclical	2.3%	$4,778,731	5
Consumer Defensive	2.2%	$4,594,862	6
Industrials	2.0%	$4,223,638	6
Healthcare	2.0%	$4,091,662	6
Communication Services	1.8%	$3,849,420	6
Energy	1.4%	$2,845,981	2
Utilities	0.3%	$708,623	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IUSB	iShares Core Universal USD Bond ETF	+59,019	65,858	$2,903,679
SCHZ	Schwab U.S. Aggregate Bond ETF	+42,943	46,254	$1,022,213
CORO		+26,990	29,057	$1,056,221
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+22,820	25,872	$1,791,894
GOVT	iShares U.S. Treasury Bond ETF	+18,642	26,223	$573,497
IALT		+18,617	20,812	$621,446
BLCR		+16,792	18,346	$898,220
BAI	BlackRock ETF Trust	+15,148	17,240	$813,555
IDEF		+15,026	17,291	$539,946
IVW	iShares S&P 500 Growth ETF	+12,107	23,991	$3,412,959
THRO		+9,803	11,089	$487,694
ACWX	iShares MSCI ACWI ex U.S. ETF	+9,428	10,489	$793,178
GGOV		+9,089	9,882	$495,088
IEMG	iShares Trust	+7,127	8,641	$0
TLH	iShares 10-20 Year Treasury Bond ETF	+6,304	7,300	$672,841
EFV	iShares MSCI EAFE Value ETF	+6,040	6,872	$543,850
EFG	iShares MSCI EAFE Growth ETF	+5,564	6,644	$796,150
IVE	iShares S&P 500 Value ETF	+5,281	6,797	$1,551,619
IVV	iShares Core S&P 500 ETF	+4,915	6,220	$4,763,587
SFBS	ServisFirst Bancshares, Inc.	+3,000	6,000	$239,880
IAU	Ishares Gold Trust	+2,356	2,658	$207,589
GNLX	GENELUX Corp	+1,535	123,500	$312,455
SPCX	Space Exploration Technologies Corp	+1,490	2,135	$322,086
CRWD	CrowdStrike Holdings, Inc.	+909	1,229	$325,377
FDEV	Fidelity International Multifactor ETF	+598	5,584	$201,582
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	−7,658	42,989	$9,817,827
IJH	iShares Core S&P Mid-Cap ETF	−6,621	77,634	$5,585,766
SCHM	Schwab U.S. Mid-Cap ETF	−4,418	89,983	$3,061,221
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−2,852	84,504	$3,128,338
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−2,584	28,303	$4,145,823
QQQ	Invesco Qqq Trust, Series 1	−2,582	41,878	$30,980,088
DFCF	Dimensional Core Fixed Income ETF	−2,429	22,302	$894,756
SPY	Spdr S&P 500 ETF Trust	−2,022	38,951	$29,705,201
DFLV	Dimensional US Large Cap Value ETF	−1,675	51,898	$2,084,742
AMZN	Amazon Com Inc	−1,577	8,860	$2,207,469
QCOM	Qualcomm Inc	−1,427	1,901	$349,860
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−1,367	27,250	$4,229,200
VTV	VANGUARD VALUE INDEX FUND	−1,084	22,796	$4,925,759
DFUS	Dimensional U.S. Equity Market ETF	−1,075	28,212	$2,342,442
SCHV	Schwab U.S. Large-Cap Value ETF	−936	10,144	$337,896
SCHA	Schwab U.S. Small-Cap ETF	−913	10,749	$350,739
IWM	iShares Russell 2000 ETF	−907	10,795	$2,999,822
XLF	State Street Corp	−901	6,663	$0
IJS	iShares S&P Small-Cap 600 Value ETF	−899	26,581	$3,405,026
JPC	Nuveen Preferred & Income Opportunities Fund	−800	11,520	$78,566
SCHG	Schwab U.S. Large-Cap Growth ETF	−780	21,282	$764,662
VZ	Verizon Communications Inc	−612	6,872	$315,218
SCHD	Schwab U.S. Dividend Equity ETF	−558	117,518	$3,822,860
COST	Costco Wholesale Corp	−493	1,137	$1,035,056
MSFT	Microsoft Corp	−429	13,750	$7,052,375
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MU	Micron Technology Inc	592	$683,339
SRE	Sempra	2,564	$237,708
BA	Boeing Co	1,039	$224,912
VHT	VANGUARD HEALTH CARE INDEX FUND	693	$207,213
PHM	Pultegroup Inc	1,447	$198,542
—		775	$190,812
IWF	iShares Russell 1000 Growth ETF	1,533	$190,352
IVOO	VANGUARD S&P MID-CAP 400 INDEX FUND	1,436	$187,254
PLTR	Palantir Technologies Inc.	1,584	$184,805
EMXC	iShares MSCI Emerging Markets ex China ETF	1,760	$180,048
CMI	Cummins Inc	243	$173,310
CVBF	Cvb Financial Corp	7,500	$169,125
SCHF	Schwab International Equity ETF	6,100	$168,970
RTX	RTX Corp	878	$166,582
STRL	Sterling Infrastructure, Inc.	196	$164,514
TSM	Taiwan Semiconductor Manufacturing Co Ltd	337	$160,941
IYT	iShares U.S. Transportation ETF	1,848	$160,314
DFSU	Dimensional US Sustainability Core 1 ETF	3,414	$159,194
ABT	Abbott Laboratories	1,731	$157,070
NOC	Northrop Grumman Corp	305	$155,339
CAH	Cardinal Health Inc	637	$151,325
FIX	Comfort Systems USA Inc	74	$146,664
WMB	Williams Companies, Inc.	1,958	$145,557
DFSB	Dimensional Global Sustainability Fixed Income ETF	2,747	$143,146
GLW	Corning Inc	551	$140,741
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

110 tracked positions · $208,279,509 total · filing declares 111 positions · $209,573,925 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 110 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Reduced	41,878	-2,582	$30,980,088	−5.4%	14.87%
SPY	Spdr S&P 500 ETF Trust	Reduced	38,951	-2,022	$29,705,201	−2.9%	14.26%
NVDA	Nvidia Corp Technology	Reduced	42,989	-7,658	$9,817,827	−3.1%	4.71%
AAPL	Apple Inc. Technology	Reduced	28,328	-200	$9,433,790	+14.3%	4.53%
MSFT	Microsoft Corp Technology	Reduced	13,750	-429	$7,052,375	+33.3%	3.39%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	77,634	-6,621	$5,585,766	−14.0%	2.68%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	27,007	-233	$5,286,620	+1.9%	2.54%
VTV	VANGUARD VALUE INDEX FUND	Reduced	22,796	-1,084	$4,925,759	−5.3%	2.36%
IVV	iShares Core S&P 500 ETF	Added	6,220	+4,915	$4,763,587	+387.4%	2.29%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	27,250	-1,367	$4,229,200	−6.5%	2.03%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	28,303	-2,584	$4,145,823	−11.8%	1.99%
JPM	Jpmorgan Chase & Co Financial Services	Added	11,568	+264	$3,827,041	+3.4%	1.84%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	117,518	-558	$3,822,860	+2.1%	1.84%
IVW	iShares S&P 500 Growth ETF	Added	23,991	+12,107	$3,412,959	+108.8%	1.64%
IJS	iShares S&P Small-Cap 600 Value ETF	Reduced	26,581	-899	$3,405,026	−9.3%	1.63%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	84,504	-2,852	$3,128,338	−2.8%	1.50%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	89,983	-4,418	$3,061,221	−12.0%	1.47%
IWM	iShares Russell 2000 ETF	Reduced	10,795	-907	$2,999,822	−14.7%	1.44%
USB	US Bancorp De Financial Services	Reduced	50,365	-9	$2,909,082	−4.4%	1.40%
IUSB	iShares Core Universal USD Bond ETF	Added	65,858	+59,019	$2,903,679	+820.0%	1.39%
DFUS	Dimensional U.S. Equity Market ETF	Reduced	28,212	-1,075	$2,342,442	−2.4%	1.12%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	8,860	-1,577	$2,207,469	−11.3%	1.06%
DFLV	Dimensional US Large Cap Value ETF	Reduced	51,898	-1,675	$2,084,742	−1.6%	1.00%
XOM	ExxonMobil Holdings Corp Energy	Reduced	12,045	-7	$1,960,323	+19.0%	0.94%
ABBV	AbbVie Inc. Healthcare	Reduced	7,274	-65	$1,902,805	+3.0%	0.91%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	25,872	+22,820	$1,791,894	+763.3%	0.86%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	18,928	-370	$1,705,602	+2.6%	0.82%
IVE	iShares S&P 500 Value ETF	Added	6,797	+5,281	$1,551,619	+350.8%	0.74%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Reduced	16,505	-234	$1,529,188	+3.9%	0.73%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,896	-210	$1,442,063	−7.2%	0.69%
GOOG	Alphabet Inc. Communication Services	Reduced	4,127	-191	$1,406,233	−7.8%	0.68%
CAT	Caterpillar Inc Industrials	Reduced	1,714	-14	$1,389,694	−24.5%	0.67%
KO	Coca Cola Co Consumer Defensive	Added	14,425	+64	$1,241,704	+6.4%	0.60%
WMT	Walmart Inc. Consumer Defensive	Reduced	11,809	-156	$1,227,191	−9.4%	0.59%
WFC	Wells Fargo & Company Financial Services	Reduced	13,851	-107	$1,108,772	−3.9%	0.53%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,803	-425	$1,081,915	−27.4%	0.52%
CORO		Added	29,057	+26,990	$1,056,221	+1296.2%	0.51%
JNJ	Johnson & Johnson Healthcare	Reduced	3,916	-211	$1,036,721	−1.1%	0.50%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	1,137	-493	$1,035,056	−32.1%	0.50%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	46,254	+42,943	$1,022,213	+1234.8%	0.49%
ADP	Automatic Data Processing Inc Technology	Reduced	3,899	-298	$1,006,175	+7.0%	0.48%
TSLA	Tesla, Inc. Consumer Cyclical	Added	2,827	+31	$1,003,047	−14.7%	0.48%
MA	Mastercard Inc Financial Services	Reduced	1,654	-25	$912,131	+5.8%	0.44%
BLCR		Added	18,346	+16,792	$898,220	+1047.5%	0.43%
DFCF	Dimensional Core Fixed Income ETF	Reduced	22,302	-2,429	$894,756	−14.3%	0.43%
EMR	Emerson Electric Co Industrials	Reduced	5,725	-9	$887,947	+8.2%	0.43%
CVX	Chevron Corp Energy	Reduced	4,337	-70	$885,658	+21.2%	0.43%
BAI	BlackRock ETF Trust	Added	17,240	+15,148	$813,555	+637.7%	0.39%
EFG	iShares MSCI EAFE Growth ETF	Added	6,644	+5,564	$796,150	+492.5%	0.38%
ACWX	iShares MSCI ACWI ex U.S. ETF	Added	10,489	+9,428	$793,178	+882.2%	0.38%

Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.