IFV · First Trust Dorsey Wright International Focus 5 ETF ETF

$26.39 +0.22 (+0.85%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 26

Total Value: $80,701,702

Total Shares: 4,102,782

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 26 13F filers · Δ vs Mar 31, 2024

Top Holder

52.6%

+23.1 pts

Top 5

86.2%

+19.2 pts

Top 10

95.1%

+9.2 pts

HHI

3,100

Highly concentrated+1,724

Quarterly Activity

vs Mar 31, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -30

Institutional value: -44.9%

Shares held: -43.9%

Top Buyers

vs Mar 31, 2024

Institution	Added	Now Holds
Mega WELLS FARGO & COMPANY/MN	+18,247	391,512
Mega BANK OF AMERICA CORP /DE/	+14,798	168,832
Large Kestra Advisory Services, LLC	+3,874	34,847
Mega CITADEL ADVISORS LLC	+2,617	20,250
Micro Freedom Investment Management, Inc.	+1,558	14,848

Top Sellers

vs Mar 31, 2024

Institution	Sold	Now Holds
Mega GOLDMAN SACHS GROUP INC	−26,892	17,170
Large OSAIC HOLDINGS, INC.	−23,261	349,867
Mid Prospera Financial Services Inc	−17,673	130,901
Mega UBS Group AG	−17,257	110,278
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−8,599	38,107

Top New Positions

vs Mar 31, 2024

Institution	Acquired	Value (USD)	Open
Mega JANE STREET GROUP, LLC	15,242	$299,810

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)
Large Raymond James Financial Services Advisors, Inc.	1,147,707	$22,954,140
Mid Concurrent Investment Advisors, LLC	676,943	$13,538,860
Mega LPL Financial LLC	445,900	$8,918,000
Mega RAYMOND JAMES & ASSOCIATES	331,325	$6,626,500
Small Genesee Capital Advisors, LLC	146,858	$2,937,160

Filter: New 1 Increased 9 Reduced 12 Sold out 31 Unchanged 4

Showing 26 of 26

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY IFV

$42,441,092

52.59%

2,157,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,157,656	$42,441,092	100.0%	Defined

NewEdge Advisors, LLC IFV

$9,201,271

11.40%

467,782

WELLS FARGO & COMPANY/MN IFV

$7,701,040

9.54%

391,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	157,677	$3,101,506	40.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	233,835	$4,599,534	59.7%	Defined

OSAIC HOLDINGS, INC. IFV

$6,881,882

8.53%

349,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	344,745	$6,781,134	98.5%	Defined
ARBOR POINT ADVISORS, LLC	800	$15,736	0.2%	Defined
Osaic Advisory Services, LLC	115	$2,262	0.0%	Defined
TRIAD ADVISORS, LLC	1,082	$21,282	0.3%	Defined
American Portfolios Advisors	3,125	$61,468	0.9%	Sole

BANK OF AMERICA CORP /DE/ IFV

$3,320,925

4.12%

168,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	106,769	$2,100,146	63.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	62,063	$1,220,779	36.8%	Defined

Prospera Financial Services Inc IFV

$2,574,822

3.19%

130,901

UBS Group AG IFV

$2,169,167

2.69%

110,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	110,261	$2,168,833	100.0%	Defined
UBS Securities LLC	17	$334	0.0%	Defined

Rockefeller Capital Management L.P. IFV

$929,977

1.15%

47,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	47,279	$929,977	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP IFV

$749,563

0.93%

38,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	12,949	$254,706	34.0%	Defined
G1 EXECUTION SERVICES, LLC	25,158	$494,857	66.0%	Defined

STIFEL FINANCIAL CORP IFV

$747,735

0.93%

38,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	38,014	$747,735	100.0%	Defined

Kestra Advisory Services, LLC IFV

$685,440

0.85%

34,847

MML INVESTORS SERVICES, LLC IFV

$667,658

0.83%

33,943

KESTRA PRIVATE WEALTH SERVICES, LLC IFV

$576,173

0.71%

29,292

Cetera Investment Advisers IFV

$541,475

0.67%

27,528

CITADEL ADVISORS LLC IFV

$398,317

0.49%

20,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	20,250	$398,317	100.0%	Defined

GOLDMAN SACHS GROUP INC IFV

$337,733

0.42%

17,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	17,170	$337,733	100.0%	Defined

JANE STREET GROUP, LLC IFV

$299,810

0.37%

15,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,242	$299,810	100.0%	Defined

Freedom Investment Management, Inc. IFV

$292,060

0.36%

14,848

COMERICA BANK IFV

$75,414

0.09%

3,834

FMR LLC IFV

$29,209

0.04%

1,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,485	$29,209	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO IFV

$28,619

0.04%

1,455

Capital Investment Advisory Services, LLC IFV

$25,433

0.03%

1,293

Founders Financial Alliance, LLC IFV

$24,194

0.03%

1,230

GUARDIAN WEALTH ADVISORS, LLC / NC IFV

$1,770

0.00%

BANK OF MONTREAL /CAN/ IFV

$904

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	46	$904	100.0%	Defined

ROYAL BANK OF CANADA IFV

$19

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1	$19	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc	544	$10,880	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	230	$4,600	100.0%	Defined