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$6.75 +0.17 (+2.58%) At close · Oct 27 Q4 2025 earnings call transcript
Rebalance outlook locked
Market Cap
$332.12M
Shares
49.20M
Volume · Oct 27 338.99K Avg daily vol (3M) 420.85K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CION: 13F, 13D and 13G, insiders and funds →
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 139
Total Value: $100,104,678
Total Shares: 15,927,371
Showing 1–100 of 139 holdings by value · page 1 of 2

Institutional Ownership Trend

22 quarters

Holder Concentration

Across 139 13F filers
Top Holder
9.6%
Sep 2023 → Jun 2026 · range 6.0% – 9.6%
of institutional value
Top 5
39.9%
Sep 2023 → Jun 2026 · range 26.3% – 39.9%
of institutional value
Top 10
59.2%
Sep 2023 → Jun 2026 · range 42.9% – 59.2%
of institutional value
HHI
445
Sep 2023 → Jun 2026 · range 278 – 445
Broadly held

Who Holds CION

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 138 filers, like-for-like change -6.1%; actively managed books -9.5%; index-like books +15.7%.

Holder type Share Filers Change
Registered adviser 51.8% 93 -11.8%
Exempt adviser 0.8% 2 -59.3%
Adviser 11.2% 4 +68.2%
Bank 7.2% 5 +47.2%
Broker-dealer 6.3% 1 +3.0%
Non-US 0.0% 1 +189.3%
Holding company 10.9% 3 +8.6%
Benefit plan 0.0% 0 —
Unknown 11.6% 29 -35.8%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

138 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
1
0.725% of filers hold it in their top 10
Mar 31, 2026: 1
Holders above 5%
0
median weight 0.004%
Mar 31, 2026: 0
Crowding
8.14%
of shares outstanding, 25th percentile
Mar 31, 2026: 9.41%
Private-fund advisers
7.05%
of shares outstanding
Institutional ownership
32.3%
32.5% of the estimated free float
Top 10 holders
59.2%
of 13F shares, Herfindahl 0.045
Active holders
-9.5%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 14.2 quarters
Under 1 year 9.33% 1 to 3 years 19.6% 3 years or more 71.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$9.98
estimated per share
Mar 31, 2026: $10.42
Quarter-end price
$6.23
implied by 13F values
Estimated gain or loss
-37.6%
price against the estimated cost
Estimated at a loss
100.0%
of costed 13F value

Estimated cost covers 95.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CION's active holders also own, quarter ended Jun 30, 2026
# Company Shared holders
1 TCPC BlackRock TCP Capital Corp. 5
2 CCAP Crescent Capital BDC, Inc. 6
3 CGBD Carlyle Secured Lending, Inc. 5
4 OTF Blue Owl Technology Finance Corp. 7
5 RWAY Runway Growth Finance Corp. 4
6 FSK FS KKR Capital Corp 10
7 MSIF Msc Income Fund, Inc. 4
8 BBDC Barings BDC, Inc. 4
9 OBDC Blue Owl Capital Corp 8
10 NCDL Nuveen Churchill Direct Lending Corp. 3

Shareholder Targets

13F filers that own its peers but not CION, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TCPC, CCAP, CGBD, OTF, RWAY, FSK, MSIF, BBDC, OBDC, NCDL, KBDC, BCSF, MFIC, MSDL, GSBD, OWL, UDR, BXSL, ARCC, CDW. 1,848 filers in all.

# Filer In peers
1 VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active $2,413,277,676 3 held
2 VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like $2,236,509,250 3 held
3 STATE STREET CORP Bank, Index-like $1,728,582,591 10 held
4 FMR LLC Holding company, Diversified active $1,514,855,511 7 held
5 Capital Research Global Investors Adviser, Diversified active $1,398,631,248 2 held
6 NORGES BANK Non-US, Index-like $1,328,568,774 3 held
7 GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like $991,241,876 5 held
8 HARRIS ASSOCIATES L P Registered adviser, Index-like $779,630,948 1 held
9 Boston Partners Registered adviser, Diversified active $739,317,756 1 held
10 COHEN & STEERS, INC. Adviser, Diversified active $615,501,450 1 held

Fund Ownership of CION by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 5.07% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 5.07% 2,492,885
Active ETFs 0.06% 31,741
Active funds 3.50% 1,720,970
Unclassified 0.00% 0
All registered funds 8.63% 4,245,596
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 94 Exempt adviser 2 Adviser 4 Bank 5 Broker-dealer 1 Non-US 1 Holding company 3 Unknown 29
Showing 100 of 139
All Common Calls Puts
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Holder Value (USD) % of 13F Shares Open
Bulldog Investors, LLP $9,582,182 9.57% 1,538,071
Invesco Ltd. $8,527,156 8.52% 1,368,725
MORGAN STANLEY $7,893,095 7.88% 1,266,950
VAN ECK ASSOCIATES CORP $7,702,752 7.69% 1,236,397
LPL Financial LLC $6,348,550 6.34% 1,019,029
UBS Group AG $5,704,517 5.70% 915,653
Cambridge Investment Research Advisors, Inc. $4,447,154 4.44% 713,829
Callodine Capital Management, LP $4,199,879 4.20% 674,138
Berger Financial Group, Inc $2,519,991 2.52% 404,493
LSV ASSET MANAGEMENT $2,414,349 2.41% 387,536
Arkadios Wealth Advisors $2,008,301 2.01% 322,360
D. E. Shaw & Co., Inc. $1,948,164 1.95% 312,707
OSAIC HOLDINGS, INC. $1,813,602 1.81% 291,108
Advisors Asset Management, Inc. $1,807,946 1.81% 290,200
RENAISSANCE TECHNOLOGIES LLC $1,548,778 1.55% 248,600
Hennion & Walsh Asset Management, Inc. $1,382,195 1.38% 196,894
Sigma Planning Corp $1,349,630 1.35% 192,255
ENVESTNET ASSET MANAGEMENT INC $1,310,854 1.31% 210,410
COMMONWEALTH EQUITY SERVICES, LLC $1,294,270 1.29% 207,748
BlackRock, Inc. $1,218,058 1.22% 195,515
BANK OF AMERICA CORP /DE/ $1,058,576 1.06% 169,916
Kestra Advisory Services, LLC $1,056,078 1.05% 169,515
PINKERTON WEALTH, LLC $1,015,708 1.01% 163,035
Alpine Global Management, LLC $969,606 0.97% 155,635
SHERMAN PORFOLIOS, LLC $891,650 0.89% 143,122
Diversify Advisory Services, LLC $844,983 0.84% 120,368
DIVERSIFY WEALTH MANAGEMENT, LLC $844,983 0.84% 120,368
Legacy Wealth Managment, LLC/ID $754,882 0.75% 121,169
Qube Research & Technologies Ltd $710,014 0.71% 113,967
Virtus Investment Advisers, LLC $673,220 0.67% 108,061
Cetera Investment Advisers $599,369 0.60% 96,207
Apollon Wealth Management, LLC $588,240 0.59% 83,795
ADAPT WEALTH ADVISORS, LLC $574,387 0.57% 92,197
Financial Gravity Companies, Inc. $491,129 0.49% 78,833
Janney Montgomery Scott LLC $479,211 0.48% 76,920
Curi Capital, LLC $470,065 0.47% 75,452
Hopwood Nicholas Hunter $443,781 0.44% 71,233
AMERIPRISE FINANCIAL INC $439,607 0.44% 70,563
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $436,666 0.44% 70,091
ROYAL BANK OF CANADA $429,831 0.43% 68,994
Endowment Wealth Management, Inc. $426,773 0.43% 68,503
Apollo Management Holdings, L.P. $394,128 0.39% 63,263
Private Advisor Group, LLC $391,387 0.39% 62,823
TWO SIGMA INVESTMENTS, LP $382,902 0.38% 61,461
AE Wealth Management LLC $360,336 0.36% 57,839
INDEPENDENT FINANCIAL GROUP, LLC $352,818 0.35% 50,259
Campbell & CO Investment Adviser LLC $335,691 0.34% 53,883
WEDBUSH SECURITIES INC $251,842 0.25% 35,875
Engineers Gate Manager LP $236,335 0.24% 37,935
Symmetry Partners, LLC $233,162 0.23% 33,214
Continuum Advisory, LLC $231,936 0.23% 37,229
FOUNDERS FINANCIAL SECURITIES LLC $229,911 0.23% 36,904
BI Asset Management Fondsmaeglerselskab A/S $226,261 0.23% 32,231
Closed-End Fund Advisors, Inc. $214,498 0.21% 34,430
Strategic Blueprint, LLC $203,650 0.20% 29,010
Creative Planning $191,130 0.19% 30,679
TT Capital Management LLC $190,361 0.19% 27,117
RAYMOND JAMES FINANCIAL INC $188,936 0.19% 30,327
Koshinski Asset Management, Inc. $183,411 0.18% 29,440
Founders Financial Alliance, LLC $180,127 0.18% 28,913
Trivium Point Advisory, LLC $175,480 0.18% 28,167
Avior Wealth Management, LLC $174,138 0.17% 24,806
Kovack Advisors, Inc. $159,930 0.16% 25,671
WINTON GROUP Ltd $151,389 0.15% 24,300
United Advisor Group, LLC $150,049 0.15% 24,085
IHT Wealth Management, LLC $144,797 0.14% 23,242
OXFORD ASSET MANAGEMENT LLP $141,271 0.14% 22,676
GatePass Capital, LLC $140,175 0.14% 22,500
GREAT VALLEY ADVISOR GROUP, INC. $138,922 0.14% 22,299
Concurrent Investment Advisors, LLC $136,293 0.14% 19,415
Cerity Partners LLC $136,211 0.14% 21,864
SWMG, LLC $136,005 0.14% 19,374
DOLIVER ADVISORS, LP $133,380 0.13% 19,000
SILVER OAK SECURITIES, INCORPORATED $130,661 0.13% 20,973
A&I FINANCIAL SERVICES, LLC $128,564 0.13% 18,314
BlueChip Wealth Advisors LLC $128,300 0.13% 20,594
Squarepoint Ops LLC $128,275 0.13% 20,590
HARBOUR INVESTMENTS, INC. $124,986 0.12% 20,062
Golden State Wealth Management, LLC $124,880 0.12% 20,045
Focus Partners Advisor Solutions, LLC $119,796 0.12% 19,229
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. $117,871 0.12% 18,920
KESTRA PRIVATE WEALTH SERVICES, LLC $108,096 0.11% 17,351
Wealthspire Advisors, LLC $103,960 0.10% 16,687
Triumph Capital Management $97,072 0.10% 13,828
Entropy Technologies, LP $91,680 0.09% 14,716
Catalyst Capital Advisors LLC $90,958 0.09% 14,600
SMH CAPITAL ADVISORS INC $90,958 0.09% 14,600
KINGSWOOD WEALTH ADVISORS, LLC $87,455 0.09% 12,458
Global Retirement Partners, LLC $87,226 0.09% 14,001
First Heartland Consultants, Inc. $83,664 0.08% 11,918
StoneX Group Inc. $82,939 0.08% 13,313
Belpointe Asset Management LLC $82,441 0.08% 13,233
Mariner, LLC $81,706 0.08% 13,115
Western Wealth Management, LLC $81,413 0.08% 13,068
Merit Financial Group, LLC $78,684 0.08% 12,630
BridgePort Financial Solutions, LLC $76,211 0.08% 12,233
Focus Partners Wealth $75,694 0.08% 12,150
AVISO WEALTH MANAGEMENT $75,258 0.08% 12,080
Legacy Advisors, LLC $73,710 0.07% 10,500
OneDigital Investment Advisors LLC $73,084 0.07% 11,731

Showing the top 100 of 139 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1534254 CUSIP 17259U204 13F (30d) 27 filings 27 filers Visit website Investor relations