CION · CION Investment Corp · Holdings

$7.18 +0.00 (+0.00%) At close · Sep 11

Market Cap

$353.28M

49.20M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 139

Total Value: $100,285,483

Total Shares: 16,097,200

Showing 1–100 of 139 holdings by value · page 1 of 2

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 139 13F filers · Δ vs Mar 31, 2026

Top Holder

9.6%

+0.6 pts

Top 5

39.9%

+7.9 pts

Top 10

59.2%

+9.5 pts

HHI

445

Broadly held+113

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -22

Institutional value: -14.7%

Shares held: -6.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega Invesco Ltd.	+751,300	1,368,725
Mega VAN ECK ASSOCIATES CORP	+268,242	1,236,397
Mega UBS Group AG	+232,651	915,653
Mega MORGAN STANLEY	+114,000	1,266,950
Mega BANK OF AMERICA CORP /DE/	+113,949	169,916

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Private Advisor Group, LLC	−797,793	62,823
Mega Qube Research & Technologies Ltd	−155,759	113,967
Mega RAYMOND JAMES FINANCIAL INC	−145,757	30,327
Large BI Asset Management Fondsmaeglerselskab A/S	−145,461	38,565
Large Kestra Advisory Services, LLC	−129,564	169,515

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Diversify Advisory Services, LLC	128,023	$797,583
Small Financial Gravity Companies, Inc.	78,833	$491,129
Mid Curi Capital, LLC	75,452	$470,065
Small OXFORD ASSET MANAGEMENT LLP	22,676	$141,271
Large Squarepoint Ops LLC	20,590	$128,275

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega JANE STREET GROUP, LLC	208,273	$1,424,586
Mid XTX Topco Ltd	92,998	$636,106
Small Financial Gravity Asset Management, Inc.	85,834	$587,104
Micro North Ground Capital	75,000	$513,000
Mid Jump Financial, LLC	68,004	$465,146

Filter: New 13 Increased 40 Reduced 54 Sold out 35 Unchanged 32

Showing 100 of 139

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Bulldog Investors, LLP

$9,582,182

9.55%

1,538,071

Invesco Ltd.

$8,527,156

8.50%

1,368,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	1,368,725	$8,527,156	100.0%	Defined

MORGAN STANLEY

$7,893,095

7.87%

1,266,950

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,721	$10,721	0.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	192,992	$1,202,340	15.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	752,420	$4,687,576	59.4%	Defined
Morgan Stanley Bank, N.A.	53,524	$333,454	4.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	266,293	$1,659,004	21.0%	Defined

VAN ECK ASSOCIATES CORP

$7,702,752

7.68%

1,236,397

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	230,982	$1,439,017	18.7%	Sole
Held directly	1,005,415	$6,263,735	81.3%	Sole

LPL Financial LLC

$6,348,550

6.33%

1,019,029

UBS Group AG

$5,704,517

5.69%

915,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,037	$6,460	0.1%	Defined
UBS AG	914,616	$5,698,057	99.9%	Defined

Cambridge Investment Research Advisors, Inc.

$4,447,154

4.43%

713,829

Callodine Capital Management, LP

$4,199,879

4.19%

674,138

Berger Financial Group, Inc

$2,519,991

2.51%

404,493

LSV ASSET MANAGEMENT

$2,414,349

2.41%

387,536

Arkadios Wealth Advisors

$2,008,301

2.00%

322,360

D. E. Shaw & Co., Inc.

$1,948,164

1.94%

312,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	312,707	$1,948,164	100.0%	Defined

OSAIC HOLDINGS, INC.

$1,813,602

1.81%

291,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	266,607	$1,660,961	91.6%	Defined
Osaic Advisory Services, LLC	24,501	$152,641	8.4%	Defined

Hennion & Walsh Asset Management, Inc.

$1,811,409

1.81%

290,756

Advisors Asset Management, Inc.

$1,807,946

1.80%

290,200

RENAISSANCE TECHNOLOGIES LLC

$1,548,778

1.54%

248,600

ENVESTNET ASSET MANAGEMENT INC

$1,310,854

1.31%

210,410

COMMONWEALTH EQUITY SERVICES, LLC

$1,294,270

1.29%

207,748

Sigma Planning Corp

$1,246,978

1.24%

200,157

BlackRock, Inc.

$1,218,058

1.21%

195,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	195,515	$1,218,058	100.0%	Sole

BANK OF AMERICA CORP /DE/

$1,058,576

1.06%

169,916

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	169,916	$1,058,576	100.0%	Defined

Kestra Advisory Services, LLC

$1,056,078

1.05%

169,515

PINKERTON WEALTH, LLC

$1,015,708

1.01%

163,035

Alpine Global Management, LLC

$969,606

0.97%

155,635

SHERMAN PORFOLIOS, LLC

$891,650

0.89%

143,122

DIVERSIFY WEALTH MANAGEMENT, LLC

$797,583

0.80%

128,023

Diversify Advisory Services, LLC

$797,583

0.80%

128,023

Legacy Wealth Managment, LLC/ID

$754,882

0.75%

121,169

Qube Research & Technologies Ltd

$710,014

0.71%

113,967

Virtus Investment Advisers, LLC

$673,220

0.67%

108,061

Cetera Investment Advisers

$599,369

0.60%

96,207

ADAPT WEALTH ADVISORS, LLC

$574,387

0.57%

92,197

Apollon Wealth Management, LLC

$542,277

0.54%

87,043

Financial Gravity Companies, Inc.

$491,129

0.49%

78,833

Janney Montgomery Scott LLC

$479,211

0.48%

76,920

Curi Capital, LLC

$470,065

0.47%

75,452

Hopwood Nicholas Hunter

$443,781

0.44%

71,233

AMERIPRISE FINANCIAL INC

$439,607

0.44%

70,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	70,563	$439,607	100.0%	Defined

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$436,666

0.44%

70,091

ROYAL BANK OF CANADA

$429,831

0.43%

68,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	65,943	$410,824	95.6%	Defined
RBC Dominion Securities Inc.	255	$1,588	0.4%	Defined
RBC Rochdale, LLC	2,796	$17,419	4.1%	Defined

Endowment Wealth Management, Inc.

$426,773

0.43%

68,503

Apollo Management Holdings, L.P.

$394,128

0.39%

63,263

Private Advisor Group, LLC

$391,387

0.39%

62,823

INDEPENDENT FINANCIAL GROUP, LLC

$390,166

0.39%

62,627

TWO SIGMA INVESTMENTS, LP

$382,902

0.38%

61,461

AE Wealth Management LLC

$360,336

0.36%

57,839

Campbell & CO Investment Adviser LLC

$335,691

0.33%

53,883

BI Asset Management Fondsmaeglerselskab A/S

$240,259

0.24%

38,565

Engineers Gate Manager LP

$236,335

0.24%

37,935

WEDBUSH SECURITIES INC

$233,469

0.23%

37,475

Continuum Advisory, LLC

$231,936

0.23%

37,229

FOUNDERS FINANCIAL SECURITIES LLC

$229,911

0.23%

36,904

Closed-End Fund Advisors, Inc.

$214,498

0.21%

34,430

Strategic Blueprint, LLC

$212,922

0.21%

34,177

Symmetry Partners, LLC

$206,923

0.21%

33,214

Concurrent Investment Advisors, LLC

$192,145

0.19%

30,842

Creative Planning

$191,130

0.19%

30,679

RAYMOND JAMES FINANCIAL INC

$188,936

0.19%

30,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	9,475	$59,029	31.2%	Defined
Raymond James Financial Services Advisors, Inc.	20,852	$129,907	68.8%	Defined

Koshinski Asset Management, Inc.

$183,411

0.18%

29,440

Founders Financial Alliance, LLC

$180,127

0.18%

28,913

Trivium Point Advisory, LLC

$175,480

0.17%

28,167

Kovack Advisors, Inc.

$159,930

0.16%

25,671

TT Capital Management LLC

$157,693

0.16%

25,312

Avior Wealth Management, LLC

$154,541

0.15%

24,806

WINTON GROUP Ltd

$151,389

0.15%

24,300

United Advisor Group, LLC

$150,049

0.15%

24,085

IHT Wealth Management, LLC

$144,797

0.14%

23,242

OXFORD ASSET MANAGEMENT LLP

$141,271

0.14%

22,676

GatePass Capital, LLC

$140,175

0.14%

22,500

GREAT VALLEY ADVISOR GROUP, INC.

$138,922

0.14%

22,299

Cerity Partners LLC

$136,211

0.14%

21,864

DOLIVER ADVISORS, LP

$134,568

0.13%

21,600

SILVER OAK SECURITIES, INCORPORATED

$130,661

0.13%

20,973

BlueChip Wealth Advisors LLC

$128,300

0.13%

20,594

Squarepoint Ops LLC

$128,275

0.13%

20,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	20,590	$128,275	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$124,986

0.12%

20,062

Golden State Wealth Management, LLC

$124,880

0.12%

20,045

A&I FINANCIAL SERVICES, LLC

$121,547

0.12%

19,510

SWMG, LLC

$120,700

0.12%

19,374

Focus Partners Advisor Solutions, LLC

$119,796

0.12%

19,229

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$117,871

0.12%

18,920

KESTRA PRIVATE WEALTH SERVICES, LLC

$108,096

0.11%

17,351

Legacy Advisors, LLC

$105,910

0.11%

17,000

Wealthspire Advisors, LLC

$103,960

0.10%

16,687

Entropy Technologies, LP

$91,680

0.09%

14,716

Catalyst Capital Advisors LLC

$90,958

0.09%

14,600

SMH CAPITAL ADVISORS INC

$90,958

0.09%

14,600

KINGSWOOD WEALTH ADVISORS, LLC

$90,123

0.09%

14,466

Global Retirement Partners, LLC

$87,226

0.09%

14,001

StoneX Group Inc.

$82,939

0.08%

13,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	13,313	$82,939	100.0%	Defined

Belpointe Asset Management LLC

$82,441

0.08%

13,233

Mariner, LLC

$81,706

0.08%

13,115

Western Wealth Management, LLC

$81,413

0.08%

13,068

Merit Financial Group, LLC

$78,684

0.08%

12,630

Triumph Capital Management

$78,672

0.08%

12,628

BridgePort Financial Solutions, LLC

$76,211

0.08%

12,233

Focus Partners Wealth

$75,694

0.08%

12,150

AVISO WEALTH MANAGEMENT

$75,258

0.08%

12,080

OneDigital Investment Advisors LLC

$73,084

0.07%

11,731

First Heartland Consultants, Inc.

$72,598

0.07%

11,653

Key facts CIK 1534254 CUSIP 17259U204 13F (30d) 33 filings 31 filers Visit website