SWMG, LLC

Registered adviser

CIK

1839255

Location

FORT WORTH, TX

Portfolio Value

Small $410,004,252

Diversification

Highly concentrated

Filing Date

Global Rank

#4,532 / 8,816 ▲ 368 · as of Jun 2026

Top Industry

Semiconductors 33.7%

Period ended 24 days ago

Filed Oct 23, 2026 · 1d

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 166688

Roster of Oct 1, 2026

Regulatory AUM

$430,361,910

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$430,361,910	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$320,056,761	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$249,015,617	Individuals and high net worth (100%)
May 2023 to Mar 2024	$196,398,578	Individuals and high net worth (100%)
Apr 2023	$196,398,578	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$221,723,470	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 92.2% of the book (60%+)

Turnover

Medium turnover

32.3% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 15.0 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 88.7%; sector active share 84.5% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

118 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

66.3%

+9.8 pts

Top 5

90.3%

+2.2 pts

Top 10

93.0%

+0.8 pts

HHI

4,767

Highly concentrated+1,153

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.8%	$396,823,465	95
Technology	1.6%	$6,726,697	7
Healthcare	0.4%	$1,711,725	2
Industrials	0.3%	$1,422,978	3
Communication Services	0.3%	$1,061,805	3
Consumer Cyclical	0.3%	$1,041,563	2
Consumer Defensive	0.1%	$438,230	1
Energy	0.1%	$429,009	1
Financial Services	0.1%	$348,780	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CORO		+186,026	434,780	$15,804,253
BLCR		+61,124	239,766	$11,738,943
IEFA	iShares Core MSCI EAFE ETF	+26,609	142,975	$13,851,418
IVW	iShares S&P 500 Growth ETF	+14,539	266,796	$37,954,398
IUSB	iShares Core Universal USD Bond ETF	+13,807	165,541	$7,298,702
IVV	iShares Core S&P 500 ETF	+8,461	159,464	$122,125,504
THRO		+5,711	164,245	$7,223,495
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+5,571	343,059	$23,760,266
IVE	iShares S&P 500 Value ETF	+2,097	91,050	$20,784,894
EFV	iShares MSCI EAFE Value ETF	+2,047	89,933	$0
MUB	iShares National Muni Bond ETF	+2,037	7,377	$745,814
RING	iShares MSCI Global Gold Miners ETF	+1,929	8,490	$650,418
IYW	iShares, Inc.	+1,466	45,453	$0
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+1,150	11,796	$2,309,067
KHPI	Kensington Hedged Premium Income ETF	+1,024	22,492	$580,518
IAU	Ishares Gold Trust	+1,022	13,918	$1,086,995
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+852	16,719	$1,172,837
AAPL	Apple Inc.	+615	4,478	$1,491,263
LMT	Lockheed Martin Corp	+467	1,303	$663,552
NVDA	Nvidia Corp	+364	8,451	$1,930,039
SPY	Spdr S&P 500 ETF Trust	+237	1,372	$1,046,328
GOOGL	Alphabet Inc.	+226	936	$322,058
ILF	iShares Latin America 40 ETF	+205	12,099	$417,415
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+202	27,851	$1,651,842
MCHI	iShares MSCI China ETF	+174	7,516	$392,260
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	−777,261	25,051	$741,259
IEMG	iShares Trust	−48,283	193,540	$0
IDEF		−38,829	229,985	$7,181,741
BAI	BlackRock ETF Trust	−25,602	204,457	$9,648,325
—		−15,890	3,140	$0
EFG	iShares MSCI EAFE Growth ETF	−12,915	86,629	$0
MBB	iShares MBS ETF	−11,391	20,871	$1,870,459
IALT		−5,505	49,540	$1,479,264
GOVT	iShares U.S. Treasury Bond ETF	−4,894	180,968	$3,957,770
MMIT	NYLIM ETF Trust	−4,705	20,899	$0
SCHG	Schwab U.S. Large-Cap Growth ETF	−4,642	12,112	$435,184
IXUS	iShares Core MSCI Total International Stock ETF	−3,116	91,168	$8,660,048
EPS	WisdomTree U.S. LargeCap Fund	−1,696	4,539	$362,893
LMUB	iShares Long-Term National Muni Bond ETF	−1,127	4,357	$202,644
TLH	iShares 10-20 Year Treasury Bond ETF	−1,046	28,627	$2,638,550
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−926	2,958	$287,635
—		−759	2,138	$0
XLF	State Street Corp	−697	11,075	$0
SYSB	iShares Systematic Bond ETF	−642	6,890	$580,689
—		−586	19,675	$0
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−571	32,216	$12,056,515
JMUB	JPMorgan Municipal ETF	−545	10,105	$480,795
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	−538	8,826	$436,092
MOAT	VanEck Morningstar Wide Moat ETF	−443	7,765	$820,838
FHLC	Fidelity MSCI Health Care Index ETF	−379	5,624	$459,480
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	1,417,277	$31,633,622
ACWX	iShares MSCI ACWI ex U.S. ETF	157,849	$11,936,541
PQUS	Pictet AI Enhanced US Equity ETF	45,140	$1,288,295
SCHD	Schwab U.S. Dividend Equity ETF	39,355	$1,280,218
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	9,246	$1,137,997
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	18,558	$1,019,762
SPLS		16,623	$914,929
T	At&T Inc.	21,702	$529,528
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	18,200	$443,352
XOM	ExxonMobil Holdings Corp	2,636	$429,009
SCHF	Schwab International Equity ETF	15,202	$417,598
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	8,236	$405,375
IAGG	iShares Core International Aggregate Bond ETF	8,004	$393,796
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	6,668	$335,733
AMZN	Amazon Com Inc	1,113	$277,303
FBND	Fidelity Total Bond ETF	6,338	$274,435
CGHM	Capital Group Municipal High-Income ETF	11,120	$267,658
ICSH	iShares Ultra Short Duration Bond Active ETF	5,207	$262,432
MSFT	Microsoft Corp	481	$246,704
ORCL	Oracle Corp	1,795	$246,453
GLD	Spdr Gold Trust	644	$245,260
IWS	iShares Russell Mid-Cap Value ETF	1,373	$220,696
DIS	Walt Disney Co	2,004	$210,219
CEMB	iShares J.P. Morgan EM Corporate Bond ETF	4,554	$200,376
PAVE	Global X U.S. Infrastructure Development ETF	12,740	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	38,853	$1,198,615
GSY	Invesco Ultra Short Duration ETF	23,898	$1,198,484
CLOI	VanEck CLO ETF	16,091	$852,018
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	3,553	$293,655
ZSEP		8,495	$234,113
AGGY	WisdomTree Trust	4,726	$205,486
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	4,019	$203,281
KEX	Kirby Corp	1,399	$190,222
MTUM	iShares MSCI USA Momentum Factor ETF	29,179	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

118 tracked positions · $410,004,252 total · filing declares 118 positions · $456,643,949 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 118 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	159,464	+8,461	$122,125,504	+8.0%	29.79%
IVW	iShares S&P 500 Growth ETF	Added	266,796	+14,539	$37,954,398	+9.4%	9.26%
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	NEW	1,417,277	NEW	$31,633,622	NEW	7.72%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	343,059	+5,571	$23,760,266	+3.5%	5.80%
IVE	iShares S&P 500 Value ETF	Added	91,050	+2,097	$20,784,894	+2.9%	5.07%
CORO		Added	434,780	+186,026	$15,804,253	+73.6%	3.85%
IEFA	iShares Core MSCI EAFE ETF	Added	142,975	+26,609	$13,851,418	+23.2%	3.38%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	32,216	-571	$12,056,515	−0.6%	2.94%
ACWX	iShares MSCI ACWI ex U.S. ETF	NEW	157,849	NEW	$11,936,541	NEW	2.91%
BLCR		Added	239,766	+61,124	$11,738,943	+30.5%	2.86%
BAI	BlackRock ETF Trust	Reduced	204,457	-25,602	$9,648,325	−20.5%	2.35%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	91,168	-3,116	$8,660,048	−3.8%	2.11%
IUSB	iShares Core Universal USD Bond ETF	Added	165,541	+13,807	$7,298,702	+4.2%	1.78%
THRO		Added	164,245	+5,711	$7,223,495	+5.7%	1.76%
IDEF		Reduced	229,985	-38,829	$7,181,741	−15.9%	1.75%
VEA	Vanguard FTSE Developed Markets ETF	Added	77,286	+121	$5,457,164	−0.7%	1.33%
GOVT	iShares U.S. Treasury Bond ETF	Reduced	180,968	-4,894	$3,957,770	−6.5%	0.97%
VLUE	iShares MSCI USA Value Factor ETF	Added	13,346	+165	$2,642,508	+0.3%	0.64%
TLH	iShares 10-20 Year Treasury Bond ETF	Reduced	28,627	-1,046	$2,638,550	−11.4%	0.64%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	11,796	+1,150	$2,309,067	+13.8%	0.56%
AMD	Advanced Micro Devices Inc Technology	Added	3,262	+2	$1,995,561	+5.4%	0.49%
NVDA	Nvidia Corp Technology	Added	8,451	+364	$1,930,039	+19.3%	0.47%
MBB	iShares MBS ETF	Reduced	20,871	-11,391	$1,870,459	−38.7%	0.46%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	27,851	+202	$1,651,842	+0.1%	0.40%
AAPL	Apple Inc. Technology	Added	4,478	+615	$1,491,263	+33.4%	0.36%
IALT		Reduced	49,540	-5,505	$1,479,264	−4.2%	0.36%
PQUS	Pictet AI Enhanced US Equity ETF	NEW	45,140	NEW	$1,288,295	NEW	0.31%
SCHD	Schwab U.S. Dividend Equity ETF	NEW	39,355	NEW	$1,280,218	NEW	0.31%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	16,719	+852	$1,172,837	+0.7%	0.29%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	NEW	9,246	NEW	$1,137,997	NEW	0.28%
IAU	Ishares Gold Trust	Added	13,918	+1,022	$1,086,995	+11.6%	0.27%
SPY	Spdr S&P 500 ETF Trust	Added	1,372	+237	$1,046,328	+23.4%	0.26%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	NEW	18,558	NEW	$1,019,762	NEW	0.25%
GGOV		Reduced	19,233	-54	$963,573	−0.7%	0.24%
SPLS		NEW	16,623	NEW	$914,929	NEW	0.22%
DGX	Quest Diagnostics Inc Healthcare	Held	3,746	0	$873,080	+10.0%	0.21%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	11,935	-348	$858,723	−9.3%	0.21%
NVO	Novo Nordisk A S Healthcare	Held	22,122	0	$838,645	−20.9%	0.20%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	7,765	-443	$820,838	−3.8%	0.20%
DDTZ		Held	41,258	0	$818,146	+2.4%	0.20%
IFRA	iShares U.S. Infrastructure ETF	Reduced	14,765	-180	$812,517	−13.8%	0.20%
DDTL		Held	35,898	0	$805,867	+2.0%	0.20%
FSEP	FT Vest U.S. Equity Buffer ETF - September	Held	13,621	0	$778,167	+3.7%	0.19%
TSLA	Tesla, Inc. Consumer Cyclical	Added	2,154	+82	$764,260	−12.3%	0.19%
MUB	iShares National Muni Bond ETF	Added	7,377	+2,037	$745,814	+29.8%	0.18%
FJUN	FT Vest U.S. Equity Buffer ETF - June	Held	12,178	0	$745,126	+2.1%	0.18%
SPSB	State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF	Reduced	25,051	-777,261	$741,259	−96.9%	0.18%
USTB	VictoryShares Short-Term Bond ETF	Added	13,421	+29	$669,439	−1.2%	0.16%
LMT	Lockheed Martin Corp Industrials	Added	1,303	+467	$663,552	+55.8%	0.16%
RING	iShares MSCI Global Gold Miners ETF	Added	8,490	+1,929	$650,418	+53.5%	0.16%

Showing the top 50 of 118 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.