CION · CION Investment Corp · Shareholders & Ownership

$6.31 -0.05 (-0.79%) At close · Oct 21

Market Cap

$310.47M

49.20M

Volume · Oct 21 365.56K Avg daily vol (3M) 418.18K

Every disclosed holder of CION in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns CION

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	138	15,942,330	32.40%	Yes
Insiders (Forms 3, 4, 5)	8	219,503	0.45%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	33,040,871	67.15%	Rest
Registered funds (N-PORT, not summed)	9	3,432,372	6.98%	No

Shares outstanding: 49,202,704, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of CION

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Bulldog Investors, LLP 13F CIK 1504304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,538,071	3.13%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,368,725	2.78%	+751,300	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	Invesco KBW High Dividend Yield Financial ETF Fund S000030361 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	616,951	1.25%	-765,106	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
3	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,266,950	2.58%	+114,000	Jun 30, 2026	carried, not yet filed for the newest quarter
4	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,236,397	2.51%	+268,242	Jun 30, 2026	carried, not yet filed for the newest quarter
5	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	1,019,029	2.07%	+29,876	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	1,006,925	2.05%	+247,255	Jun 30, 2026	VanEck ETF Trust, not summed
7	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	915,653	1.86%	+232,651	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	713,829	1.45%	-4,680	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Callodine Capital Management, LP 13F CIK 1741675 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	674,138	1.37%	+61,750	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Berger Financial Group, Inc 13F CIK 1826136 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	404,493	0.82%	-2,406	Jun 30, 2026	carried, not yet filed for the newest quarter
11	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	387,536	0.79%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Arkadios Wealth Advisors 13F CIK 1800798 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	322,360	0.66%	-13,058	Jun 30, 2026	carried, not yet filed for the newest quarter
13	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	312,707	0.64%	-35,933	Jun 30, 2026	carried, not yet filed for the newest quarter
14	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	291,108	0.59%	+40,843	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	290,200	0.59%	-17,754	Jun 30, 2026	carried, not yet filed for the newest quarter
16	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	248,600	0.51%	-23,200	Jun 30, 2026	carried, not yet filed for the newest quarter
17	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	210,410	0.43%	+2,024	Jun 30, 2026	carried, not yet filed for the newest quarter
18	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	207,748	0.42%	-10,320	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Sigma Planning Corp 13F CIK 1449126 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	200,157	0.41%	-11,506	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Unknown · Sep 30, 2026	196,894	0.40%	-93,862	Sep 30, 2026
21	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	195,515	0.40%	-4,878	Jun 30, 2026	carried, not yet filed for the newest quarter
22	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	169,916	0.35%	+113,949	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Kestra Advisory Services, LLC 13F CIK 1830819 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	169,515	0.34%	-129,564	Jun 30, 2026	carried, not yet filed for the newest quarter
24	PINKERTON WEALTH, LLC 13F CIK 1536446 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	163,035	0.33%	-65,601	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Alpine Global Management, LLC 13F CIK 1581655 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	155,635	0.32%	-38,425	Jun 30, 2026	carried, not yet filed for the newest quarter
26	SHERMAN PORFOLIOS, LLC 13F CIK 2096483 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	143,122	0.29%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
27	BRESNER GREGG A. Insider CIK 1681896 · Apr 1, 2025 President & CIO, issuer-wide	128,198	0.26%	+4,000	Apr 1, 2025	President & CIO, issuer-wide
28	Legacy Wealth Managment, LLC/ID 13F CIK 2045082 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	121,169	0.25%	-86,893	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Alternative Credit Income Fund Fund · Registered fund · Jun 30, 2026 Alternative Credit Income Fund, not summed	120,800	0.25%	—	Jun 30, 2026	Alternative Credit Income Fund, not summed
29.1	Special Opportunities Fund, Inc. Fund · Registered fund · Jun 30, 2026 Special Opportunities Fund, Inc., not summed	909,621	1.85%	—	Jun 30, 2026	Special Opportunities Fund, Inc., not summed
29.2	High Income Securities Fund Fund · Registered fund · May 31, 2026 High Income, not summed	626,379	1.27%	—	May 31, 2026	High Income, not summed
29.3	Monachil Credit Income Fund Fund · Registered fund · Jun 30, 2026 Monachil Credit Income Fund, not summed	10,000	0.02%	—	Jun 30, 2026	Monachil Credit Income Fund, not summed
30	Diversify Advisory Services, LLC 13F CIK 2021232 · Registered investment adviser · Sep 30, 2026	120,368	0.24%	-7,655	Sep 30, 2026
31	DIVERSIFY WEALTH MANAGEMENT, LLC 13F CIK 2030780 · Registered investment adviser · Sep 30, 2026	120,368	0.24%	-7,655	Sep 30, 2026
32	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	113,967	0.23%	-155,759	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	108,061	0.22%	+18,653	Jun 30, 2026	carried, not yet filed for the newest quarter
33.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	108,061	0.22%	+32,163	Jul 31, 2026	ETFis Series Trust I, not summed
34	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	96,207	0.20%	-26,541	Jun 30, 2026	carried, not yet filed for the newest quarter
35	ADAPT WEALTH ADVISORS, LLC 13F CIK 2013937 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	92,197	0.19%	-3,570	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Apollon Wealth Management, LLC 13F CIK 1764387 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	87,043	0.18%	+2,809	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Financial Gravity Companies, Inc. 13F CIK 1377167 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	78,833	0.16%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	76,920	0.16%	+1,115	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Curi Capital, LLC 13F CIK 1332905 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	75,452	0.15%	+75,452	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Hopwood Nicholas Hunter 13F CIK 2091827 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	71,233	0.14%	+2,384	Jun 30, 2026	carried, not yet filed for the newest quarter
41	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	70,563	0.14%	+6,549	Jun 30, 2026	carried, not yet filed for the newest quarter
42	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 13F CIK 1818604 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	70,091	0.14%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
43	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	68,994	0.14%	+35,349	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Endowment Wealth Management, Inc. 13F CIK 1904477 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	68,503	0.14%	+2,103	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Apollo Management Holdings, L.P. 13F CIK 1449434 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	63,263	0.13%	+1	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	62,823	0.13%	-797,793	Jun 30, 2026	carried, not yet filed for the newest quarter
47	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	61,461	0.12%	-54,234	Jun 30, 2026	carried, not yet filed for the newest quarter
48	AE Wealth Management LLC 13F CIK 1697723 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	57,839	0.12%	+1,392	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Campbell & CO Investment Adviser LLC 13F CIK 1353570 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	53,883	0.11%	-12,430	Jun 30, 2026	carried, not yet filed for the newest quarter
50	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	50,259	0.10%	-12,368	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 149 holders

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Key facts CIK 1534254 CUSIP 17259U204 13F (30d) 18 filings 18 filers Visit website Investor relations