DOLIVER ADVISORS, LP

Registered adviser

CIK

938077

Location

HOUSTON, TX

Portfolio Value

Small $456,214,024

Diversification

Moderately concentrated

Filing Date

Global Rank

#4,172 / 8,825 ▼ 218 · as of Jun 2026

Top Industry

Oil & Gas Integrated 46.2%

Period ended 35 days ago

Filed Oct 1, 2026 · 34d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 106247

Roster of Nov 1, 2026

Regulatory AUM

$718,423,398

Main clients

Individuals and high net worth (71% of AUM)

Private funds

15 funds · Private equity funds

Focus by fund count, roster of Nov 1, 2026

$166,685,809 gross assets

Private funds on Schedule D 7.B.(1)

As filed Oct 9, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$88,600,000 gross assets in 5 funds Private equity funds $88,600,000 (5)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
May 2026 to Nov 2026	$718,423,398	Individuals and high net worth (71%)
Apr 2025 to Apr 2026	$599,460,734	Individuals and high net worth (62%)
Apr 2024 to Mar 2025	$565,200,000	Individuals and high net worth (60%)
May 2023 to Mar 2024	$528,000,000	Individuals and high net worth (57%)
Apr 2023	$528,000,000	Individuals and high net worth (57%)
Apr 2022 to Mar 2023	$542,985,058	Individuals and high net worth (68%)

4 earlier changes not shown.

Stated strategy

Quantitative / systematic, Value, Fundamental active, Growth, Fixed income / rates, Multi-asset, Long/short hedge, Index / passive, Income, Private markets, Wealth management / planning Form ADV Part 2A, Oct 1, 2026 · original

In the firm's words

Quantitative / systematic: Doliver’s Core CEF Strategy is a quantitative investment strategy focused on capturing inefficiencies in CEFs.
Value: there may be an opportunity to purchase shares at a bargain, or “discounted,” price.
Fundamental active: a thematic approach to investing which aims to capitalize on global trends and be a framework for bottom-up fundamental research and further investment analysis.
Growth: Within the Focused Growth portfolio, we purchase high quality companies in attractive industries that possess long-term growth opportunities greater than that of the broader market.
Fixed income / rates: For clients desiring fixed income exposure, we leverage our fundamental equity research to identify attractive high-quality corporate bonds.
Multi-asset: As part of the wealth management process, Doliver may use asset allocation among a number of asset classes and sectors
Long/short hedge: The Absolute Return strategy is built as an unconstrained highly diversified and liquid global macro quantitative investment strategy that utilizes statistical and mathematical inference to invest both long and short across the universe of U.S. traded ETFs.
Index / passive: EMC recommends diversified portfolios, principally through the use of passively managed, asset class mutual funds and ETFs.
Income: Doliver may evaluate private equity opportunities for qualified clients seeking bond-like income and returns uncorrelated to public markets.
Private markets: Doliver may evaluate private equity opportunities for qualified clients seeking bond-like income and returns uncorrelated to public markets.
Wealth management / planning: As part of the wealth management process, Doliver may use asset allocation among a number of asset classes and sectors

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 62.2% of the book (60%+)

Turnover

Low turnover

11.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.1 quarters (12+), a floor since 62.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 68.0%; sector active share 42.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

181 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

37.4%

+4.8 pts

Top 5

56.9%

+2.7 pts

Top 10

65.3%

+3.1 pts

HHI

1,576

Moderately concentrated+287

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Energy	41.9%	$190,998,910	22
Unclassified	18.2%	$82,836,113	33
Technology	13.1%	$59,557,449	33
Financial Services	6.2%	$28,236,135	25
Industrials	4.6%	$20,885,772	19
Healthcare	4.4%	$20,010,750	15
Communication Services	4.3%	$19,667,005	7
Consumer Cyclical	3.9%	$17,984,005	11
Consumer Defensive	1.9%	$8,790,384	7
Utilities	0.8%	$3,586,857	5
Real Estate	0.6%	$2,753,094	3
Basic Materials	0.2%	$907,550	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IBRX	ImmunityBio, Inc.	+110,000	210,000	$1,982,400
REFI	Chicago Atlantic Real Estate Finance, Inc.	+17,774	128,782	$1,290,395
CRWD	CrowdStrike Holdings, Inc.	+9,026	13,500	$3,574,125
QXO	QXO, Inc.	+7,961	58,364	$682,275
DKS	Dick's Sporting Goods, Inc.	+2,532	9,774	$1,312,550
LYV	Live Nation Entertainment, Inc.	+1,546	6,616	$1,120,088
MCD	Mcdonalds Corp	+1,528	5,649	$1,304,580
FTAI	FTAI Aviation Ltd.	+1,396	5,053	$844,002
GLD	Spdr Gold Trust	+1,118	3,695	$1,407,203
NOW	ServiceNow, Inc.	+1,055	18,445	$2,471,814
HPE	Hewlett Packard Enterprise Co	+1,000	10,225	$653,275
LHX	L3harris Technologies, Inc.	+797	6,517	$1,543,095
ORCL	Oracle Corp	+715	7,418	$1,018,491
AVGO	Broadcom Inc.	+531	10,602	$3,723,316
FSLR	First Solar, Inc.	+435	4,271	$748,108
ANET	Arista Networks, Inc.	+287	1,628	$331,444
NTNX	Nutanix, Inc.	+221	7,657	$539,129
GOVT	iShares U.S. Treasury Bond ETF	+214	22,228	$486,126
EXE	EXPAND ENERGY Corp	+194	9,602	$807,432
MU	Micron Technology Inc	+171	4,174	$4,445,769
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	+150	3,232	$509,621
HD	Home Depot, Inc.	+87	4,561	$1,297,558
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+79	8,680	$499,620
HON	Honeywell International Inc	+75	3,561	$751,157
VST	Vistra Corp.	+49	5,073	$701,849
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BCRX	Biocryst Pharmaceuticals Inc	−70,000	304,328	$2,535,052
SCM	Stellus Capital Investment Corp	−30,791	24,501	$181,797
EPD	Enterprise Products Partners L.P.	−10,000	108,513	$3,864,147
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−9,737	23,945	$3,981,574
IUSG	iShares Core S&P U.S. Growth ETF	−9,133	120,602	$23,366,637
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−6,144	4,329	$729,090
XOM	ExxonMobil Holdings Corp	−5,419	1,047,445	$170,471,673
NVO	Novo Nordisk A S	−3,505	13,236	$501,776
IBIT	iShares Bitcoin Trust ETF	−3,346	26,967	$1,276,617
PM	Philip Morris International Inc.	−2,828	18,004	$3,435,523
CION	CION Investment Corp	−2,600	19,000	$133,380
BKNG	Booking Holdings Inc.	−2,349	8,111	$1,321,363
NOG	Northern Oil & Gas, Inc.	−2,230	35,116	$803,454
CSQ	Calamos Strategic Total Return Fund	−2,200	24,284	$495,150
INTU	Intuit Inc.	−2,098	3,073	$847,256
IVV	iShares Core S&P 500 ETF	−1,918	19,527	$14,954,752
GBTC	Grayscale Bitcoin Trust ETF	−1,805	7,139	$461,108
MO	Altria Group, Inc.	−1,317	33,568	$2,260,469
SONY	Sony Group Corp	−1,198	71,724	$1,687,665
HF	Dga Core Plus Absolute Return ETF	−1,109	853,492	$19,142,972
ET	Energy Transfer LP	−1,091	28,126	$556,051
SNOW	Snowflake Inc.	−1,051	9,468	$3,214,954
ABT	Abbott Laboratories	−880	8,509	$840,944
UBER	Uber Technologies, Inc	−860	23,774	$1,628,756
KO	Coca Cola Co	−825	2,876	$247,566
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
PLTR	Palantir Technologies Inc.	5,719	$1,069,738
APH	Amphenol Corp	11,753	$990,777
CRBP	Corbus Pharmaceuticals Holdings, Inc.	75,975	$518,149
MRVL	Marvell Technology, Inc.	1,944	$513,624
HOOD	Robinhood Markets, Inc.	3,627	$408,037
SNDK	Sandisk Corp	211	$367,116
CRWV	CoreWeave, Inc.	4,180	$364,161
RQI	Cohen & Steers Quality Income Realty Fund Inc	32,988	$359,569
IMTX	Immatics N.V.	30,000	$263,400
MUA	Blackrock Muniassets Fund, Inc.	24,483	$233,812
MSTR	Strategy Inc	1,312	$200,854
No positions match the current search.

Sold Out

Positions the filer fully exited

21 positions

Ticker	Company	Shares	Value
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	12,972	$2,471,425
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	15,416	$1,842,520
VOO	VANGUARD 500 INDEX FUND	2,213	$1,519,910
SABA	Saba Capital Income & Opportunities Fund II	140,000	$1,169,000
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	5,059	$930,603
VIS	VANGUARD INDUSTRIALS INDEX FUND	2,004	$722,201
VRDN	Viridian Therapeutics, Inc.\DE	30,000	$551,100
CRM	Salesforce, Inc.	3,484	$545,803
PYPL	PayPal Holdings, Inc.	11,301	$487,977
IYW	iShares, Inc.	1,909	$481,507
FCEL	Fuelcell Energy Inc	10,000	$360,100
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	2,980	$349,494
ADBE	Adobe Inc.	1,614	$330,902
IYC	iShares U.S. Consumer Discretionary ETF	3,269	$330,495
CSR	Centerspace	5,480	$307,921
—		15,400	$291,984
CMCSA	Comcast Corp	11,786	$289,346
IYF	iShares U.S. Financials ETF	2,264	$288,682
TAP	Molson Coors Beverage Co	6,179	$240,733
GLXY	Galaxy Digital Inc.	7,613	$208,139
CLSK	Cleanspark, Inc.	11,849	$172,402
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

181 tracked positions · $456,214,024 total · filing declares 180 positions · $455,158,158 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 181 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
XOM	ExxonMobil Holdings Corp Energy	Reduced	1,047,445	-5,419	$170,471,673	+18.4%	37.37%
IUSG	iShares Core S&P U.S. Growth ETF	Reduced	120,602	-9,133	$23,366,637	−4.2%	5.12%
HF	Dga Core Plus Absolute Return ETF	Reduced	853,492	-1,109	$19,142,972	+0.6%	4.20%
IVV	iShares Core S&P 500 ETF	Reduced	19,527	-1,918	$14,954,752	−6.9%	3.28%
GOOG	Alphabet Inc. Communication Services	Reduced	27,194	-64	$9,266,083	−3.8%	2.03%
NVDA	Nvidia Corp Technology	Reduced	40,144	-122	$9,168,086	+13.8%	2.01%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	36,776	-340	$9,162,740	+3.6%	2.01%
AAPL	Apple Inc. Technology	Reduced	26,343	-512	$8,772,745	+12.9%	1.92%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	20,995	-807	$6,945,775	−2.7%	1.52%
META	Meta Platforms, Inc. Communication Services	Reduced	9,547	-490	$6,923,293	+22.5%	1.52%
ETN	Eaton Corp plc Industrials	Reduced	14,287	-115	$6,139,266	+0.0%	1.35%
MU	Micron Technology Inc Technology	Added	4,174	+171	$4,445,769	−3.8%	0.97%
IWM	iShares Russell 2000 ETF	Reduced	15,920	-253	$4,424,008	−9.0%	0.97%
V	Visa Inc. Financial Services	Reduced	12,107	-88	$4,350,408	+4.0%	0.95%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	23,945	-9,737	$3,981,574	−28.0%	0.87%
EPD	Enterprise Products Partners L.P. Energy	Reduced	108,513	-10,000	$3,864,147	−11.3%	0.85%
AVGO	Broadcom Inc. Technology	Added	10,602	+531	$3,723,316	−2.1%	0.82%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	13,500	+9,026	$3,574,125	+4.7%	0.78%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	18,004	-2,828	$3,435,523	−8.8%	0.75%
MSFT	Microsoft Corp Technology	Reduced	6,386	-90	$3,275,379	+35.6%	0.72%
SNOW	Snowflake Inc. Technology	Reduced	9,468	-1,051	$3,214,954	+20.1%	0.70%
SPY	Spdr S&P 500 ETF Trust PUT	NEW	4,000	NEW	$3,050,520	NEW	0.67%
MPLX	Mplx LP Energy	Reduced	51,548	-200	$2,903,183	−0.4%	0.64%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	4,062	-7	$2,742,053	+34.4%	0.60%
JNJ	Johnson & Johnson Healthcare	Reduced	9,885	-274	$2,616,954	+1.4%	0.57%
APO	Apollo Global Management, Inc. Financial Services	Reduced	22,341	-433	$2,592,896	−3.8%	0.57%
BCRX	Biocryst Pharmaceuticals Inc Healthcare	Reduced	304,328	-70,000	$2,535,052	−32.3%	0.56%
ASML	Asml Holding NV Technology	Reduced	1,371	-14	$2,483,799	−9.9%	0.54%
NOW	ServiceNow, Inc. Technology	Added	18,445	+1,055	$2,471,814	+43.2%	0.54%
MRK	Merck & Co., Inc. Healthcare	Reduced	15,861	-661	$2,304,761	+8.6%	0.51%
MO	Altria Group, Inc. Consumer Defensive	Reduced	33,568	-1,317	$2,260,469	−9.9%	0.50%
FFIN	First Financial Bankshares Inc Financial Services	Reduced	64,800	-100	$2,056,752	−8.4%	0.45%
IBRX	ImmunityBio, Inc. Healthcare	Added	210,000	+110,000	$1,982,400	+126.4%	0.43%
PH	Parker-Hannifin Corp Industrials	Reduced	2,006	-5	$1,916,572	−2.6%	0.42%
AMGN	Amgen Inc Healthcare	Reduced	4,450	-227	$1,875,719	+10.8%	0.41%
SGU	Star Group, L.P. Energy	Held	139,939	0	$1,796,816	0.0%	0.39%
EOG	Eog Resources Inc Energy	Reduced	13,014	-126	$1,792,808	+5.2%	0.39%
SONY	Sony Group Corp Technology	Reduced	71,724	-1,198	$1,687,665	+15.4%	0.37%
SHOP	Shopify Inc. Technology	Reduced	11,079	-79	$1,643,015	+29.0%	0.36%
AMD	Advanced Micro Devices Inc Technology	Reduced	2,667	-167	$1,631,563	−0.9%	0.36%
UBER	Uber Technologies, Inc Technology	Reduced	23,774	-860	$1,628,756	−8.4%	0.36%
AXP	American Express Co Financial Services	Reduced	5,104	-110	$1,552,126	−12.0%	0.34%
USB	US Bancorp De Financial Services	Reduced	26,790	-139	$1,547,390	−4.9%	0.34%
LHX	L3harris Technologies, Inc. Industrials	Added	6,517	+797	$1,543,095	−7.2%	0.34%
CVX	Chevron Corp Energy	Reduced	7,388	-98	$1,508,703	+21.6%	0.33%
BA	Boeing Co Industrials	Reduced	8,063	-39	$1,500,121	−14.5%	0.33%
DVN	Devon Energy Corp Energy	Reduced	32,384	-456	$1,490,959	+9.9%	0.33%
CAT	Caterpillar Inc Industrials	Held	1,818	0	$1,474,016	−23.9%	0.32%
DUK	Duke Energy CORP Utilities	Added	12,674	+26	$1,444,962	−9.7%	0.32%
GLD	Spdr Gold Trust	Added	3,695	+1,118	$1,407,203	+48.2%	0.31%

Showing the top 50 of 181 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.