SONY · Sony Group Corp · Holdings

$25.21 +0.44 (+1.78%)

Market Cap

$144.62B

5.84B

Volume · Oct 20 3.47M Avg daily vol (3M) 4.33M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SONY: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 751

Total Value: $9,652,203,106

Total Shares: 480,010,921

Showing 1–100 of 777 holdings by value · page 1 of 8

Institutional Ownership Trend

27 quarters

Superinvestors Holding SONY

All superinvestors →

Mario Gabelli $90,244,263 Thomas Gayner $6,720,100

Holder Concentration

Across 749 13F filers

Top Holder

23.4%

of institutional value

Top 5

52.3%

of institutional value

Top 10

61.8%

of institutional value

HHI

850

Broadly held

Who Holds SONY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 744 filers, like-for-like change +1.6%; actively managed books +2.3%; index-like books -3.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.5%	456	+2.2%	50	50
Exempt adviser	0.3%	2	+314.9%	2	1
Adviser	27.5%	16	+1.7%	2	1
Bank	9.0%	37	-7.4%	0	0
Insurer	0.1%	1	0.0%	0	0
Broker-dealer	0.2%	2	-19.5%	1	0
Benefit plan	0.2%	1	0.0%	0	0
Non-US	0.8%	8	+1.8%	1	0
Holding company	10.1%	8	-4.5%	1	1
Unknown	8.5%	213	+17.6%	31	27

Style	Share	Filers	Change	New	Exited
Index-like	11.5%	21	-3.9%	0	0
Systematic-like	1.5%	18	-18.5%	5	12
Concentrated	3.3%	172	+105.7%	27	23
Diversified active	83.7%	533	+0.8%	56	44
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	-100.0%	0	1

Turnover	Share	Filers	Change	New	Exited
Low turnover	82.4%	508	-2.1%	31	41
Medium turnover	9.7%	122	+20.3%	18	15
High turnover	4.0%	47	+66.9%	27	16
Unknown	3.9%	67	+1.7%	12	8
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.0%	75	+202.6%	24	18
Medium horizon	4.2%	142	+14.3%	22	21
Long horizon	91.1%	494	-0.8%	32	35
Unknown	1.6%	33	+7.3%	10	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.2%	282	+15.6%	46	44
$1B to $10B	8.4%	274	+32.3%	31	27
$10B to $100B	21.5%	125	-0.2%	9	9
$100B or more	67.0%	63	-1.2%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	7.5%	352	-3.9%	34	35
Pooled investment vehicles	2.7%	25	+68.0%	11	9
Registered funds and BDCs	14.9%	17	+1.5%	1	1
Pension and profit sharing plans	0.1%	7	-26.4%	0	0
Insurance companies	0.0%	1	+1.0%	0	0
Charitable organizations	0.1%	5	+17.3%	1	0
Governments and sovereign funds	2.7%	4	+1.9%	0	0
Banks and thrifts	0.0%	1	+2.0%	0	0
Corporations	0.0%	2	-45.9%	0	0
Other investment advisers	0.4%	9	-1.7%	1	2
Other	0.8%	3	+1.0%	0	1
Diversified	14.2%	29	-0.8%	1	2
Unknown	56.5%	289	+1.1%	39	30

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.1%	57	+4.7%	12	9
Private equity funds	1.4%	23	-1.7%	0	3
Venture capital funds	0.0%	3	+4.6%	0	0
Real estate funds	0.1%	10	+41.4%	1	0
Liquidity funds	0.0%	2	-1.9%	0	0
Securitized asset funds	0.3%	1	-2.5%	0	0
Other private funds	5.3%	35	+1.4%	2	4
Mixed private funds	1.0%	7	+113.3%	0	0
Private funds, type not stated	0.5%	7	+73.2%	2	2
No private funds	20.1%	312	-1.6%	34	33
Unknown	56.3%	287	+0.8%	37	29

Location	Share	Filers	Change	New	Exited
United States	90.7%	680	-1.0%	79	73
Outside the US	9.3%	64	+36.7%	9	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 13 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

744 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.48% of filers hold it in their top 10

Mar 31, 2026: 10

Holders above 5%

median weight 0.011%

Mar 31, 2026: 2

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

62.5%

of 13F shares, Herfindahl 0.087

Active holders

+2.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 20.6 quarters

Under 1 year 6.74% 1 to 3 years 9.27% 3 years or more 84.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$21.24

estimated per share

Mar 31, 2026: $22.00

Quarter-end price

$20.06

implied by 13F values

Estimated gain or loss

-5.5%

price against the estimated cost

Estimated at a loss

81.1%

of costed 13F value

Estimated cost covers 12.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SONY's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MUFG Mitsubishi Ufj Financial Group Inc	25	0.218
2	SAP Sap SE	31	0.202
3	TM Toyota Motor Corp/	24	0.198
4	ING Ing Groep NV	21	0.190
5	AZN Astrazeneca PLC	47	0.160
6	NVO Novo Nordisk A S	38	0.153
7	HSBC Hsbc Holdings PLC	23	0.151
8	HMC Honda Motor Co Ltd	10	0.150
9	NVS Novartis AG	47	0.150
10	BBVA Banco Bilbao Vizcaya Argentaria, S.A.	16	0.149

Shareholder Targets

13F filers that own its peers but not SONY, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MUFG, SAP, TM, ING, AZN, NVO, HSBC, HMC, NVS, BBVA, BCS, PUK, SHEL, RIO, BILI, SAN, LYG, RELX, UL, GOOGL. 5,747 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$253,911,796,533 3 held	5.41%	GOOGL, AZN, SAN
2	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$94,189,442,120 2 held	5.01%	GOOGL, BILI
3	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$63,143,736,717 2 held	2.84%	GOOGL, AZN
4	Capital Research Global Investors Adviser, Diversified active	$40,222,068,598 7 held	5.58%	GOOGL, AZN, SHEL
5	Berkshire Hathaway Inc Insurer, Concentrated	$37,764,088,381 1 held	12.6%	GOOGL
6	Legal & General Group Plc Unknown, Index-like	$28,852,870,975 3 held	6.00%	GOOGL, AZN, BILI
7	VANGUARD FIDUCIARY TRUST CO Unknown, Index-like	$24,142,852,609 2 held	5.30%	GOOGL, AZN
8	Amundi Holding company, Index-like	$22,373,561,187 4 held	5.37%	GOOGL, AZN, RIO
9	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$12,074,701,859 5 held	7.18%	GOOGL, SHEL, AZN
10	Swiss National Bank Unknown, Index-like	$11,599,929,154 2 held	6.04%	GOOGL, AZN

Fund Ownership of SONY by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.01% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	117,916	1
Index ETFs	0.00%	0.00 pp	251,575	3
Active ETFs	0.05%	0.00 pp	2,755,089	12
Active funds	0.51%	+0.32 pp	30,017,072	61
Unclassified	0.03%	+0.03 pp	1,561,230	9
All registered funds	0.59%	+0.34 pp	34,702,882	86

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 464 Exempt adviser 2 Adviser 16 Bank 36 Insurer 1 Broker-dealer 2 Benefit plan 1 Non-US 8 Holding company 8 Unknown 213

Showing 100 of 777

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Fisher Asset Management, LLC

$2,251,069,268

23.32%

112,216,813

PRIMECAP MANAGEMENT CO/CA/

$1,195,640,793

12.39%

59,603,230

Aristotle Capital Management, LLC

$827,921,696

8.58%

41,272,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALPS ADVISORS INC joint	41,272,268	$827,921,696	100.0%	Sole

MORGAN STANLEY

$470,649,459

4.88%

23,462,087

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,536,933	$30,830,875	6.6%	Defined
MORGAN STANLEY & CO. LLC	1,664,107	$33,381,986	7.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,674,778	$33,596,046	7.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	16,527	$331,531	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,910,200	$138,618,611	29.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	11,649,694	$233,692,861	49.7%	Defined
EATON VANCE MANAGEMENT	2,215	$44,432	0.0%	Defined
Calvert Research & Management	7,633	$153,117	0.0%	Defined

BANK OF AMERICA CORP /DE/

$290,101,700

3.01%

14,461,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	542,865	$10,889,871	3.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,733,800	$34,780,028	12.0%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	12,185,035	$244,431,801	84.3%	Defined

Mondrian Investment Partners LTD

$246,195,116

2.55%

12,272,937

BlackRock, Inc.

$188,755,290

1.96%

9,409,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,137	$22,808	0.0%	Sole
BlackRock Investment Management, LLC	2,269,142	$45,518,988	24.1%	Sole
BlackRock Fund Advisors	141,070	$2,829,864	1.5%	Sole
Aperio Group, LLC	6,993,847	$140,296,570	74.3%	Sole
SpiderRock Advisors, LLC	4,340	$87,060	0.0%	Sole

GOLDMAN SACHS GROUP INC

$176,138,072

1.82%

8,780,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	733,992	$14,723,879	8.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	7,489,022	$150,229,781	85.3%	Defined
GOLDMAN SACHS WEALTH SERVICES, L.P.	557,548	$11,184,412	6.3%	Defined

Capital International Investors

$153,549,229

1.59%

7,654,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	7,654,498	$153,549,229	100.0%	Defined

Contrarius Group Holdings Ltd

$138,405,052

1.43%

6,899,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Contrarius Investment Management Ltd joint	6,898,257	$138,379,035	100.0%	Defined
Held directly	1,297	$26,017	0.0%	Defined

NORTHERN TRUST CORP

$137,633,003

1.43%

6,861,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	6,861,067	$137,633,003	100.0%	Defined

ROYAL BANK OF CANADA

$133,069,470

1.38%

6,633,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	3,144,025	$63,069,141	47.4%	Defined
RBC Dominion Securities Inc.	3,349,709	$67,195,162	50.5%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	12,116	$243,046	0.2%	Defined
RBC Private Counsel (USA) Inc.	49,558	$994,133	0.7%	Defined
RBC Trust Co (Delaware) Ltd	27,056	$542,743	0.4%	Defined
CITY NATIONAL BANK	457	$9,167	0.0%	Defined
RBC Rochdale, LLC	48,815	$979,228	0.7%	Defined
RBC Dominion Securities Global Ltd	1,837	$36,850	0.0%	Defined

Harding Loevner LP

$129,761,841

1.34%

6,468,686

NATIXIS ADVISORS, LLC

$110,942,853

1.15%

5,530,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	5,530,551	$110,942,853	100.0%	Defined

GABELLI FUNDS LLC

$100,915,661

1.05%

5,030,691

Capital World Investors

$100,086,461

1.04%

4,989,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	4,989,355	$100,086,461	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$99,685,662

1.03%

4,969,375

FMR LLC

$97,556,673

1.01%

4,863,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	385,175	$7,726,610	7.9%	Defined
STRATEGIC ADVISERS LLC	4,470,130	$89,670,807	91.9%	Defined
FIAM LLC	34	$682	0.0%	Defined
Fidelity Diversifying Solutions LLC	7,905	$158,574	0.2%	Defined

JONES FINANCIAL COMPANIES LLLP

$95,529,170

0.99%

4,762,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	4,760,538	$95,496,392	100.0%	Sole
Edward Jones Trust Company	1,634	$32,778	0.0%	Sole

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$91,409,448

0.95%

4,556,802

GAMCO INVESTORS, INC. ET AL

$90,244,263

0.93%

4,498,717

WCM INVESTMENT MANAGEMENT, LLC

$86,842,587

0.90%

4,329,142

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Trust Advisors LP	2,077,282	$41,670,276	48.0%	Defined
Held directly	2,251,860	$45,172,311	52.0%	Sole

UBS Group AG

$79,733,021

0.83%

3,974,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,771,854	$35,543,391	44.6%	Defined
UBS AG	2,071,383	$41,551,942	52.1%	Defined
UBS Switzerland AG	117,237	$2,351,773	2.9%	Defined
UBS Europe SE	1	$20	0.0%	Defined
UBS Securities LLC	14,252	$285,895	0.4%	Defined

Thrivent Financial for Lutherans

$69,567,036

0.72%

3,467,948

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	1,774,719	$35,600,863	51.2%	Defined
Thrivent Advisor Network, LLC	29,985	$601,499	0.9%	Sole
Held directly	1,663,244	$33,364,674	48.0%	Sole

AMERIPRISE FINANCIAL INC

$66,679,739

0.69%

3,324,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	334,783	$6,715,746	10.1%	Defined
Ameriprise Financial Services, LLC joint	2,982,137	$59,821,668	89.7%	Defined
Ameriprise Bank, FSB	7,095	$142,325	0.2%	Defined

Clearbridge Investments, LLC

$62,176,130

0.64%

3,099,508

WELLS FARGO & COMPANY/MN

$59,460,164

0.62%

2,964,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	12,647	$253,698	0.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	639,855	$12,835,491	21.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,308,382	$46,306,142	77.9%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	3,232	$64,833	0.1%	Defined

SEI INVESTMENTS CO

$55,977,148

0.58%

2,790,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	287,411	$5,765,464	10.3%	Sole
SEI TRUST CO	2,503,075	$50,211,684	89.7%	Sole

Connor, Clark & Lunn Investment Management Ltd.

$53,552,275

0.55%

2,669,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,556,998	$51,293,379	95.8%	Sole
Held directly	112,607	$2,258,896	4.2%	Sole

CITADEL ADVISORS LLC

$51,208,305

0.53%

2,552,757

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,205,502	$24,182,370	47.2%	Defined
Held directly	1,347,255	$27,025,935	52.8%	Defined

DV EQUITIES, LLC

$50,738,640

0.53%

2,529,344

JPMORGAN CHASE & CO

$46,920,777

0.49%

2,339,022

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	6,873	$137,872	0.3%	Other
JPMorgan Chase Bank, N.A.	118,535	$2,377,812	5.1%	Other
J.P. Morgan Investment Management Inc.	1,895,855	$38,030,851	81.1%	Defined
J.P. Morgan Securities LLC	117,233	$2,351,693	5.0%	Defined
J.P. Morgan Securities plc	71,752	$1,439,345	3.1%	Defined
JPMorgan Asset Management (UK) Ltd	119,343	$2,394,020	5.1%	Defined
JPMorgan Asset Management (Japan) Ltd	4,653	$93,339	0.2%	Defined
55I, LLC	3,340	$66,999	0.1%	Other
J.P. Morgan SE	1,438	$28,846	0.1%	Defined

DIMENSIONAL FUND ADVISORS LP

$45,143,726

0.47%

2,250,435

Alberta Investment Management Corp

$39,979,580

0.41%

1,993,000

CIBC Bancorp USA Inc.

$38,220,759

0.40%

1,905,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	1,219,087	$24,454,885	64.0%	Defined
CIBC National Trust Co	686,235	$13,765,874	36.0%	Defined

RAYMOND JAMES FINANCIAL INC

$37,817,832

0.39%

1,885,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,710,951	$34,321,677	90.8%	Defined
Raymond James Financial Services Advisors, Inc.	105,281	$2,111,936	5.6%	Defined
EAGLE ASSET MANAGEMENT INC	25,274	$506,996	1.3%	Defined
RAYMOND JAMES TRUST N.A.	43,730	$877,223	2.3%	Defined

Creative Planning

$36,820,611

0.38%

1,835,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	21,637	$434,038	1.2%	Defined
Held directly	1,813,887	$36,386,573	98.8%	Sole

ASSETMARK, INC

$34,878,602

0.36%

1,738,714

Pictet North America Advisors SA

$33,792,414

0.35%

1,684,567

Balyasny Asset Management L.P.

$31,548,482

0.33%

1,572,706

DAVENPORT & Co LLC

$28,359,014

0.29%

1,205,228

FERGUSON WELLMAN CAPITAL MANAGEMENT, INC

$27,386,802

0.28%

1,163,910

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$27,244,990

0.28%

1,358,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,358,175	$27,244,990	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$24,344,113

0.25%

1,213,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,213,565	$24,344,113	100.0%	Defined

JANE STREET GROUP, LLC

$24,186,342

0.25%

1,205,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,205,700	$24,186,342	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$23,864,336

0.25%

1,189,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DOPKINS WEALTH MANAGEMENT, LLC	379	$7,602	0.0%	Other
Arax Advisory Partners	17,309	$347,218	1.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,427	$48,685	0.2%	Other
Held directly	1,169,533	$23,460,831	98.3%	Defined

Quantinno Capital Management LP

$21,661,149

0.22%

1,079,818

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$21,611,319

0.22%

1,077,334

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	1,075,401	$21,572,544	99.8%	Defined
Held directly	1,933	$38,775	0.2%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$21,109,137

0.22%

1,052,300

STIFEL FINANCIAL CORP

$20,750,804

0.21%

1,034,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	784,716	$15,741,402	75.9%	Defined
Stifel Independent Advisors, LLC	4,123	$82,707	0.4%	Defined
1919 Investment Counsel, LLC	121,022	$2,427,701	11.7%	Defined
Stifel Trust Company, N.A.	30,000	$601,800	2.9%	Defined
Stifel Trust Co Delaware, N.A.	92,473	$1,855,008	8.9%	Defined
Held directly	2,103	$42,186	0.2%	Defined

Long Focus Capital Management, LLC

$19,257,600

0.20%

960,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$18,972,968

0.20%

945,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	923,185	$18,519,091	97.6%	Other
G1 EXECUTION SERVICES, LLC	22,626	$453,877	2.4%	Other

LPL Financial LLC

$18,955,075

0.20%

944,919

Martin Investment Management, LLC

$17,437,957

0.18%

869,290

CABOT WEALTH MANAGEMENT INC

$17,133,887

0.18%

854,132

Arnhold LLC

$16,757,241

0.17%

835,356

CLARK ESTATES INC/NY

$16,549,500

0.17%

825,000

LMR Partners LLP

$16,483,302

0.17%

821,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LMR Partners LLC	800,000	$16,048,000	97.4%	Sole
Held directly joint	21,700	$435,302	2.6%	Other

CapWealth Advisors, LLC

$16,091,790

0.17%

683,884

Cerity Partners LLC

$15,960,076

0.17%

795,617

Invesco Ltd.

$15,950,306

0.17%

795,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	469,701	$9,422,201	59.1%	Defined
Invesco Investment Advisers LLC	143,742	$2,883,464	18.1%	Defined
Invesco Capital Management LLC	181,687	$3,644,641	22.8%	Defined

US BANCORP \DE\

$15,597,731

0.16%

777,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	584,759	$11,730,264	75.2%	Defined
U.S. BANCORP ASSET MANAGEMENT INC	187,120	$3,753,627	24.1%	Defined
U.S. BANCORP ADVISORS, LLC	5,675	$113,840	0.7%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$15,229,973

0.16%

759,221

Rockefeller Capital Management L.P.

$15,210,473

0.16%

758,249

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	58,269	$1,168,876	7.7%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	25,097	$503,445	3.3%	Defined
Rockefeller Trust Co (Delaware)	37,006	$742,340	4.9%	Defined
ROCKEFELLER FINANCIAL LLC	637,877	$12,795,812	84.1%	Defined

THORNBURG INVESTMENT MANAGEMENT INC

$15,025,301

0.16%

749,018

Foresight Global Investors, Inc.

$14,850,418

0.15%

740,300

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$14,839,124

0.15%

739,737

CITADEL ADVISORS LLC

$14,736,076

0.15%

734,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	734,600	$14,736,076	100.0%	Defined

Bank of New York Mellon Corp

$14,556,836

0.15%

725,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware	4,000	$80,240	0.6%	Defined
BNY Mellon Securities Corporation	80,166	$1,608,129	11.0%	Defined
BNY Mellon, NA joint	447,446	$8,975,765	61.7%	Defined
BNY Mellon Advisors, Inc. joint	173,962	$3,489,677	24.0%	Defined
Held directly	20,091	$403,025	2.8%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,307,804

0.14%

663,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	663,400	$13,307,804	100.0%	Other

TD Waterhouse Canada Inc.

$12,478,429

0.13%

530,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	530,320	$12,478,429	100.0%	Defined

Sumitomo Mitsui Trust Group, Inc.

$12,405,846

0.13%

618,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUMITOMO MITSUI TRUST BANK Ltd joint	618,437	$12,405,846	100.0%	Defined

LATHROP INVESTMENT MANAGEMENT CO

$12,209,739

0.13%

608,661

MILLENNIUM MANAGEMENT LLC

$12,208,516

0.13%

608,600

CAMBIAR INVESTORS LLC

$12,160,051

0.13%

606,184

BANK OF MONTREAL /CAN/

$11,804,485

0.12%

588,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	36,383	$729,842	6.2%	Defined
BMO Family Office, LLC	29,736	$596,504	5.1%	Defined
BMO NESBITT BURNS INC.	227,242	$4,558,474	38.6%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	292,653	$5,870,619	49.7%	Defined
BMO NESBITT BURNS SECURITIES LTD.	1,195	$23,971	0.2%	Defined
Stoker Ostler Wealth Advisors, Inc.	1,250	$25,075	0.2%	Defined

Rock Point Advisors, LLC

$11,573,757

0.12%

576,957

BNP PARIBAS ARBITRAGE, SA

$11,404,170

0.12%

568,503

NORGES BANK

$10,797,295

0.11%

538,250

Ethic Inc.

$10,362,996

0.11%

516,600

Alight Capital Management LP

$10,359,625

0.11%

516,432

XY Capital Ltd

$10,246,467

0.11%

510,791

WELLINGTON MANAGEMENT GROUP LLP

$10,231,923

0.11%

510,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	377,597	$7,574,595	74.0%	Defined
Wellington Trust Company, NA joint	132,469	$2,657,328	26.0%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$10,138,424

0.11%

505,405

BCWM, LLC

$10,039,408

0.10%

500,469

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,823,382

0.10%

489,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	489,700	$9,823,382	100.0%	Other

NEW YORK STATE COMMON RETIREMENT FUND

$9,782,259

0.10%

487,650

OLD MISSION CAPITAL LLC

$9,736,742

0.10%

485,381

Crossmark Global Holdings, Inc.

$9,726,391

0.10%

484,865

CITADEL ADVISORS LLC

$9,713,052

0.10%

484,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	484,200	$9,713,052	100.0%	Defined

MACKENZIE FINANCIAL CORP

$9,606,613

0.10%

478,894

D. E. Shaw & Co., Inc.

$9,049,386

0.09%

451,116

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	42,437	$851,286	9.4%	Defined
D. E. Shaw Investment Management, L.L.C. joint	408,679	$8,198,100	90.6%	Defined

Rathbones Group PLC

$9,020,921

0.09%

449,697

Live Oak Private Wealth LLC

$8,655,147

0.09%

431,463

Quinn Opportunity Partners LLC

$8,625,800

0.09%

430,000

MILLENNIUM MANAGEMENT LLC

$8,622,289

0.09%

429,825

Walleye Capital LLC

$8,385,441

0.09%

418,018

Pathstone Holdings, LLC

$8,285,641

0.09%

413,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	233,293	$4,679,857	56.5%	Defined
Willow Street Trust Co of Wyoming, LLC	1,639	$32,878	0.4%	Other
Held directly	178,111	$3,572,906	43.1%	Sole

Ramirez Asset Management, Inc.

$8,110,759

0.08%

404,325

Qube Research & Technologies Ltd

$8,108,252

0.08%

404,200

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Key facts CIK 313838 CUSIP 835699307 13F (30d) 116 filings 112 filers Visit website Investor relations