Endowment Wealth Management, Inc.

Registered adviser

CIK

1904477

Location

APPLETON, WI

Portfolio Value

Small $246,788,345

Diversification

Diversified

Reports for

ENVESTNET ASSET MANAGEMENT INC

Files via

ENVESTNET ASSET MANAGEMENT INC

Filing Date

Global Rank

#5,685 / 8,827 ▲ 140 · as of Jun 2026

Top Industry

Semiconductors 22.6%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 108652

Roster of Nov 1, 2026

Regulatory AUM

$609,222,636

Main clients

Individuals and high net worth (83% of AUM)

Private funds

11 funds · Venture capital funds

Focus by fund count, roster of Nov 1, 2026

$93,515,215 gross assets

Private funds on Schedule D 7.B.(1)

As filed Aug 14, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$55,209,714 gross assets in 11 funds Venture capital funds $39,455,286 (6) Private equity funds $15,754,428 (5)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$609,222,636	Individuals and high net worth (83%)
Jan 2026 to Mar 2026	$427,600,085	Individuals and high net worth (89%)
Apr 2025 to Dec 2025	$427,600,085	Individuals and high net worth (89%)
Sep 2024 to Mar 2025	$354,467,316	Individuals and high net worth (87%)
Apr 2024 to Aug 2024	$354,467,316	Individuals and high net worth (87%)
Dec 2023 to Mar 2024	$296,249,741	Individuals and high net worth (84%)

6 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.6% of the book (60%+)

Turnover

Low turnover

25.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 79.3%; sector active share 64.0% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

188 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

29.8%

−0.2 pts

Top 5

48.4%

−1.6 pts

Top 10

62.8%

−1.9 pts

HHI

1,058

Diversified−19

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	76.4%	$188,500,450	103
Technology	9.3%	$22,933,017	20
Industrials	4.4%	$10,797,119	9
Healthcare	3.5%	$8,666,273	11
Financial Services	3.4%	$8,297,341	18
Communication Services	1.0%	$2,434,977	6
Consumer Cyclical	0.8%	$1,964,710	6
Consumer Defensive	0.5%	$1,307,948	6
Energy	0.5%	$1,233,934	5
Basic Materials	0.3%	$623,387	3
Real Estate	0.0%	$29,189	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
KBWD	Invesco Ltd.	+23,429	75,898	$0
MDIV	Multi-Asset Diversified Income Index Fund	+16,125	62,433	$988,314
COWZ	Pacer US Cash Cows 100 ETF	+14,331	160,472	$10,713,110
JPST	JPMorgan Ultra-Short Income ETF	+14,258	110,697	$5,575,807
FEMB	First Trust Emerging Markets Local Currency Bond ETF	+14,034	95,203	$2,711,381
BIZD	VanEck BDC Income ETF	+13,434	47,248	$609,026
PCY	Invesco Ltd.	+13,333	90,858	$0
IDEQ	Lazard International Dynamic Equity ETF	+11,516	125,175	$4,383,628
IBHF	iShares iBonds 2026 Term High Yield and Income ETF	+11,320	94,010	$2,118,045
SPHQ	Invesco S&P 500 Quality ETF	+10,905	117,890	$9,912,191
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	+10,899	90,333	$2,066,819
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+10,361	80,474	$3,319,552
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	+10,346	88,856	$2,153,869
PCEF	Invesco Ltd.	+8,670	34,186	$0
LMBS	First Trust Low Duration Opportunities ETF	+8,511	67,791	$3,285,151
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+8,498	103,138	$17,149,786
GSY	Invesco Ultra Short Duration ETF	+8,291	67,342	$3,362,386
DGRO	iShares Core Dividend Growth ETF	+7,864	83,547	$6,298,608
DEM	WisdomTree Emerging Markets High Dividend Fund	+7,034	81,843	$4,526,736
JSI	Janus Henderson Securitized Income ETF	+6,432	49,371	$2,464,600
FTSL	First Trust Senior Loan Fund	+6,345	45,577	$2,031,366
EFA	iShares MSCI EAFE ETF	+5,823	72,407	$7,522,363
SPMO	Invesco Ltd.	+5,667	72,569	$0
VRP	Invesco Ltd.	+5,626	20,879	$0
PSP	Victory Portfolios II	+5,103	237,385	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IUSV	iShares Core S&P U.S. Value ETF	−4,060	9,239	$1,018,876
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−2,643	23,135	$1,622,920
EEM	iShares MSCI Emerging Markets ETF	−2,553	6,283	$419,641
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	−1,867	4,491	$332,558
IEUR	iShares Core MSCI Europe ETF	−1,830	4,302	$317,057
IDEV	iShares Core MSCI International Developed Markets ETF	−1,564	4,222	$377,784
SHEL	Shell plc	−705	2,115	$201,030
AAPL	Apple Inc.	−669	5,151	$1,715,385
UBER	Uber Technologies, Inc	−650	9,543	$653,790
PSX	Phillips 66	−518	904	$230,800
MRK	Merck & Co., Inc.	−327	1,449	$210,554
CRCL	Circle Internet Group, Inc.	−300	58,404	$4,799,056
FLY	Firefly Aerospace Inc.	−254	31,060	$719,039
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−208	4,324	$1,972,565
RTX	RTX Corp	−198	1,513	$280,888
KMB	Kimberly Clark Corp	−169	2,707	$263,743
KTB	Kontoor Brands, Inc.	−127	3,626	$228,546
VOO	VANGUARD 500 INDEX FUND	−83	493	$345,523
CSCO	Cisco Systems, Inc.	−77	3,237	$348,398
MA	Mastercard Inc	−74	519	$286,212
ASML	Asml Holding NV	−59	157	$284,432
NDAQ	Nasdaq, Inc.	−58	2,966	$272,901
AME	Ametek Inc	−57	1,158	$286,871
PLTR	Palantir Technologies Inc.	−56	4,814	$900,458
CVX	Chevron Corp	−53	1,943	$396,780
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	52,490	$7,918,641
AMAT	Applied Materials Inc	2,013	$1,029,407
LRCX	Lam Research Corp	1,286	$422,463
KLAC	Kla Corp	1,762	$343,466
ECL	Ecolab Inc.	1,065	$292,427
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	4,561	$240,547
JAAA	Janus Henderson AAA CLO ETF	4,654	$234,887
BBRE	JPMorgan BetaBuilders MSCI US REIT ETF	2,228	$222,020
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	4,301	$220,340
COP	Conocophillips	1,634	$204,495
TIP	iShares TIPS Bond ETF	1,934	$201,213
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
CPNG	Coupang, Inc.	18,132	$314,952
DFTX	Definium Therapeutics, Inc.	4,793	$225,462
WEC	Wec Energy Group, Inc.	1,817	$212,171
ERIC	Ericsson Lm Telephone Co	10,008	$111,589
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

188 tracked positions · $246,788,345 total · filing declares 196 positions · $292,279,378 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 188 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	103,138	+8,498	$17,149,786	+10.3%	6.95%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	33,273	+1,426	$12,452,087	+5.7%	5.05%
COWZ	Pacer US Cash Cows 100 ETF	Added	160,472	+14,331	$10,713,110	+17.9%	4.34%
SPHQ	Invesco S&P 500 Quality ETF	Added	117,890	+10,905	$9,912,191	+2.8%	4.02%
NVDA	Nvidia Corp Technology	Added	41,974	+3,054	$9,586,021	+23.1%	3.88%
SPCX	Space Exploration Technologies Corp Industrials	NEW	52,490	NEW	$7,918,641	NEW	3.21%
QAI	NYLIM Hedge Multi-Strategy Tracker ETF	Added	217,294	+70	$7,831,275	−1.5%	3.17%
EFA	iShares MSCI EAFE ETF	Added	72,407	+5,823	$7,522,363	+8.8%	3.05%
IUSG	iShares Core S&P U.S. Growth ETF	Added	38,066	+1,130	$7,375,287	+6.2%	2.99%
DGRO	iShares Core Dividend Growth ETF	Added	83,547	+7,864	$6,298,608	+9.8%	2.55%
JPST	JPMorgan Ultra-Short Income ETF	Added	110,697	+14,258	$5,575,807	+14.3%	2.26%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	31,904	+588	$5,036,046	+2.5%	2.04%
WST	West Pharmaceutical Services Inc Healthcare	Added	13,249	+8	$4,912,199	+3.3%	1.99%
CRCL	Circle Internet Group, Inc. Financial Services	Reduced	58,404	-300	$4,799,056	+30.5%	1.94%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	54,725	+4,567	$4,619,884	+12.0%	1.87%
IJR	iShares Core S&P Small-Cap ETF	Added	33,696	+1,305	$4,584,003	−4.6%	1.86%
DEM	WisdomTree Emerging Markets High Dividend Fund	Added	81,843	+7,034	$4,526,736	+12.5%	1.83%
IDEQ	Lazard International Dynamic Equity ETF	Added	125,175	+11,516	$4,383,628	+10.0%	1.78%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	17,752	+3,359	$3,474,954	+26.7%	1.41%
GSY	Invesco Ultra Short Duration ETF	Added	67,342	+8,291	$3,362,386	+13.5%	1.36%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	80,474	+10,361	$3,319,552	+11.6%	1.35%
LMBS	First Trust Low Duration Opportunities ETF	Added	67,791	+8,511	$3,285,151	+11.3%	1.33%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	28,446	+3,652	$3,226,914	+10.8%	1.31%
IEFA	iShares Core MSCI EAFE ETF	Added	29,830	+303	$2,889,930	+1.3%	1.17%
MSFT	Microsoft Corp Technology	Reduced	5,464	-23	$2,802,485	+36.9%	1.14%
FEMB	First Trust Emerging Markets Local Currency Bond ETF	Added	95,203	+14,034	$2,711,381	+14.3%	1.10%
JSI	Janus Henderson Securitized Income ETF	Added	49,371	+6,432	$2,464,600	+12.1%	1.00%
CALF	Pacer US Small Cap Cash Cows 100 ETF	Added	43,275	+4,007	$2,305,692	+16.0%	0.93%
IWC	iShares Micro-Cap ETF	Added	12,462	+875	$2,302,977	−0.6%	0.93%
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	Added	88,856	+10,346	$2,153,869	+13.2%	0.87%
IBHF	iShares iBonds 2026 Term High Yield and Income ETF	Added	94,010	+11,320	$2,118,045	+13.1%	0.86%
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	Added	90,333	+10,899	$2,066,819	+13.7%	0.84%
FTSL	First Trust Senior Loan Fund	Added	45,577	+6,345	$2,031,366	+15.7%	0.82%
MOAT	VanEck Morningstar Wide Moat ETF	Added	19,206	+1,335	$2,030,266	+9.3%	0.82%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	4,324	-208	$1,972,565	−8.9%	0.80%
INDA	iShares MSCI India ETF	Added	39,394	+3,579	$1,838,911	+4.0%	0.75%
SMH	VanEck Semiconductor ETF	Added	2,899	+553	$1,765,491	+14.7%	0.72%
AAPL	Apple Inc. Technology	Reduced	5,151	-669	$1,715,385	+1.9%	0.70%
AIQ	Global X Artificial Intelligence & Technology ETF	Added	24,939	+4,399	$1,625,025	+20.6%	0.66%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	23,135	-2,643	$1,622,920	−14.2%	0.66%
VNQI	VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX FUND	Added	32,187	+2,003	$1,368,591	+1.1%	0.55%
LLY	ELI LILLY & Co Healthcare	Added	1,086	+277	$1,256,588	+29.5%	0.51%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Added	7,709	+1,300	$1,215,555	+19.9%	0.49%
SHLD	Global X Defense Tech ETF	Added	20,098	+4,038	$1,207,487	+25.9%	0.49%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	13,436	+237	$1,204,268	−5.4%	0.49%
ABBV	AbbVie Inc. Healthcare	Added	4,037	+543	$1,056,038	+20.1%	0.43%
CHAT	Roundhill Generative AI & Technology ETF	Reduced	11,448	-25	$1,052,987	−7.0%	0.43%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Added	9,287	+1,695	$1,047,759	+20.1%	0.42%
JTEK	JPMorgan U.S. Tech Leaders ETF	Added	9,941	+2,252	$1,045,743	+21.9%	0.42%
AMAT	Applied Materials Inc Technology	NEW	2,013	NEW	$1,029,407	NEW	0.42%

Showing the top 50 of 188 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.