Mallini Complete Financial Planning LLC

Registered adviser

CIK

2049540

Location

GAINESVILLE, FL

Portfolio Value

Small $142,673,432

Diversification

Moderately concentrated

Filing Date

Global Rank

#7,640 / 8,827 ▼ 107 · as of Jun 2026

Top Industry

Asset Management 30.8%

3Y Alpha vs SPY

-7.3%

Period ended 38 days ago

Filed Oct 6, 2026 · 32d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 175341

Roster of Nov 1, 2026

Regulatory AUM

$175,959,634

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$175,959,634	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$156,793,735	Individuals and high net worth (99%)
Mar 2024 to Mar 2025	$128,903,040	Individuals and high net worth (99%)
May 2023 to Feb 2024	$98,191,011	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$98,191,011	Individuals and high net worth (97%)
Apr 2022 to Feb 2023	$103,636,452	Individuals and high net worth (98%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 94.7% of the book (60%+)

Turnover

Medium turnover

33.1% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 4.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 95.4%; sector active share 79.5% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

72 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

34.4%

−1.2 pts

Top 5

78.9%

−2.4 pts

Top 10

87.0%

−1.9 pts

HHI

1,830

Moderately concentrated−113

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	88.9%	$126,783,720	36
Financial Services	4.9%	$6,954,106	19
Energy	3.1%	$4,382,575	5
Technology	1.5%	$2,193,699	3
Consumer Cyclical	0.8%	$1,093,999	2
Healthcare	0.5%	$654,494	3
Real Estate	0.3%	$400,124	3
Utilities	0.1%	$210,715	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

16 positions

Ticker	Company	Δ Shares	Shares	Value
VCRM	Vanguard Municipal Bond Funds	+38,890	170,666	$12,214,565
VCRB	VANGUARD CORE BOND ETF	+14,177	384,501	$28,306,963
VXUS	Vanguard Total International Stock ETF	+2,037	199,512	$16,950,539
CRF	Cornerstone Total Return Fund Inc	+2,011	87,687	$540,151
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	+1,896	66,590	$3,013,197
TCPC	BlackRock TCP Capital Corp.	+632	26,003	$104,012
AB	Alliancebernstein Holding L.P.	+622	10,979	$382,947
ET	Energy Transfer LP	+601	37,256	$736,551
GSBD	Goldman Sachs BDC, Inc.	+533	11,462	$104,189
STTK	Shattuck Labs, Inc.	+500	23,132	$157,760
EFC	Ellington Financial Inc.	+165	11,589	$137,097
FLMI	Franklin Dynamic Municipal Bond ETF	+165	15,757	$367,453
DBL	DoubleLine Opportunistic Credit Fund	+155	13,361	$181,041
JMST	JPMorgan Ultra-Short Municipal Income ETF	+95	15,187	$767,854
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	+46	15,448	$1,252,369
RITM	Rithm Capital Corp.	+25	13,188	$117,768
No positions match the current search.

Trimmed

Positions the filer reduced

16 positions

Ticker	Company	Δ Shares	Shares	Value
PDI	PIMCO Dynamic Income Fund	−6,336	15,792	$221,561
ISD	PGIM High Yield Bond Fund, Inc.	−5,844	17,486	$205,285
GCV	Gabelli Convertible & Income Securities Fund Inc	−4,786	54,893	$227,257
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−4,696	125,151	$46,836,510
ARCC	Ares Capital Corp	−3,883	36,144	$690,350
USAC	USA Compression Partners, LP	−3,470	92,060	$2,289,532
HPI	John Hancock Preferred Income Fund	−2,495	15,045	$210,630
TSLX	Sixth Street Specialty Lending, Inc.	−2,130	12,286	$221,393
FLC	Flaherty & Crumrine Total Return Fund Inc	−1,966	16,786	$264,379
RA	Brookfield Real Assets Income Fund Inc.	−1,646	17,475	$201,836
EVV	Eaton Vance Ltd Duration Income Fund	−1,004	33,769	$285,348
PMT	PennyMac Mortgage Investment Trust	−561	18,434	$145,259
GOF	Guggenheim Strategic Opportunities Fund	−295	55,172	$469,513
ESGV	VANGUARD ESG U.S. STOCK ETF	−130	29,024	$3,933,622
PFN	PIMCO Income Strategy Fund II	−12	56,183	$350,581
VLT	Invesco High Income Trust II	−6	24,888	$226,231
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
CRD-A	Crawford & Co	130,687	$1,630,973
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	11,368	$1,020,391
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	47,117	$2,383,177
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

72 tracked positions · $142,673,432 total · filing declares 72 positions · $142,674,099 · as of Sep 30, 2026

All sectors Consumer Cyclical Energy Financial Services Healthcare Real Estate Technology Utilities

Showing 1–50 of 72 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	125,151	-4,696	$46,836,510	−2.5%	32.83%
VCRB	VANGUARD CORE BOND ETF	Added	384,501	+14,177	$28,306,963	−1.0%	19.84%
VXUS	Vanguard Total International Stock ETF	Added	199,512	+2,037	$16,950,539	+0.4%	11.88%
VCRM	Vanguard Municipal Bond Funds	Added	170,666	+38,890	$12,214,565	+21.3%	8.56%
ESGV	VANGUARD ESG U.S. STOCK ETF	Reduced	29,024	-130	$3,933,622	+2.0%	2.76%
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	Added	66,590	+1,896	$3,013,197	−1.8%	2.11%
USAC	USA Compression Partners, LP Energy	Reduced	92,060	-3,470	$2,289,532	−9.2%	1.60%
CRD-A	Crawford & Co Financial Services	NEW	130,687	NEW	$1,630,973	NEW	1.14%
VOO	VANGUARD 500 INDEX FUND	Added	2,086	+1	$1,462,291	+2.1%	1.02%
AAPL	Apple Inc. Technology	Added	3,812	+1,027	$1,269,582	+57.5%	0.89%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Added	15,448	+46	$1,252,369	−1.2%	0.88%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	NEW	11,368	NEW	$1,020,391	NEW	0.72%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	6,340	+3,162	$984,045	+95.9%	0.69%
VIG	Vanguard Specialized Funds	Added	3,908	+2,266	$911,853	+134.6%	0.64%
XOM	ExxonMobil Holdings Corp Energy	Added	5,266	+3,251	$857,066	+211.0%	0.60%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,159	+116	$787,064	+8.5%	0.55%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	15,187	+95	$767,854	−0.2%	0.54%
ET	Energy Transfer LP Energy	Added	37,256	+601	$736,551	+5.1%	0.52%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	2,212	+1	$702,105	−7.4%	0.49%
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	Held	14,100	0	$700,629	−5.5%	0.49%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Held	4,157	0	$691,225	+1.2%	0.48%
ARCC	Ares Capital Corp Financial Services	Reduced	36,144	-3,883	$690,350	−6.9%	0.48%
IVV	iShares Core S&P 500 ETF	Held	800	0	$612,680	+2.3%	0.43%
CRF	Cornerstone Total Return Fund Inc Financial Services	Added	87,687	+2,011	$540,151	−12.2%	0.38%
MSFT	Microsoft Corp Technology	NEW	1,039	NEW	$532,903	NEW	0.37%
		Held	3,412	0	$531,180	+0.9%	0.37%
JMUB	JPMorgan Municipal ETF	Held	10,600	0	$504,348	−6.1%	0.35%
GOF	Guggenheim Strategic Opportunities Fund Financial Services	Reduced	55,172	-295	$469,513	−22.5%	0.33%
RY	Royal Bank Of Canada Financial Services	Held	2,220	0	$436,429	−5.0%	0.31%
BNDX	Vanguard Total International Bond ETF	Reduced	9,025	-353	$423,042	−6.9%	0.30%
VTV	VANGUARD VALUE INDEX FUND	NEW	1,858	NEW	$401,476	NEW	0.28%
		Added	2,292	+1	$399,644	−3.9%	0.28%
NVDA	Nvidia Corp Technology	Added	1,713	+377	$391,214	+46.3%	0.27%
AB	Alliancebernstein Holding L.P. Financial Services	Added	10,979	+622	$382,947	+5.0%	0.27%
FLMI	Franklin Dynamic Municipal Bond ETF	Added	15,757	+165	$367,453	−6.4%	0.26%
AVDE	Avantis International Equity ETF	Held	4,033	0	$363,413	+1.0%	0.25%
PFN	PIMCO Income Strategy Fund II Financial Services	Reduced	56,183	-12	$350,581	−12.5%	0.25%
PRF	Victory Portfolios II	Added	6,078	+9	$330,862	+0.9%	0.23%
VV	VANGUARD LARGE-CAP INDEX FUND	Held	925	0	$325,461	+2.3%	0.23%
IVW	iShares S&P 500 Growth ETF	Held	2,164	0	$307,850	+3.4%	0.22%
TSLA	Tesla, Inc. Consumer Cyclical	Added	865	+133	$306,935	−0.3%	0.22%
SCHD	Schwab U.S. Dividend Equity ETF	NEW	9,186	NEW	$298,820	NEW	0.21%
MEAR	iShares Trust	Held	6,000	0	$297,780	−1.5%	0.21%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	1,848	+221	$291,709	+14.2%	0.20%
EPD	Enterprise Products Partners L.P. Energy	Added	8,177	+34	$291,193	−2.7%	0.20%
EVV	Eaton Vance Ltd Duration Income Fund Financial Services	Reduced	33,769	-1,004	$285,348	−12.4%	0.20%
FLC	Flaherty & Crumrine Total Return Fund Inc Financial Services	Reduced	16,786	-1,966	$264,379	−16.6%	0.19%
JNJ	Johnson & Johnson Healthcare	Added	974	+52	$257,923	+10.1%	0.18%
MINO	PIMCO Municipal Income Opportunities Active Exchange-Traded Fund	Held	6,000	0	$255,540	−6.9%	0.18%
		Added	1,070	+1	$247,844	−5.8%	0.17%

Showing the top 50 of 72 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.