GOF · Guggenheim Strategic Opportunities Fund

$9.70 +0.01 (+0.10%) At close · Aug 27

Market Cap

$2.17B

223.45M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 214

Total Value: $540,363,857

Total Shares: 49,483,880

Showing 1–100 of 214 holdings by value · page 1 of 3

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 214 13F filers · Δ vs Mar 31, 2026

Top Holder

13.8%

−4.4 pts

Top 5

34.0%

−5.1 pts

Top 10

51.6%

−3.9 pts

HHI

418

Broadly held−132

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +11

Institutional value: +10.0%

Shares held: +11.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Kera Capital Partners, Inc.	+1,749,184	1,787,381
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	+778,095	2,666,430
Mid Arax Advisory Partners	+326,863	328,860
Small Thomas J. Herzfeld Advisors, Inc.	+321,280	1,336,680
Large Cetera Investment Advisers	+311,506	1,562,805

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−1,291,380	6,845,822
Mega AMERIPRISE FINANCIAL INC	−144,536	60,971
Mid XTX Topco Ltd	−101,692	176,409
Small Logan Stone Capital, LLC	−94,270	1,204,833
Large TRUIST FINANCIAL CORP	−88,142	476,318

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Advisory Solutions Group, LLC	472,129	$5,155,648
Small Integrity Advisory Solutions, LLC	252,389	$2,756,087
Micro Gridiron Partners, LLC	226,477	$2,473,128
Mid IMC-Chicago, LLC	217,872	$2,379,162
Large Quantinno Capital Management LP	166,360	$1,816,651

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid U.S. Capital Wealth Advisors, LLC	316,813	$3,491,279
Small Illumine Investment Management, LLC	227,556	$2,507,667
Mega JANE STREET GROUP, LLC	60,200	$663,403
Mid Arkadios Wealth Advisors	20,968	$231,066
Mid Stratos Wealth Partners, LTD.	16,088	$177,289

Filter: New 36 Increased 90 Reduced 56 Sold out 25 Unchanged 32

Showing 100 of 214

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$74,756,375

13.83%

6,845,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	1,150	$12,558	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,844,672	$74,743,817	100.0%	Defined

RIVERNORTH CAPITAL MANAGEMENT, LLC

$29,117,415

5.39%

2,666,430

Estate Planners Group, LLC

$26,915,517

4.98%

2,464,791

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Reaves Asset Management	72	$786	0.0%	Defined
Held directly	2,464,719	$26,914,731	100.0%	Sole

LPL Financial LLC

$26,737,576

4.95%

2,448,496

VERUS CAPITAL PARTNERS, LLC

$26,229,850

4.85%

2,402,001

UBS Group AG

$22,615,668

4.19%

2,071,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,966,521	$21,474,409	95.0%	Defined
UBS AG	104,480	$1,140,921	5.0%	Defined
UBS Switzerland AG	31	$338	0.0%	Defined

Kera Capital Partners, Inc.

$19,518,200

3.61%

1,787,381

ENVESTNET ASSET MANAGEMENT INC

$18,943,502

3.51%

1,734,753

Invesco Ltd.

$17,131,514

3.17%

1,568,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	1,568,820	$17,131,514	100.0%	Defined

Cetera Investment Advisers

$17,065,830

3.16%

1,562,805

ROYAL BANK OF CANADA

$15,892,966

2.94%

1,455,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,420,640	$15,513,388	97.6%	Defined
RBC Trust Co (Delaware) Ltd	31,778	$347,015	2.2%	Defined
RBC Rochdale, LLC	2,982	$32,563	0.2%	Defined

Thomas J. Herzfeld Advisors, Inc.

$14,596,545

2.70%

1,336,680

OSAIC HOLDINGS, INC.

$14,578,865

2.70%

1,335,061

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,306,370	$14,265,560	97.9%	Defined
Osaic Advisory Services, LLC	28,691	$313,305	2.1%	Defined

COHEN & STEERS, INC.

$13,724,135

2.54%

1,256,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	1,256,789	$13,724,135	100.0%	Sole

Logan Stone Capital, LLC

$13,156,776

2.43%

1,204,833

RAYMOND JAMES FINANCIAL INC

$10,432,038

1.93%

955,315

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	654,988	$7,152,468	68.6%	Defined
Raymond James Financial Services Advisors, Inc.	282,031	$3,079,778	29.5%	Defined
RAYMOND JAMES TRUST N.A.	18,296	$199,792	1.9%	Defined

CreativeOne Wealth, LLC

$10,361,092

1.92%

948,818

MML INVESTORS SERVICES, LLC

$10,227,071

1.89%

936,545

Secure Asset Management, LLC

$6,895,499

1.28%

631,456

BANK OF AMERICA CORP /DE/

$6,855,947

1.27%

627,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	627,834	$6,855,947	100.0%	Defined

Integrated Wealth Concepts LLC

$6,054,725

1.12%

554,462

PETRA FINANCIAL ADVISORS INC

$5,207,857

0.96%

476,910

TRUIST FINANCIAL CORP

$5,201,392

0.96%

476,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	476,318	$5,201,392	100.0%	Defined

Advisory Solutions Group, LLC

$5,155,648

0.95%

472,129

Janney Montgomery Scott LLC

$4,626,137

0.86%

423,639

Arax Advisory Partners

$3,591,151

0.66%

328,860

Retirement Planning Group, LLC

$3,586,510

0.66%

328,435

Harpswell Capital Advisors, LLC

$3,320,695

0.61%

304,093

INTEGRITY ALLIANCE, LLC.

$3,261,683

0.60%

298,689

Baird Financial Group, Inc.

$2,948,301

0.55%

269,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	269,991	$2,948,301	100.0%	Defined

PRINCIPAL SECURITIES, INC.

$2,847,794

0.53%

260,787

Private Advisor Group, LLC

$2,765,577

0.51%

253,258

AE Wealth Management LLC

$2,761,515

0.51%

252,886

Integrity Advisory Solutions, LLC

$2,756,087

0.51%

252,389

Richmond Brothers, Inc.

$2,698,888

0.50%

247,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	77,986	$851,607	31.6%	Sole
Held directly	169,165	$1,847,281	68.4%	Sole

Gridiron Partners, LLC

$2,473,128

0.46%

226,477

MOSAIC FAMILY WEALTH PARTNERS, LLC

$2,457,873

0.45%

225,080

Vestmark Advisory Solutions, Inc.

$2,450,808

0.45%

224,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELEVATION POINT WEALTH PARTNERS, LLC	224,433	$2,450,808	100.0%	Other

ELEVATION POINT WEALTH PARTNERS, LLC

$2,450,808

0.45%

224,433

BlackRock, Inc.

$2,415,405

0.45%

221,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	175,593	$1,917,475	79.4%	Sole
BlackRock Institutional Trust Company, N.A.	23,686	$258,651	10.7%	Sole
SpiderRock Advisors, LLC	21,912	$239,279	9.9%	Sole

IMC-Chicago, LLC

$2,379,162

0.44%

217,872

Cambridge Investment Research Advisors, Inc.

$2,145,801

0.40%

196,502

WEDBUSH SECURITIES INC

$2,098,157

0.39%

192,139

Marks Group Wealth Management, Inc

$2,076,929

0.38%

190,195

CARY STREET PARTNERS FINANCIAL LLC

$1,995,324

0.37%

182,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	182,722	$1,995,324	100.0%	Defined

XTX Topco Ltd

$1,926,386

0.36%

176,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	176,409	$1,926,386	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$1,822,853

0.34%

166,928

Quantinno Capital Management LP

$1,816,651

0.34%

166,360

PNC FINANCIAL SERVICES GROUP, INC.

$1,791,207

0.33%

164,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	20,943	$228,697	12.8%	Defined
PNC Wealth Management LLC	143,087	$1,562,510	87.2%	Defined

Significant Wealth Partners LLC

$1,757,290

0.33%

160,924

Tennessee Valley Asset Management Partners

$1,725,611

0.32%

158,023

FLYNN ZITO CAPITAL MANAGEMENT, LLC

$1,586,632

0.29%

145,296

Keating Financial Advisory Services, Inc.

$1,534,292

0.28%

140,503

Kestra Advisory Services, LLC

$1,531,639

0.28%

140,260

Smith Asset Management Co., LLC

$1,528,854

0.28%

140,005

NewEdge Advisors, LLC

$1,429,078

0.26%

130,868

Ausdal Financial Partners, Inc.

$1,378,267

0.26%

126,215

Steward Partners Investment Advisory, LLC

$1,296,182

0.24%

118,698

Founders Financial Alliance, LLC

$1,281,964

0.24%

117,396

PMG Family Office LLC

$1,229,526

0.23%

112,594

Mutual Advisors, LLC

$1,186,458

0.22%

108,650

Dynamic Advisor Solutions LLC

$1,185,726

0.22%

108,583

Z3 Capital Partners, LLC

$1,110,684

0.21%

101,711

CHOREO, LLC

$958,830

0.18%

87,805

Kovack Advisors, Inc.

$888,352

0.16%

81,351

IFG Advisory, LLC

$837,050

0.15%

76,653

Virtu Financial LLC

$826,196

0.15%

75,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	75,659	$826,196	100.0%	Defined

J.W. COLE ADVISORS, INC.

$788,205

0.15%

72,180

Focus Financial Network, Inc.

$771,443

0.14%

70,645

UMB Bank, n.a.

$764,814

0.14%

70,038

Sigma Planning Corp

$760,272

0.14%

69,622

MERCER GLOBAL ADVISORS INC /ADV

$757,891

0.14%

69,404

Prime Capital Investment Advisors, LLC

$729,914

0.14%

66,842

Thrivent Financial for Lutherans

$699,207

0.13%

64,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	64,030	$699,207	100.0%	Sole

PFG Investments, LLC

$690,744

0.13%

63,255

AMERIPRISE FINANCIAL INC

$665,803

0.12%

60,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	60,971	$665,803	100.0%	Defined

Almanack Investment Partners, LLC.

$629,898

0.12%

57,683

Geneos Wealth Management Inc.

$628,795

0.12%

57,582

Mallini Complete Financial Planning LLC

$605,699

0.11%

55,467

Western Wealth Management, LLC

$601,932

0.11%

55,122

StoneX Group Inc.

$595,107

0.11%

54,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc. joint	54,497	$595,107	100.0%	Defined

HRT FINANCIAL LP

$579,655

0.11%

53,082

CAPTRUST FINANCIAL ADVISORS

$565,863

0.10%

51,819

Parisi Gray Wealth Management

$556,963

0.10%

51,004

PRIVATE TRUST CO NA

$552,147

0.10%

50,563

Turner Financial Group, Inc.

$549,461

0.10%

50,317

Strategic Financial Concepts, LLC

$545,301

0.10%

49,936

Stonebridge Financial Group, LLC/CA

$520,742

0.10%

47,687

Equitable Holdings, Inc.

$514,910

0.10%

47,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	47,153	$514,910	100.0%	Defined

Fiduciary Alliance LLC

$503,379

0.09%

46,097

Sovran Advisors, LLC

$490,559

0.09%

44,923

New England Private Wealth Advisors LLC

$473,130

0.09%

43,327

Capital CS Group, LLC

$463,499

0.09%

42,445

Discipline Wealth Solutions, LLC

$451,236

0.08%

41,322

OPPENHEIMER & CO INC

$417,886

0.08%

38,268

Capital Analysts, LLC

$408,145

0.08%

37,376

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	4,280	$46,737	11.5%	Defined
Held directly	33,096	$361,408	88.5%	Defined

Jacobi Capital Management LLC

$400,731

0.07%

36,697

Clear Creek Financial Management, LLC

$398,110

0.07%

36,457

Apollon Wealth Management, LLC

$375,375

0.07%

34,375

Mariner, LLC

$352,650

0.07%

32,294

Key facts CIK 1380936 CUSIP 40167F101 13F (30d) 158 filings 143 filers Visit website