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GOF · Guggenheim Strategic Opportunities Fund · Holdings

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$8.94 +0.11 (+1.25%) At close · Oct 12
Rebalance outlook locked
Market Cap
$2.00B
Shares
223.45M
Volume · Oct 12 2.08M Avg daily vol (3M) 2.61M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 211
Total Value: $542,293,339
Total Shares: 49,984,902
Showing 1–100 of 211 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 213 13F filers
Top Holder
13.9%
Sep 2023 → Jun 2026 · range 13.9% – 31.5%
of institutional value
Top 5
34.2%
Sep 2023 → Jun 2026 · range 34.2% – 51.1%
of institutional value
Top 10
51.9%
Sep 2023 → Jun 2026 · range 51.9% – 63.7%
of institutional value
HHI
422
Sep 2023 → Jun 2026 · range 422 – 1,151
Broadly held
Showing 100 of 211
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
MORGAN STANLEY $74,756,375 13.79% 6,845,822
RIVERNORTH CAPITAL MANAGEMENT, LLC $29,117,415 5.37% 2,666,430
Estate Planners Group, LLC $26,915,517 4.96% 2,464,791
LPL Financial LLC $26,737,576 4.93% 2,448,496
VERUS CAPITAL PARTNERS, LLC $26,229,850 4.84% 2,402,001
UBS Group AG $22,615,668 4.17% 2,071,032
Kera Capital Partners, Inc. $19,518,200 3.60% 1,787,381
ENVESTNET ASSET MANAGEMENT INC $18,943,502 3.49% 1,734,753
Invesco Ltd. $17,131,514 3.16% 1,568,820
Cetera Investment Advisers $17,065,830 3.15% 1,562,805
ROYAL BANK OF CANADA $15,892,966 2.93% 1,455,400
Thomas J. Herzfeld Advisors, Inc. $14,596,545 2.69% 1,336,680
OSAIC HOLDINGS, INC. $14,578,865 2.69% 1,335,061
COHEN & STEERS, INC. $13,724,135 2.53% 1,256,789
Logan Stone Capital, LLC $13,156,776 2.43% 1,204,833
RAYMOND JAMES FINANCIAL INC $10,432,038 1.92% 955,315
CreativeOne Wealth, LLC $10,361,092 1.91% 948,818
MML INVESTORS SERVICES, LLC $10,227,071 1.89% 936,545
Gridiron Partners, LLC $8,303,028 1.53% 975,679
Secure Asset Management, LLC $6,895,499 1.27% 631,456
BANK OF AMERICA CORP /DE/ $6,855,947 1.26% 627,834
PETRA FINANCIAL ADVISORS INC $5,207,857 0.96% 476,910
TRUIST FINANCIAL CORP $5,201,392 0.96% 476,318
Advisory Solutions Group, LLC $5,155,648 0.95% 472,129
Janney Montgomery Scott LLC $4,626,137 0.85% 423,639
Arax Advisory Partners $3,591,151 0.66% 328,860
Retirement Planning Group, LLC $3,586,510 0.66% 328,435
INTEGRITY ALLIANCE, LLC. $3,261,683 0.60% 298,689
Integrated Wealth Concepts LLC $3,029,218 0.56% 277,401
Baird Financial Group, Inc. $2,948,301 0.54% 269,991
Harpswell Capital Advisors, LLC $2,912,436 0.54% 342,237
PRINCIPAL SECURITIES, INC. $2,847,794 0.53% 260,787
Private Advisor Group, LLC $2,765,577 0.51% 253,258
AE Wealth Management LLC $2,761,515 0.51% 252,886
Integrity Advisory Solutions, LLC $2,756,087 0.51% 252,389
Richmond Brothers, Inc. $2,698,888 0.50% 247,151
MOSAIC FAMILY WEALTH PARTNERS, LLC $2,457,873 0.45% 225,080
Vestmark Advisory Solutions, Inc. $2,450,808 0.45% 224,433
ELEVATION POINT WEALTH PARTNERS, LLC $2,450,808 0.45% 224,433
BlackRock, Inc. $2,415,405 0.45% 221,191
IMC-Chicago, LLC $2,379,162 0.44% 217,872
Cambridge Investment Research Advisors, Inc. $2,145,801 0.40% 196,502
WEDBUSH SECURITIES INC $2,098,157 0.39% 192,139
Marks Group Wealth Management, Inc $2,076,929 0.38% 190,195
CARY STREET PARTNERS FINANCIAL LLC $1,995,324 0.37% 182,722
XTX Topco Ltd $1,926,386 0.36% 176,409
COMMONWEALTH EQUITY SERVICES, LLC $1,822,853 0.34% 166,928
Quantinno Capital Management LP $1,816,651 0.33% 166,360
PNC FINANCIAL SERVICES GROUP, INC. $1,791,207 0.33% 164,030
Significant Wealth Partners LLC $1,757,290 0.32% 160,924
Tennessee Valley Asset Management Partners $1,725,611 0.32% 158,023
FLYNN ZITO CAPITAL MANAGEMENT, LLC $1,586,632 0.29% 145,296
Keating Financial Advisory Services, Inc. $1,534,292 0.28% 140,503
Kestra Advisory Services, LLC $1,531,639 0.28% 140,260
Smith Asset Management Co., LLC $1,528,854 0.28% 140,005
NewEdge Advisors, LLC $1,429,078 0.26% 130,868
Ausdal Financial Partners, Inc. $1,378,267 0.25% 126,215
Steward Partners Investment Advisory, LLC $1,296,182 0.24% 118,698
Founders Financial Alliance, LLC $1,281,964 0.24% 117,396
PMG Family Office LLC $1,229,526 0.23% 112,594
Mutual Advisors, LLC $1,186,458 0.22% 108,650
Dynamic Advisor Solutions LLC $1,185,726 0.22% 108,583
Z3 Capital Partners, LLC $1,110,684 0.20% 101,711
CHOREO, LLC $958,830 0.18% 87,805
Kovack Advisors, Inc. $888,352 0.16% 81,351
IFG Advisory, LLC $837,050 0.15% 76,653
Virtu Financial LLC $826,196 0.15% 75,659
J.W. COLE ADVISORS, INC. $788,205 0.15% 72,180
Focus Financial Network, Inc. $771,443 0.14% 70,645
UMB Bank, n.a. $764,814 0.14% 70,038
Sigma Planning Corp $760,272 0.14% 69,622
MERCER GLOBAL ADVISORS INC /ADV $757,891 0.14% 69,404
Prime Capital Investment Advisors, LLC $729,914 0.13% 66,842
Thrivent Financial for Lutherans $699,207 0.13% 64,030
PFG Investments, LLC $690,744 0.13% 63,255
AMERIPRISE FINANCIAL INC $665,803 0.12% 60,971
Almanack Investment Partners, LLC. $629,898 0.12% 57,683
Geneos Wealth Management Inc. $628,795 0.12% 57,582
Western Wealth Management, LLC $601,932 0.11% 55,122
StoneX Group Inc. $595,107 0.11% 54,497
HRT FINANCIAL LP $579,655 0.11% 53,082
CAPTRUST FINANCIAL ADVISORS $565,863 0.10% 51,819
Parisi Gray Wealth Management $556,963 0.10% 51,004
PRIVATE TRUST CO NA $552,147 0.10% 50,563
Turner Financial Group, Inc. $549,461 0.10% 50,317
Strategic Financial Concepts, LLC $545,301 0.10% 49,936
Stonebridge Financial Group, LLC/CA $520,742 0.10% 47,687
Equitable Holdings, Inc. $514,910 0.09% 47,153
Fiduciary Alliance LLC $503,379 0.09% 46,097
Sovran Advisors, LLC $490,559 0.09% 44,923
New England Private Wealth Advisors LLC $473,130 0.09% 43,327
Mallini Complete Financial Planning LLC $469,513 0.09% 55,172
Capital CS Group, LLC $463,499 0.09% 42,445
Discipline Wealth Solutions, LLC $451,236 0.08% 41,322
OPPENHEIMER & CO INC $417,886 0.08% 38,268
Capital Analysts, LLC $408,145 0.08% 37,376
Jacobi Capital Management LLC $400,731 0.07% 36,697
Clear Creek Financial Management, LLC $398,110 0.07% 36,457
Apollon Wealth Management, LLC $375,375 0.07% 34,375
Mariner, LLC $352,650 0.07% 32,294

Showing the top 100 of 211 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1380936 CUSIP 40167F101 13F (30d) 10 filings 10 filers Visit website