GOF · Guggenheim Strategic Opportunities Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-23 | Binder Brian E. |
President and CEO |
Buy↑
|
Common Stock
|
1 |
| 2026-06-23 | Binder Brian E. |
President and CEO |
Buy↑
|
Common Stock
|
0 |
| 2026-06-23 | Binder Brian E. |
President and CEO |
Buy↑
|
Common Stock
|
4,703 |
| 2026-04-30 | LYDON THOMAS F JR |
Director |
Buy↑
|
Common Stock
|
8,710 |
| 2026-03-12 | Barnes Randall C |
Director |
Buy↑
|
Common Stock
|
220 |
| 2026-03-12 | Barnes Randall C |
Director |
Buy↑
|
Common Stock
|
220 |
| 2026-03-06 | Barnes Randall C |
Director |
Buy↑
|
Common Stock
|
4,180 |
| 2025-12-18 | NYBERG RONALD |
Director |
Buy↑
|
Common Stock
|
412 |
| 2025-11-04 | Barnes Randall C |
Director |
Buy↑
|
Common Stock
|
380 |
| 2025-10-30 | Barnes Randall C |
Director |
Buy↑
|
Common Stock
|
1,580 |
| 2024-09-03 | Brock-Kyle Angela |
Director |
Buy↑
|
Common Stock
|
443 |
| 2024-09-03 | Brock-Kyle Angela |
Director |
Buy↑
|
Common Stock
|
500 |
| 2024-09-03 | Brock-Kyle Angela |
Director |
Buy↑
|
Common Stock
|
0 |
| 2024-07-02 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
5,849 |
| 2024-02-01 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
10,000 |
| 2024-01-05 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
20,000 |
| 2023-12-13 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
6,000 |
| 2023-12-08 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
2,000 |
| 2023-12-07 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
8,000 |
| 2023-12-06 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
16,000 |
| 2023-12-05 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
20,000 |
| 2023-12-04 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
3,000 |
| 2023-12-01 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
6,211 |
| 2023-11-30 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
10,000 |
| 2023-11-29 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
1,000 |
| 2023-11-28 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
|
1,000 |
| 2023-11-03 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
(I)
|
9,925 |
| 2023-10-12 | Brock-Kyle Angela |
Director |
Sell↓
|
Common Stock
(I)
|
100 |
| 2023-09-28 | Brock-Kyle Angela |
Director |
Buy↑
|
Common Stock
(I)
|
100 |
| 2023-03-13 | TOUPIN RONALD E JR |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
A previous transaction was incorrectly reported under this Registrant on March 13, 2023 (Accession Number 0001415889-23-004718) on behalf of Mr. Toupin. This filing serves the sole purpose of voiding the previous filing. A Form 4 for the previous transaction was subsequently filed with the correct Registrant on March 13, 2023. Total amount of securities held by Mr. Toupin as reported on his most recently filed Form 4, dated October 12, 2022 (Accession No. 0001415889-22-010474). |
Common Stock
|
0 |
| 2022-10-12 | TOUPIN RONALD E JR |
Director |
Sell↓
|
Common Stock
|
2,000 |
| 2022-09-29 | TOUPIN RONALD E JR |
Director |
Sell↓
|
Common Stock
|
2,000 |
| 2022-09-22 | TOUPIN RONALD E JR |
Director |
Sell↓
|
Common Stock
|
2,000 |
| 2022-06-16 | Barnes Randall C |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
Randall C Barnes transferred 356 shares of GOF to his child. This transfer now leaves 0 shares remaining in the Randall C Barnes Childrens' Trust II. |
Common Stock
(I)
|
356 |
| 2022-06-15 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
(I)
|
0 |
| 2022-06-15 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
(I)
|
0 |
| 2022-06-14 | Barnes Randall C |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
20,000 shares of GOF were transferred from the Randall C Barnes Childrens' Trust directly to child's account resulting in no longer having indirect control. |
Common Stock
(I)
|
20,000 |
| 2022-06-02 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
(I)
|
13,000 |
| 2021-11-02 | Barnes Randall C |
Director |
Sell↓
|
Common Stock
(I)
|
33,000 |
| 2021-06-04 | Brock-Kyle Angela |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2020-12-04 | TOUPIN RONALD E JR |
Director |
Buy↑
|
Common Stock
|
415 |
| 2020-04-16 | Barnes Randall C |
Director |
Buy↑
|
Common Stock
|
4,140 |
| 2020-02-03 | Rehder William |
Assistant Vice President |
Sell↓
|
Common Stock
|
1,718 |