GOF · Guggenheim Strategic Opportunities Fund · Shareholders & Ownership
Market Cap
$1.94B
Shares
223.45M
Volume · Oct 21
1.31M
Avg daily vol (3M)
2.65M
Every disclosed holder of GOF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns GOF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 50,540,971 | — |
| Insiders (Forms 3, 4, 5) | 24,875 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 3,009,062 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of GOF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
6,845,822 | ||
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,666,430 | ||
| 3 |
Estate Planners Group, LLC
13F
CIK 2118977 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,464,791 | ||
| 4 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,448,496 | ||
| 5 |
VERUS CAPITAL PARTNERS, LLC
13F
CIK 1796874 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,402,001 | ||
| 6 |
|
2,071,032 | ||
| 7 |
Kera Capital Partners, Inc.
13F
CIK 2040353 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,787,381 | ||
| 8 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,734,753 | ||
| 9 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,568,820 | ||
| 9.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
1,470,489 | ||
| 10 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,562,805 | ||
| 11 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,455,400 | ||
| 12 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,336,680 | ||
| 13 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,335,061 | ||
| 14 |
COHEN & STEERS, INC.
13F
CIK 1284812 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,256,789 | ||
| 15 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,204,833 | ||
| 16 |
Beach Point Capital Management LP
13F
CIK 1453885 · Registered investment adviser · Sep 30, 2026
|
1,041,150 | ||
| 17 |
Gridiron Partners, LLC
13F
CIK 1910867 · Registered investment adviser · Sep 30, 2026
|
975,679 | ||
| 18 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
955,315 | ||
| 19 |
CreativeOne Wealth, LLC
13F
CIK 1739728 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
948,818 | ||
| 20 |
MML INVESTORS SERVICES, LLC
13F
CIK 701059 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
936,545 | ||
| 21 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
627,834 | ||
| 22 |
Advisory Solutions Group, LLC
13F
CIK 2147643 · Unknown · Sep 30, 2026
|
523,345 | ||
| 23 |
PETRA FINANCIAL ADVISORS INC
13F
CIK 1971427 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
476,910 | ||
| 24 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
476,318 | ||
| 25 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
423,639 | ||
| 26 |
Harpswell Capital Advisors, LLC
13F
CIK 1806630 · Registered investment adviser · Sep 30, 2026
|
342,237 | ||
| 27 |
Retirement Planning Group, LLC
13F
CIK 1508195 · Registered investment adviser · Sep 30, 2026
|
332,727 | ||
| 28 |
Arax Advisory Partners
13F
CIK 1586767 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
328,860 | ||
| 29 |
INTEGRITY ALLIANCE, LLC.
13F
CIK 1352260 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
298,689 | ||
| 30 |
Integrated Wealth Concepts LLC
13F
CIK 1737109 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
277,401 | ||
| 31 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
269,991 | ||
| 32 |
PRINCIPAL SECURITIES, INC.
13F
CIK 12600 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
260,787 | ||
| 33 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
253,258 | ||
| 34 |
AE Wealth Management LLC
13F
CIK 1697723 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
252,886 | ||
| 35 |
Integrity Advisory Solutions, LLC
13F
CIK 2057931 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
252,389 | ||
| 36 |
Richmond Brothers, Inc.
13F
CIK 1540462 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
247,151 | ||
| 37 |
MOSAIC FAMILY WEALTH PARTNERS, LLC
13F
CIK 1965241 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
225,080 | ||
| 38 |
ELEVATION POINT WEALTH PARTNERS, LLC
13F
CIK 1744349 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
224,433 | ||
| 39 |
Vestmark Advisory Solutions, Inc.
13F
CIK 1736982 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
224,433 | ||
| 40 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
221,191 | ||
| 41 |
IMC-Chicago, LLC
13F
CIK 1452861 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
217,872 | ||
| 42 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
196,502 | ||
| 43 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
192,139 | ||
| 44 |
Marks Group Wealth Management, Inc
13F
CIK 1802473 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
190,195 | ||
| 45 |
CARY STREET PARTNERS FINANCIAL LLC
13F
CIK 1475045 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
182,722 | ||
| 46 |
Herzfeld Caribbean Basin Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Herzfeld Caribbean Basin Fund, Inc., not summed
|
179,505 | ||
| 46.1 |
Cohen & Steers Closed-End Opportunity Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Cohen & Steers Closed-End Opportunity Fund, Inc., not summed
|
996,789 | ||
| 46.2 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
155,286 | ||
| 47 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
176,409 | ||
| 48 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
166,928 | ||
| 49 |
Quantinno Capital Management LP
13F
CIK 1759654 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
166,360 | ||
| 50 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
164,030 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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