Verity Asset Management, Inc.

CIK

1597298

Location

DURHAM, NC

Portfolio Value

Small $246,637,637

Diversification

Diversified

Filing Date

Global Rank

#5,660 / 8,821 ▼ 61 · as of Jun 2026

Top Industry

Drug Manufacturers - General 9.3%

Period ended 32 days ago

Filed Oct 30, 2026 · 2d

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 34.0%, 47.5 effective positions, active share 69.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

45.7% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 15.0 quarters (12+), a floor since 29.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 69.9%; sector active share 33.6% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

212 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.5%

−0.3 pts

Top 5

25.1%

+0.7 pts

Top 10

34.9%

+0.9 pts

HHI

213

Diversified+3

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	40.0%	$98,621,942	65
Technology	12.3%	$30,230,940	16
Industrials	11.5%	$28,317,496	29
Healthcare	9.2%	$22,689,971	19
Financial Services	6.9%	$17,041,349	26
Energy	5.6%	$13,806,722	11
Consumer Defensive	4.1%	$10,197,627	10
Basic Materials	3.1%	$7,752,680	7
Consumer Cyclical	2.4%	$6,035,777	7
Communication Services	2.0%	$4,814,475	7
Utilities	1.8%	$4,418,734	8
Real Estate	1.1%	$2,709,924	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VVR	Invesco Senior Income Trust	+59,289	304,158	$879,016
URG	Ur-Energy Inc	+48,839	335,341	$362,168
AMSC	American Superconductor Corp	+22,039	38,285	$1,114,476
MOS	Mosaic Co	+17,871	62,096	$1,344,378
BSJT		+15,599	59,516	$1,229,302
ATEN	A10 Networks, Inc.	+15,460	79,624	$2,158,606
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+15,134	82,504	$5,054,195
VIXY		+11,992	30,189	$511,401
INFQ	Infleqtion, Inc.	+9,035	41,512	$559,166
BSJS	Invesco BulletShares 2028 High Yield Corporate Bond ETF	+9,001	322,388	$6,904,261
SPCX	Space Exploration Technologies Corp	+8,345	16,736	$2,524,792
EFR	Eaton Vance Senior Floating-Rate Trust	+7,124	152,052	$1,581,340
IONQ	IonQ, Inc.	+4,950	16,091	$705,751
CPB	CAMPBELL'S Co	+3,651	14,107	$279,741
SCHD	Schwab U.S. Dividend Equity ETF	+3,548	64,186	$2,087,970
FAST	Fastenal Co	+3,235	47,830	$2,369,019
OILK	ProShares K-1 Free Crude Oil ETF	+3,108	10,551	$611,746
—		+2,975	40,346	$0
COWZ	Pacer US Cash Cows 100 ETF	+2,716	27,225	$1,817,541
CEF	Sprott Physical Gold & Silver Trust	+2,087	14,482	$601,582
MLI	Mueller Industries Inc	+2,038	3,888	$235,651
IBM	International Business Machines Corp	+1,795	21,442	$4,715,739
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+1,267	22,243	$2,249,434
OXY	Occidental Petroleum Corp	+1,087	55,641	$3,078,060
NVDA	Nvidia Corp	+1,016	17,683	$4,038,443
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	−98,096	213,717	$4,879,159
OPP	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.	−28,069	65,396	$452,540
ROKU	Roku, Inc	−13,900	9,711	$1,478,791
VXUS	Vanguard Total International Stock ETF	−11,351	5,799	$492,683
WEAT		−6,829	17,792	$437,149
TBF	ProShares Short 20+ Year Treasury	−6,746	16,025	$429,630
EUO		−6,689	12,826	$405,558
SPLV	Invesco S&P 500 Low Volatility ETF	−6,647	14,014	$988,127
HALO	Halozyme Therapeutics, Inc.	−6,213	49,295	$5,442,168
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−5,998	127,317	$2,457,218
IBRX	ImmunityBio, Inc.	−5,896	90,906	$858,152
JEPI	JPMorgan Equity Premium Income ETF	−3,707	19,490	$1,095,727
IJT	iShares S&P Small-Cap 600 Growth ETF	−3,517	1,526	$244,663
PHYS	Sprott Physical Gold Trust	−3,000	54,443	$1,702,432
HPE	Hewlett Packard Enterprise Co	−2,986	4,134	$264,121
PLTR	Palantir Technologies Inc.	−2,894	5,939	$1,110,889
HNI	Hni Corp	−2,643	6,527	$295,803
NX	Quanex Building Products CORP	−1,887	12,315	$232,384
IAU	Ishares Gold Trust	−1,554	21,580	$1,685,398
NVO	Novo Nordisk A S	−1,474	9,766	$370,229
CALM	Cal-Maine Foods Inc	−989	3,364	$228,953
SM	SM Energy Co	−932	9,305	$314,322
CLOZ	Eldridge BBB-B CLO ETF	−493	9,215	$242,354
PEP	Pepsico Inc	−487	6,565	$831,916
AMD	Advanced Micro Devices Inc	−453	8,202	$5,017,655
No positions match the current search.

New Positions

Positions the filer opened this quarter

21 positions

Ticker	Company	Shares	Value
XYLD	Global X S&P 500 Covered Call ETF	47,745	$1,982,372
MOO	VanEck Agribusiness ETF	8,442	$687,769
CRDO	Credo Technology Group Holding Ltd	3,512	$684,102
FTXL	First Trust Nasdaq Semiconductor ETF	2,633	$666,543
LNG	Cheniere Energy, Inc.	2,436	$655,357
SFLO	VictoryShares Small Cap Free Cash Flow ETF	17,445	$649,128
AXON	Axon Enterprise, Inc.	1,462	$617,724
BX	Blackstone Inc.	5,344	$599,008
FCG	First Trust Natural Gas ETF	20,459	$583,490
CRML	Critical Metals Corp.	77,018	$559,150
TX	Ternium S.A.	8,491	$461,061
GOF	Guggenheim Strategic Opportunities Fund	43,850	$373,163
FTF	Franklin Ltd Duration Income Trust	65,150	$349,204
MTDR	Matador Resources Co	4,538	$234,070
ICE	Intercontinental Exchange, Inc.	1,534	$233,214
META	Meta Platforms, Inc.	321	$232,782
SON	Sonoco Products Co	4,619	$225,499
GLD	Spdr Gold Trust	561	$213,651
ABM	Abm Industries Inc	4,392	$211,255
BDX	Becton Dickinson & Co	1,149	$205,671
CGW	Invesco Ltd.	7,888	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PAVE	Global X U.S. Infrastructure Development ETF	40,492	$2,385,788
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	14,316	$2,262,357
—		71,523	$1,960,445
TAN	Invesco Ltd.	16,554	$979,169
PDI	PIMCO Dynamic Income Fund	48,739	$813,941
FCT	First Trust Senior Floating Rate Income Fund II	68,826	$664,859
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	4,190	$664,785
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	2,328	$660,663
AXP	American Express Co	1,726	$583,819
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	2,614	$498,019
ASIX	AdvanSix Inc.	24,211	$481,314
BROS	Dutch Bros Inc.	6,438	$462,312
ARGT	Global X MSCI Argentina ETF	5,042	$460,334
TYG	Tortoise Energy Infrastructure Corp	9,758	$418,325
IXC	iShares Global Energy ETF	8,456	$415,443
USAR	USA Rare Earth, Inc.	18,076	$390,080
PFN	PIMCO Income Strategy Fund II	53,697	$382,859
VAC	MARRIOTT VACATIONS WORLDWIDE Corp	3,005	$306,149
SLGN	Silgan Holdings Inc	6,328	$293,555
BYD	Boyd Gaming Corp	3,314	$292,725
PBJ	Invesco Food & Beverage ETF	6,207	$292,535
KLAC	Kla Corp	915	$276,064
EEV	ProShares UltraShort MSCI Emerging Markets	21,839	$231,493
INTC	Intel Corp	1,617	$225,781
HONA	Honeywell Aerospace Inc.	996	$220,195
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

212 tracked positions · $246,637,637 total · filing declares 218 positions · $258,885,452 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 212 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	17,538	-58	$13,375,004	+1.8%	5.42%
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	Added	363,683	+795	$8,039,212	−0.9%	3.26%
IVV	iShares Core S&P 500 ETF	Added	9,918	+475	$7,595,700	+7.4%	3.08%
BSJS	Invesco BulletShares 2028 High Yield Corporate Bond ETF	Added	322,388	+9,001	$6,904,261	+1.3%	2.80%
HALO	Halozyme Therapeutics, Inc. Healthcare	Reduced	49,295	-6,213	$5,442,168	+25.3%	2.21%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	82,504	+15,134	$5,054,195	+22.1%	2.05%
AMD	Advanced Micro Devices Inc Technology	Reduced	8,202	-453	$5,017,655	−0.2%	2.03%
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	Reduced	213,717	-98,096	$4,879,159	−31.8%	1.98%
MSFT	Microsoft Corp Technology	Added	9,469	+21	$4,856,650	+37.8%	1.97%
IBM	International Business Machines Corp Technology	Added	21,442	+1,795	$4,715,739	−14.6%	1.91%
NVDA	Nvidia Corp Technology	Added	17,683	+1,016	$4,038,443	+21.1%	1.64%
WMT	Walmart Inc. Consumer Defensive	Added	38,073	+602	$3,956,546	−6.8%	1.60%
AMGN	Amgen Inc Healthcare	Reduced	8,667	-62	$3,653,227	+15.6%	1.48%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	15,562	+339	$3,595,288	−2.8%	1.46%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Reduced	22,306	-258	$3,517,210	−1.5%	1.43%
EPD	Enterprise Products Partners L.P. Energy	Added	91,894	+574	$3,272,345	−2.5%	1.33%
DVN	Devon Energy Corp Energy	Added	67,499	+811	$3,107,653	+12.8%	1.26%
AMZN	Amazon Com Inc Consumer Cyclical	Added	12,356	+287	$3,078,497	+7.0%	1.25%
OXY	Occidental Petroleum Corp Energy	Added	55,641	+1,087	$3,078,060	+16.2%	1.25%
RGLD	Royal Gold Inc Basic Materials	Added	12,767	+315	$3,013,012	+21.2%	1.22%
FBND	Fidelity Total Bond ETF	Added	64,260	+224	$2,782,458	−4.5%	1.13%
CMC	COMMERCIAL METALS Co Industrials	Added	44,545	+812	$2,766,244	+0.8%	1.12%
VMI	Valmont Industries Inc Industrials	Added	5,479	+136	$2,536,667	−17.8%	1.03%
SPCX	Space Exploration Technologies Corp Industrials	Added	16,736	+8,345	$2,524,792	+76.1%	1.02%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Reduced	127,317	-5,998	$2,457,218	+16.1%	1.00%
FAST	Fastenal Co Industrials	Added	47,830	+3,235	$2,369,019	+10.6%	0.96%
HEI	Heico Corp Industrials	Added	7,776	+191	$2,357,527	−12.7%	0.96%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	22,243	+1,267	$2,249,434	+9.2%	0.91%
IVW	iShares S&P 500 Growth ETF	Reduced	15,730	-225	$2,237,749	+2.0%	0.91%
ATEN	A10 Networks, Inc. Technology	Added	79,624	+15,460	$2,158,606	−10.0%	0.88%
AAPL	Apple Inc. Technology	Added	6,451	+59	$2,148,312	+16.2%	0.87%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	11,212	-148	$2,139,473	+4.1%	0.87%
SH	ProShares Short S&P500	Added	65,674	+707	$2,127,837	−0.8%	0.86%
SCHD	Schwab U.S. Dividend Equity ETF	Added	64,186	+3,548	$2,087,970	+8.6%	0.85%
XYLD	Global X S&P 500 Covered Call ETF	NEW	47,745	NEW	$1,982,372	NEW	0.80%
BMY	Bristol Myers Squibb Co Healthcare	Added	31,594	+190	$1,971,465	+9.0%	0.80%
COWZ	Pacer US Cash Cows 100 ETF	Added	27,225	+2,716	$1,817,541	+19.2%	0.74%
UBSI	United Bankshares Inc Financial Services	Added	37,260	+899	$1,711,724	+2.7%	0.69%
PHYS	Sprott Physical Gold Trust Financial Services	Reduced	54,443	-3,000	$1,702,432	−1.8%	0.69%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	29,751	+91	$1,685,691	−3.6%	0.68%
IAU	Ishares Gold Trust	Reduced	21,580	-1,554	$1,685,398	−3.5%	0.68%
GATX	Gatx Corp Industrials	Added	9,845	+228	$1,673,846	−1.8%	0.68%
TXT	Textron Inc Industrials	Added	21,681	+504	$1,652,092	−15.0%	0.67%
MP	MP Materials Corp. Basic Materials	Added	34,718	+823	$1,641,814	−13.5%	0.67%
JNJ	Johnson & Johnson Healthcare	Added	6,156	+188	$1,629,739	+7.5%	0.66%
EFR	Eaton Vance Senior Floating-Rate Trust Financial Services	Added	152,052	+7,124	$1,581,340	+2.9%	0.64%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	9,980	-154	$1,487,519	+16.2%	0.60%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	2,972	+50	$1,479,907	+1.2%	0.60%
ROKU	Roku, Inc Communication Services	Reduced	9,711	-13,900	$1,478,791	−54.7%	0.60%
AVGO	Broadcom Inc. Technology	Added	4,207	+119	$1,477,456	−4.3%	0.60%

Showing the top 50 of 212 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.