ATEN · A10 Networks, Inc. · Holdings

$24.63 -0.05 (-0.20%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.78B

72.61M

Volume · Oct 20 1.3M Avg daily vol (3M) 1.25M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ATEN: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 314

Total Value: $2,882,762,098

Total Shares: 77,348,351

Showing 1–100 of 319 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding ATEN

All superinvestors →

Joel Greenblatt $737,523 Mario Gabelli $599,628

Holder Concentration

Across 315 13F filers

Top Holder

17.6%

of institutional value

Top 5

34.2%

of institutional value

Top 10

48.5%

of institutional value

HHI

469

Broadly held

Who Holds ATEN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 311 filers, like-for-like change +5.9%; actively managed books +7.0%; index-like books +4.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.5%	155	+0.8%	40	16
Exempt adviser	0.4%	5	-19.6%	2	0
Adviser	3.4%	9	+228.6%	2	0
Bank	10.5%	18	-3.3%	1	0
Insurer	2.0%	2	+13.1%	0	0
Broker-dealer	0.1%	2	+2907.0%	1	0
Benefit plan	0.3%	5	-2.4%	2	0
Non-US	1.4%	8	+8.5%	0	2
Holding company	26.5%	10	+13.9%	0	0
Unknown	12.0%	97	-2.7%	27	10

Style	Share	Filers	Change	New	Exited
Index-like	36.4%	38	+4.1%	4	0
Systematic-like	3.7%	23	-23.1%	7	8
Concentrated	0.8%	30	-13.3%	8	3
Diversified active	59.0%	220	+10.1%	56	16
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	55.4%	167	+11.8%	38	6
Medium turnover	27.8%	81	-2.2%	14	10
High turnover	5.4%	41	-15.0%	18	11
Unknown	11.4%	22	+12.4%	5	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.2%	41	+13.6%	15	7
Medium horizon	21.3%	39	+1.3%	7	4
Long horizon	62.8%	211	+8.1%	46	12
Unknown	3.7%	20	-19.5%	7	5
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.5%	59	+5.9%	21	8
$1B to $10B	8.1%	80	-5.5%	23	11
$10B to $100B	21.5%	99	+6.9%	27	9
$100B or more	69.0%	73	+7.1%	4	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.0%	68	+5.9%	22	3
Pooled investment vehicles	6.8%	21	-23.4%	6	9
Registered funds and BDCs	27.1%	23	+3.2%	2	1
Pension and profit sharing plans	0.0%	3	+51.7%	1	0
Insurance companies	0.3%	4	-14.0%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	0.9%	7	+0.7%	3	2
Other investment advisers	0.1%	5	-0.4%	0	0
Other	0.1%	2	+58.8%	1	0
Diversified	4.2%	21	+46.5%	4	1
Unknown	56.5%	156	+10.2%	35	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	14.6%	38	-6.9%	11	9
Private equity funds	0.8%	10	+2.0%	1	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.1%	4	-3.6%	0	1
Securitized asset funds	0.2%	1	-1.4%	0	0
Other private funds	7.3%	19	+16.7%	4	1
Mixed private funds	0.1%	2	-32.8%	0	0
Private funds, type not stated	0.2%	4	+14.3%	1	0
No private funds	20.5%	81	+1.5%	25	5
Unknown	56.1%	151	+10.5%	33	12

Location	Share	Filers	Change	New	Exited
United States	91.8%	256	+8.9%	60	19
Outside the US	8.2%	55	-19.4%	15	9

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

311 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.965% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

49.0%

of 13F shares, Herfindahl 0.048

Active holders

+7.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.7 quarters

Under 1 year 20.5% 1 to 3 years 35.2% 3 years or more 44.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.28

estimated per share

Mar 31, 2026: $17.24

Quarter-end price

$37.36

implied by 13F values

Estimated gain or loss

+84.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 36.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ATEN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	DGII Digi International Inc	5	0.196
2	ELMD Electromed, Inc.	3	0.183
3	ARLO Arlo Technologies, Inc.	5	0.182
4	NVEC Nve Corp /New/	3	0.174
5	MYRG Myr Group Inc.	7	0.162
6	PLOW Douglas Dynamics, Inc	4	0.161
7	VPG Vishay Precision Group, Inc.	4	0.161
8	DAVE Dave Inc./DE	6	0.156
9	PKE Park Aerospace Corp	4	0.151
10	TENB Tenable Holdings, Inc.	4	0.151

Shareholder Targets

13F filers that own its peers but not ATEN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: DGII, ELMD, ARLO, NVEC, MYRG, PLOW, VPG, DAVE, PKE, TENB, KLIC, DFIN, ALNT, QLYS, TCMD, NPKI, PNTG, CDNA, APPS, APEI. 928 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Hood River Capital Management LLC Registered adviser, Diversified active	$411,442,567 1 held	2.99%	DAVE
2	Divisadero Street Capital Management, LP Registered adviser, Diversified active	$360,149,439 6 held	8.40%	DAVE, APEI, CDNA
3	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$341,879,717 8 held	0.940%	MYRG, KLIC, DAVE
4	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$326,961,696 6 held	0.220%	MYRG, VPG, KLIC
5	Driehaus Capital Management LLC Registered adviser, Diversified active	$263,858,943 5 held	1.53%	DAVE, MYRG, ALNT
6	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$256,345,820 3 held	0.090%	MYRG, DGII, NPKI
7	Point72 Asset Management, L.P. Registered adviser, Systematic-like	$255,802,874 8 held	0.410%	KLIC, QLYS, TENB
8	BRANDES INVESTMENT PARTNERS, LP Registered adviser, Diversified active	$241,887,305 2 held	1.69%	ARLO, PKE
9	Conestoga Capital Advisors, LLC Adviser, Diversified active	$166,494,609 3 held	3.62%	DGII, PKE, NPKI
10	CONGRESS ASSET MANAGEMENT CO Registered adviser, Diversified active	$154,225,450 2 held	0.940%	KLIC, MYRG

Fund Ownership of ATEN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 37.20% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.73%	+0.51 pp	3,437,591	72
Index ETFs	32.46%	+0.65 pp	23,569,922	75
Active ETFs	1.64%	-0.18 pp	1,188,246	24
Active funds	14.16%	+6.12 pp	10,280,385	120
Unclassified	0.75%	+0.74 pp	545,054	15
All registered funds	53.74%	+7.85 pp	39,021,198	306

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 156 Exempt adviser 5 Adviser 9 Bank 18 Insurer 2 Broker-dealer 3 Benefit plan 5 Non-US 8 Holding company 10 Unknown 98

Showing 100 of 319

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$506,919,004

17.58%

13,568,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	200,188	$7,479,023	1.5%	Sole
BlackRock Investment Management (Australia) Ltd	723	$27,011	0.0%	Sole
BlackRock Asset Management Canada Ltd	20,722	$774,173	0.2%	Sole
BlackRock Investment Management, LLC	227,682	$8,506,199	1.7%	Sole
BLACKROCK ADVISORS LLC	177,556	$6,633,492	1.3%	Sole
BlackRock Fund Advisors	9,784,934	$365,565,134	72.1%	Sole
BlackRock Institutional Trust Company, N.A.	2,279,094	$85,146,951	16.8%	Sole
BlackRock Fund Managers Ltd.	12,959	$484,148	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	18,316	$684,285	0.1%	Sole
BlackRock (Netherlands) B.V.	11,703	$437,224	0.1%	Sole
BlackRock Asset Management Ireland Ltd	519,391	$19,404,447	3.8%	Sole
BlackRock Asset Management Schweiz AG	13,713	$512,317	0.1%	Sole
Aperio Group, LLC	301,515	$11,264,600	2.2%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$129,342,486

4.49%

3,462,058

FIRST TRUST ADVISORS LP

$121,223,449

4.21%

3,244,739

STATE STREET CORP

$115,167,094

4.00%

3,082,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,082,631	$115,167,094	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$114,735,212

3.98%

3,071,071

Penserra Capital Management LLC

$114,622,160

3.98%

3,068,045

Boston Trust Walden Corp

$90,291,946

3.13%

2,416,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOSTON TRUST WALDEN NATIONAL ASSOCIATION	1,390,249	$51,939,702	57.5%	Defined
Boston Trust Walden Inc.	1,026,559	$38,352,244	42.5%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$73,220,106

2.54%

1,959,853

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	924,606	$34,543,280	47.2%	Defined
Wellington Managment Canada LLC	17,570	$656,415	0.9%	Defined
Wellington Management International Ltd	25,247	$943,227	1.3%	Defined
Wellington Trust Company, NA joint	895,006	$33,437,424	45.7%	Defined
Wellington Management Australia Pty Ltd	57,223	$2,137,851	2.9%	Defined
Wellington Management Europe GmbH	40,201	$1,501,909	2.1%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$67,757,515

2.35%

1,813,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	267,471	$9,992,716	14.7%	Defined
Held directly	1,546,167	$57,764,799	85.3%	Defined

GOLDMAN SACHS GROUP INC

$66,685,581

2.31%

1,784,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	925,443	$34,574,550	51.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	851,391	$31,807,967	47.7%	Defined
GOLDMAN SACHS INTERNATIONAL	8,112	$303,064	0.5%	Defined

DIMENSIONAL FUND ADVISORS LP

$59,743,458

2.07%

1,599,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	5,670	$211,831	0.4%	Defined
DFA Australia Ltd.	26,345	$984,249	1.6%	Defined
Dimensional Fund Advisors Pte. Ltd.	353	$13,188	0.0%	Defined
Dimensional Ireland Ltd	55,257	$2,064,401	3.5%	Defined
Held directly	1,511,504	$56,469,789	94.5%	Sole

RENAISSANCE TECHNOLOGIES LLC

$56,797,922

1.97%

1,520,287

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$53,710,604

1.86%

1,437,650

FMR LLC

$53,569,681

1.86%

1,433,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,265,905	$47,294,210	88.3%	Defined
STRATEGIC ADVISERS LLC	9,434	$352,454	0.7%	Defined
Fidelity Institutional Asset Management Trust Co	63,200	$2,361,152	4.4%	Defined
FIAM LLC	95,339	$3,561,865	6.6%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$53,298,074

1.85%

1,426,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,403,741	$52,443,763	98.4%	Defined
Global X Management (AUS) Ltd joint	22,867	$854,311	1.6%	Defined

Invesco Ltd.

$46,440,457

1.61%

1,243,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	887,348	$33,151,319	71.4%	Defined
Invesco Trust Co joint	28,913	$1,080,189	2.3%	Defined
Invesco Capital Management LLC	326,792	$12,208,949	26.3%	Defined

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$44,411,587

1.54%

1,188,747

TWO SIGMA INVESTMENTS, LP

$42,028,617

1.46%

1,124,963

PRUDENTIAL FINANCIAL INC

$39,165,235

1.36%

1,048,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	973,520	$36,370,707	92.9%	Defined
Prudential Trust Co	74,800	$2,794,528	7.1%	Defined

BARCLAYS PLC

$35,954,590

1.25%

962,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	959,271	$35,838,364	99.7%	Defined
BARCLAYS CAPITAL INC.	3,111	$116,226	0.3%	Defined

MORGAN STANLEY

$33,925,976

1.18%

908,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	987	$36,874	0.1%	Defined
MORGAN STANLEY & CO. LLC	45,543	$1,701,486	5.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	327,381	$12,230,954	36.1%	Defined
MORGAN STANLEY AIP GP LP	2,558	$95,566	0.3%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	16,535	$617,747	1.8%	Defined
Morgan Stanley Investment Management LTD	76,769	$2,868,089	8.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	49,608	$1,853,354	5.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	388,702	$14,521,906	42.8%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$33,493,875

1.16%

896,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	896,517	$33,493,875	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$33,414,708

1.16%

894,398

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	144,841	$5,411,259	16.2%	Defined
Held directly	749,557	$28,003,449	83.8%	Sole

LOOMIS SAYLES & CO L P

$33,027,099

1.15%

884,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	148,884	$5,562,306	16.8%	Defined
Held directly	735,139	$27,464,793	83.2%	Defined

Boston Partners

$29,980,241

1.04%

802,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	107,105	$4,001,442	13.3%	Defined
Held directly	695,364	$25,978,799	86.7%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$28,456,215

0.99%

761,676

NORTHERN TRUST CORP

$28,261,940

0.98%

756,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	671,165	$25,074,724	88.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	49,977	$1,867,139	6.6%	Defined
MASON STREET ADVISORS, LLC joint	24,091	$900,039	3.2%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	11,243	$420,038	1.5%	Other

UBS Group AG

$27,517,656

0.95%

736,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	22,857	$853,937	3.1%	Defined
UBS AG	689,075	$25,743,842	93.6%	Defined
UBS Switzerland AG	24,620	$919,803	3.3%	Defined
UBS Securities LLC	2	$74	0.0%	Defined

Bank of New York Mellon Corp

$24,653,226

0.86%

659,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	440,552	$16,459,022	66.8%	Defined
BNY Mellon Investment Adviser, Inc.	57,767	$2,158,175	8.8%	Defined
The Bank of New York Mellon	157,005	$5,865,706	23.8%	Defined
BNY Mellon, NA joint	3,620	$135,243	0.5%	Defined
BNY Mellon Advisors, Inc.	937	$35,006	0.1%	Defined
Held directly	2	$74	0.0%	Defined

ROYCE & ASSOCIATES LP

$22,328,054

0.77%

597,646

BNP PARIBAS ARBITRAGE, SA

$21,413,407

0.74%

573,164

OBERWEIS ASSET MANAGEMENT INC/

$20,622,720

0.72%

552,000

D. E. Shaw & Co., Inc.

$20,457,476

0.71%

547,577

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	547,577	$20,457,476	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$19,097,273

0.66%

511,169

ROYAL BANK OF CANADA

$17,297,789

0.60%

463,003

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,201	$82,229	0.5%	Defined
RBC Capital Markets, LLC	9,847	$367,883	2.1%	Defined
RBC Global Asset Management (U.S.) Inc.	369,089	$13,789,165	79.7%	Defined
RBC Trust Co (Delaware) Ltd	518	$19,352	0.1%	Defined
CITY NATIONAL BANK	685	$25,591	0.1%	Other
RBC Rochdale, LLC	104	$3,885	0.0%	Defined
Alaska Permanent Fund Corp joint	79,120	$2,955,923	17.1%	Defined
Held directly	1,439	$53,761	0.3%	Sole

BANK OF AMERICA CORP /DE/

$17,237,417

0.60%

461,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	394,528	$14,739,566	85.5%	Defined
BOFA SECURITIES, INC.	13,554	$506,377	2.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	53,305	$1,991,474	11.6%	Defined

Aptus Capital Advisors, LLC

$17,101,988

0.59%

457,762

ACADIAN ASSET MANAGEMENT LLC

$17,027,529

0.59%

455,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	455,769	$17,027,529	100.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$16,678,363

0.58%

446,423

Defiance ETFs, LLC

$15,399,567

0.53%

412,194

Impax Asset Management Group plc

$15,317,600

0.53%

410,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
IMPAX ASSET MANAGEMENT LLC	410,000	$15,317,600	100.0%	Defined

WASATCH ADVISORS LP

$14,518,977

0.50%

535,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	535,558	$14,518,977	100.0%	Sole

Ceredex Value Advisors LLC

$14,486,340

0.50%

387,750

PARADIGM CAPITAL MANAGEMENT INC/NY

$14,372,392

0.50%

384,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Paradigm Funds Advisor LLC	384,700	$14,372,392	100.0%	Sole

PEAK6 LLC

$12,373,632

0.43%

331,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	331,200	$12,373,632	100.0%	Defined

WELLS FARGO & COMPANY/MN

$12,311,389

0.43%

329,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	218,320	$8,156,435	66.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	49	$1,830	0.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	111,162	$4,153,012	33.7%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	3	$112	0.0%	Defined

Jump Financial, LLC

$12,120,219

0.42%

324,417

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	324,417	$12,120,219	100.0%	Defined

Bridge City Capital, LLC

$11,067,489

0.38%

296,239

CRAWFORD INVESTMENT COUNSEL INC

$11,041,075

0.38%

295,532

JPMORGAN CHASE & CO

$10,584,310

0.37%

283,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	42,491	$1,587,463	15.0%	Defined
J.P. Morgan Investment Management Inc.	224,246	$8,377,830	79.2%	Defined
J.P. Morgan Securities LLC	200	$7,472	0.1%	Defined
J.P. Morgan Securities plc	11,476	$428,743	4.1%	Defined
55I, LLC	75	$2,802	0.0%	Other
J.P. Morgan SE	4,818	$180,000	1.7%	Defined

ENVESTNET ASSET MANAGEMENT INC

$9,261,581

0.32%

247,901

Public Sector Pension Investment Board

$9,239,800

0.32%

247,318

RICE HALL JAMES & ASSOCIATES, LLC

$9,157,571

0.32%

245,117

Nuveen, LLC

$8,839,636

0.31%

236,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	77,105	$2,880,642	32.6%	Defined
TEACHERS ADVISORS, LLC joint	159,502	$5,958,994	67.4%	Defined

AMERICAN CENTURY COMPANIES INC

$8,756,474

0.30%

234,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	234,381	$8,756,474	100.0%	Defined

Portolan Capital Management, LLC

$8,477,731

0.29%

226,920

PEREGRINE CAPITAL MANAGEMENT LLC

$7,544,926

0.26%

201,952

SUMMIT PARTNERS L P

$7,474,428

0.26%

200,065

Legal & General Group Plc

$7,077,700

0.25%

189,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	110,205	$4,117,258	58.2%	Defined
Legal & General Investment Management Ltd joint	79,241	$2,960,442	41.8%	Defined

Informed Momentum Co LLC

$7,052,372

0.24%

188,768

Connor, Clark & Lunn Investment Management Ltd.

$6,680,266

0.23%

178,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	178,808	$6,680,266	100.0%	Sole

MILLENNIUM MANAGEMENT LLC

$6,559,631

0.23%

175,579

RHUMBLINE ADVISERS

$6,432,159

0.22%

172,167

BESSEMER GROUP INC

$6,396,890

0.22%

171,223

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	170,893	$6,384,562	99.8%	Defined
BESSEMER TRUST Co OF FLORIDA	330	$12,328	0.2%	Defined

AMERIPRISE FINANCIAL INC

$6,299,755

0.22%

168,623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	168,623	$6,299,755	100.0%	Defined

Uniplan Investment Counsel, Inc.

$6,029,193

0.21%

161,381

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,948,304

0.21%

159,216

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,551	$132,665	2.2%	Defined
UBS Asset Management Switzerland AG	118,138	$4,413,635	74.2%	Sole
UBS Asset Management (UK) Ltd.	23,708	$885,729	14.9%	Defined
Held directly	13,819	$516,275	8.7%	Defined

IQ EQ FUND MANAGEMENT (IRELAND) Ltd

$5,934,374

0.21%

158,843

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,809,480

0.20%

155,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	155,500	$5,809,480	100.0%	Other

SEI INVESTMENTS CO

$5,666,689

0.20%

151,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	84	$3,138	0.1%	Sole
SEI TRUST CO	151,594	$5,663,551	99.9%	Sole

Creative Planning

$5,589,952

0.19%

149,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	5,154	$192,553	3.4%	Defined
Held directly	144,470	$5,397,399	96.6%	Sole

HARBOR CAPITAL ADVISORS, INC.

$5,516,913

0.19%

147,669

VOYA INVESTMENT MANAGEMENT LLC

$5,358,208

0.19%

143,421

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	143,421	$5,358,208	100.0%	Defined

TRUIST FINANCIAL CORP

$5,166,962

0.18%

138,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	743	$27,758	0.5%	Defined
Truist Advisory Services, Inc.	137,559	$5,139,204	99.5%	Defined

CREDIT AGRICOLE S A

$5,155,680

0.18%

138,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	138,000	$5,155,680	100.0%	Defined

Swiss National Bank

$5,107,112

0.18%

136,700

4D Advisors, LLC

$5,043,600

0.17%

135,000

Russell Investments Group, Ltd.

$5,043,262

0.17%

134,991

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	98,845	$3,692,848	73.2%	Defined
Russell Investments Capital, LLC	36,146	$1,350,414	26.8%	Defined

Hennion & Walsh Asset Management, Inc.

$4,914,690

0.17%

181,287

CITIGROUP INC

$4,795,715

0.17%

128,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	128,365	$4,795,715	100.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$4,593,113

0.16%

122,942

TUDOR INVESTMENT CORP ET AL

$4,492,913

0.16%

120,260

Caption Management, LLC

$4,483,200

0.16%

120,000

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$4,289,637

0.15%

114,819

FEDERATED HERMES, INC.

$4,274,581

0.15%

114,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	595	$22,229	0.5%	Defined
FEDERATED MDTA LLC	113,821	$4,252,352	99.5%	Defined

PDT Partners, LLC

$4,155,403

0.14%

111,226

Universal- Beteiligungs- und Servicegesellschaft mbH

$3,911,853

0.14%

104,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	104,707	$3,911,853	100.0%	Defined

Brevan Howard Capital Management LP

$3,813,895

0.13%

102,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	102,085	$3,813,895	100.0%	Defined

FRANKLIN RESOURCES INC

$3,725,872

0.13%

99,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	2,980	$111,332	3.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	3,969	$148,281	4.0%	Defined
FRANKLIN ADVISERS INC	86,513	$3,232,125	86.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	5,796	$216,538	5.8%	Defined
Franklin Templeton International Services S.a r.l	471	$17,596	0.5%	Defined

HSBC HOLDINGS PLC

$3,528,166

0.12%

94,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (UK) Ltd	2,181	$81,482	2.3%	Defined
HSBC BANK PLC	92,256	$3,446,684	97.7%	Defined

JANE STREET GROUP, LLC

$3,507,356

0.12%

93,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	93,880	$3,507,356	100.0%	Defined

CITADEL ADVISORS LLC

$3,483,446

0.12%

93,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	93,240	$3,483,446	100.0%	Defined

DEUTSCHE BANK AG\

$3,254,167

0.11%

87,103

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	7,950	$297,012	9.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,360	$50,809	1.6%	Defined
DWS Investments UK Ltd	74,354	$2,777,865	85.4%	Defined
DBX Advisors LLC	3,439	$128,481	3.9%	Defined

AQR CAPITAL MANAGEMENT LLC

$3,108,611

0.11%

83,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	36	$1,344	0.0%	Other
Arax Advisory Partners	1,234	$46,102	1.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	301	$11,245	0.4%	Other
Stokes Family Office, LLC	227	$8,480	0.3%	Other
Held directly	81,409	$3,041,440	97.8%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$3,033,594

0.11%

81,199

OSAIC HOLDINGS, INC.

$2,990,406

0.10%

80,043

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	57,887	$2,162,658	72.3%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	22,156	$827,748	27.7%	Sole

ALLIANCEBERNSTEIN L.P.

$2,977,853

0.10%

79,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	79,707	$2,977,853	100.0%	Defined

Allianz Asset Management GmbH

$2,971,054

0.10%

79,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	79,525	$2,971,054	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,868,052

0.10%

76,768

CANADA PENSION PLAN INVESTMENT BOARD

$2,820,680

0.10%

75,500

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Key facts CIK 1580808 CUSIP 002121101 13F (30d) 25 filings 24 filers Visit website Investor relations