IAU · Holdings ETF

$76.37 -1.34 (-1.72%)

Volume · Oct 21 5.09M Avg daily vol (3M) 5.1M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 517

Total Value: $2,192,509,454

Total Shares: 28,080,535

Showing 1–100 of 518 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 517 13F filers · Δ vs Jun 30, 2026

Top Holder

5.7%

−1.4 pts

Top 5

22.2%

−0.7 pts

Top 10

32.3%

−1.5 pts

HHI

163

Broadly held−13

Who Holds IAU

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,914 filers, like-for-like change -2.2%; actively managed books -2.3%; index-like books -1.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	37.6%	1,315	+2.7%	67	103
Exempt adviser	0.0%	1	-43.5%	0	0
Adviser	3.3%	14	-2.7%	0	1
Bank	23.8%	44	-9.4%	1	0
Broker-dealer	2.8%	1	+7.3%	0	2
Benefit plan	0.3%	1	0.0%	0	0
Non-US	1.0%	4	-1.4%	0	0
Holding company	13.2%	9	-2.8%	0	0
Insurer	0.0%	0	-100.0%	0	1
Unknown	18.1%	525	-2.6%	27	53

Style	Share	Filers	Change	New	Exited
Index-like	12.6%	19	-1.9%	2	0
Systematic-like	0.5%	5	+34.1%	2	3
Concentrated	16.9%	816	+8.3%	37	79
Diversified active	69.3%	1,070	-4.7%	54	76
Unknown	0.7%	4	-0.2%	0	2
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	79.8%	1,329	-3.0%	59	96
Medium turnover	14.8%	317	-6.2%	16	29
High turnover	2.0%	36	+122.2%	8	10
Unknown	3.4%	232	+2.9%	12	25
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.7%	227	+29.1%	15	28
Medium horizon	11.3%	493	+0.7%	29	52
Long horizon	81.2%	1,145	-4.4%	43	72
Unknown	1.8%	49	+12.4%	8	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.3%	1,167	-0.1%	64	124
$1B to $10B	16.9%	583	+4.5%	27	28
$10B to $100B	19.5%	117	-5.4%	3	6
$100B or more	49.2%	47	-3.6%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	28.4%	1,181	-0.8%	55	90
Pooled investment vehicles	3.9%	19	+49.7%	1	2
Registered funds and BDCs	0.5%	15	-4.1%	1	4
Pension and profit sharing plans	0.9%	21	-5.2%	1	1
Insurance companies	0.0%	3	-10.8%	0	0
Charitable organizations	0.0%	5	+6.0%	1	0
Governments and sovereign funds	0.0%	3	+1.4%	0	0
Banks and thrifts	0.0%	2	+54.6%	0	0
Corporations	0.3%	10	+6.4%	1	1
Other investment advisers	0.3%	12	-0.4%	1	1
Other	0.1%	5	+31.3%	0	0
Diversified	2.9%	34	-1.6%	4	4
Unknown	62.5%	604	-5.0%	30	57

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.7%	57	+38.3%	7	6
Private equity funds	1.5%	43	-0.7%	3	6
Venture capital funds	0.1%	8	-5.6%	1	1
Real estate funds	1.1%	17	+9.4%	0	1
Securitized asset funds	0.5%	2	-8.0%	0	0
Other private funds	6.4%	56	+0.6%	2	3
Mixed private funds	2.3%	13	-3.2%	2	5
Private funds, type not stated	0.2%	16	+22.0%	1	1
No private funds	21.8%	1,101	-0.3%	50	80
Unknown	62.4%	601	-5.0%	29	57

Location	Share	Filers	Change	New	Exited
United States	89.7%	1,839	-1.3%	90	156
Outside the US	10.3%	75	-9.2%	5	4

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 25 holders with no observed 2026-03-31 13F and 26 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

1,914 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

192

10.0% of filers hold it in their top 10

Mar 31, 2026: 281

Holders above 5%

median weight 0.134%

Mar 31, 2026: 106

Crowding

7.60%

of shares outstanding, 23rd percentile

Mar 31, 2026: 6.84%

Private-fund advisers

7.32%

of shares outstanding

Institutional ownership

46.6%

of shares outstanding

Top 10 holders

34.4%

of 13F shares, Herfindahl 0.018

Active holders

-2.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 19.5 quarters

Under 1 year 6.02% 1 to 3 years 19.1% 3 years or more 74.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $5,428,563 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$61.20

estimated per share

Mar 31, 2026: $58.46

Quarter-end price

$75.51

implied by 13F values

Estimated gain or loss

+23.4%

price against the estimated cost

Estimated at a loss

17.0%

of costed 13F value

Estimated cost covers 25.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of IAU by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.02% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.02%	0.00 pp	131,675	1
Active ETFs	0.01%	0.00 pp	106,962	6
Active funds	0.37%	+0.09 pp	2,935,392	21
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.40%	+0.09 pp	3,174,029	28

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

236

Decreased

133

Sold Out

Unchanged

112

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -1,403

Institutional value: -92.6%

Shares held: -92.8%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large ASSETMARK, INC	+110,807	1,096,428
Mid B. Riley Wealth Advisors, Inc.	+101,771	126,977
Large Concurrent Investment Advisors, LLC	+95,320	469,524
Small GenWealth Group, Inc.	+90,030	726,552
Mid OpenArc Corporate Advisory, LLC	+89,321	350,726

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid AXXCESS WEALTH MANAGEMENT, LLC	−637,852	61,173
Mid IFP Advisors, Inc	−158,742	396,394
Small MACKAY SHIELDS LLC	−92,520	235,500
Small Maltin Wealth Management, Inc.	−64,650	38,313
Small Elevated Financial Group LLC	−56,127	4,901

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small TABR Capital Management, LLC	45,374	$3,543,709
Small Advisory Solutions Group, LLC	19,255	$1,503,815
Mid Howard Capital Management Inc.	9,375	$732,187
Small Revisor Wealth Management LLC	7,585	$592,388
Mid FIRST CITIZENS BANK & TRUST CO	7,168	$559,820

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Financial & Tax Architects, LLC	55,682	$4,204,547
Small Crown Wealth Group, LLC	43,935	$3,317,531
Micro Scarborough Advisors, LLC	32,359	$2,443,428
Small Oasis Advisors, LLC	15,639	$1,180,900
Small Benchmark Financial Wealth Advisors, LLC	9,321	$703,828

Filter: New 30 Increased 236 Reduced 133 Sold out 31 Unchanged 112

Holder type: Registered adviser 354 Adviser 2 Bank 3 Broker-dealer 1 Unknown 157

Showing 100 of 518

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

EQUITABLE TRUST CO

$125,433,675

5.72%

1,606,065

Pennsylvania State University

$122,937,131

5.61%

1,574,099

ASSETMARK, INC

$85,631,026

3.91%

1,096,428

BEACON INVESTMENT ADVISORY SERVICES, INC.

$82,054,437

3.74%

1,050,633

FORBES J M & CO LLP

$71,173,623

3.25%

911,314

GenWealth Group, Inc.

$56,743,711

2.59%

726,552

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$49,469,555

2.26%

633,413

TD Waterhouse Canada Inc.

$42,645,880

1.95%

546,042

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	546,042	$42,645,880	100.0%	Defined

Concurrent Investment Advisors, LLC

$36,669,824

1.67%

469,524

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	31,052	$2,425,161	6.6%	Sole
Held directly	438,472	$34,244,663	93.4%	Sole

Blue Trust, Inc.

$35,545,886

1.62%

455,133

IFP Advisors, Inc

$30,958,371

1.41%

396,394

TRUE Private Wealth Advisors

$30,821,462

1.41%

394,641

Sumitomo Mitsui DS Asset Management Company, Ltd

$28,296,723

1.29%

362,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sumitomo Mitsui Financial Group, Inc.	362,314	$28,296,723	100.0%	Defined

OpenArc Corporate Advisory, LLC

$27,391,700

1.25%

350,726

Chemistry Wealth Management LLC

$27,161,852

1.24%

347,783

Farther Finance Advisors, LLC

$26,235,820

1.20%

335,926

Vision Capital Management, Inc.

$24,828,849

1.13%

317,911

Prime Capital Investment Advisors, LLC

$24,355,719

1.11%

311,853

CHATHAM CAPITAL GROUP, INC.

$23,984,119

1.09%

307,095

LVM CAPITAL MANAGEMENT LTD/MI

$23,562,535

1.07%

301,697

BALDWIN WEALTH PARTNERS LLC/MA

$23,193,981

1.06%

296,978

Cardinal Point Capital Management ULC

$23,188,592

1.06%

296,909

Wealth Quarterback LLC

$21,993,897

1.00%

281,612

FOURPATH CAPITAL MANAGEMENT, LLC

$21,311,381

0.97%

272,873

Forza Wealth Management, LLC

$21,227,267

0.97%

271,796

Fifth Third Securities, Inc.

$20,900,731

0.95%

267,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	267,615	$20,900,731	100.0%	Defined

Cyndeo Wealth Partners, LLC

$19,391,527

0.88%

248,291

Pictet North America Advisors SA

$19,355,054

0.88%

247,824

MACKAY SHIELDS LLC

$18,392,550

0.84%

235,500

Resonant Capital Advisors, LLC

$16,480,740

0.75%

211,021

SAGE PRIVATE WEALTH GROUP, LLC

$16,467,072

0.75%

210,846

White Lighthouse Investment Management Inc.

$16,148,658

0.74%

206,769

NorthCrest Asset Manangement, LLC

$16,141,083

0.74%

206,672

JB Capital LLC

$14,363,058

0.66%

183,906

Grove Bank & Trust

$14,246,377

0.65%

182,412

Wealth Management Partners, LLC

$13,364,159

0.61%

171,116

Stonebridge Financial Group, LLC

$12,985,999

0.59%

166,274

SAPIENT CAPITAL LLC

$12,870,255

0.59%

164,792

Spectrum Asset Management, Inc. (NB/CA)

$12,722,177

0.58%

162,896

Sowell Financial Services LLC

$12,616,430

0.58%

161,542

Parkside Investments, LLC

$12,250,375

0.56%

156,855

LifeWealth Investments, LLC

$11,824,886

0.54%

151,407

AVAII WEALTH MANAGEMENT, LLC

$11,002,025

0.50%

140,871

Atria Investments, Inc

$10,992,965

0.50%

140,755

DIVERSIFY WEALTH MANAGEMENT, LLC

$10,782,095

0.49%

138,055

Diversify Advisory Services, LLC

$10,782,095

0.49%

138,055

FIDUCIARY FINANCIAL GROUP, LLC

$10,658,463

0.49%

136,472

LifePlan Financial, LLC

$10,267,650

0.47%

131,468

Global Wealth Strategies & Associates

$10,259,216

0.47%

131,360

INDEPENDENT FINANCIAL GROUP, LLC

$10,186,348

0.46%

130,427

Bigelow Investment Advisors, LLC

$9,991,489

0.46%

127,932

Highland Financial Advisors, LLC

$9,946,581

0.45%

127,357

B. Riley Wealth Advisors, Inc.

$9,916,903

0.45%

126,977

Ariston Services Group

$9,792,802

0.45%

125,388

Deane Retirement Strategies, Inc.

$9,521,092

0.43%

121,909

ABLE Financial Group, LLC

$9,401,365

0.43%

120,376

Upper Left Wealth Management, LLC

$9,278,201

0.42%

118,799

Silverleafe Capital Partners, LLC

$9,248,523

0.42%

118,419

PATTON FUND MANAGEMENT, INC.

$8,750,558

0.40%

112,043

Towneley Capital Management, Inc / DE

$8,671,911

0.40%

111,036

Braeburn Wealth Management LLC

$8,655,510

0.39%

110,826

MERIDIAN INVESTMENT COUNSEL INC.

$8,622,630

0.39%

110,405

Sage Investment Advisers LLC

$8,455,730

0.39%

108,268

Lifelong Wealth Advisors, Inc.

$8,162,309

0.37%

104,511

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors

$7,871,855

0.36%

100,792

AdvisorNet Financial, Inc

$7,684,180

0.35%

98,389

Crescent Grove Advisors, LLC

$7,549,458

0.34%

96,664

Kure Advisory, LLC

$7,503,848

0.34%

96,080

Hilltop National Bank

$7,426,996

0.34%

95,096

TriaGen Wealth Management LLC

$7,090,777

0.32%

90,791

Aspect Partners, LLC

$7,031,343

0.32%

90,030

Vontobel Holding Ltd.

$6,962,536

0.32%

89,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	21,915	$1,711,561	24.6%	Defined
Vontobel Swiss Financial Advisers AG	67,234	$5,250,975	75.4%	Defined

Apeiron RIA LLC

$6,745,028

0.31%

86,364

Fearless Solutions, LLC dba Best Invest

$6,114,058

0.28%

78,285

Pettinga Financial Advisors LLC

$6,083,052

0.28%

77,888

Fermata Advisors, LLC

$5,993,550

0.27%

76,742

Guardian Wealth Management, LLC

$5,966,761

0.27%

76,399

Briaud Financial Planning Inc

$5,959,264

0.27%

76,303

Mengis Capital Management, Inc.

$5,942,550

0.27%

76,089

STRATEGIC INVESTMENT MANAGEMENT, LLC

$5,941,067

0.27%

76,070

Patriot Financial Group Insurance Agency, LLC

$5,711,062

0.26%

73,125

Gradient Investments LLC

$5,693,646

0.26%

72,902

STABLEFORD CAPITAL II LLC

$5,658,735

0.26%

72,455

Pacific Park Financial, Inc.

$5,622,887

0.26%

71,996

NavPoint Financial, Inc.

$5,617,576

0.26%

71,928

WESPAC Advisors SoCal, LLC

$5,565,249

0.25%

71,258

Versant Capital Management, Inc

$5,332,980

0.24%

68,284

Variant Private Wealth, LLC

$5,310,331

0.24%

67,994

Archer Investment Management, LLC

$5,215,049

0.24%

66,774

Buttonwood Financial Group, LLC

$5,111,957

0.23%

65,454

Smith Thornton Advisors LLC

$5,009,334

0.23%

64,140

Amplius Wealth Advisors, LLC

$4,904,758

0.22%

62,801

FINANCIAL MANAGEMENT NETWORK INC

$4,877,110

0.22%

62,447

SteelPeak Wealth, LLC

$4,852,040

0.22%

62,126

Well Done, LLC

$4,803,696

0.22%

61,507

AXXCESS WEALTH MANAGEMENT, LLC

$4,777,611

0.22%

61,173

Bellecapital International Ltd.

$4,661,398

0.21%

59,685

Kelly Financial Services LLC

$4,551,277

0.21%

58,275

Lineweaver Wealth Advisors, LLC

$4,422,959

0.20%

56,632

SHRIER WEALTH MANAGEMENT, LLC

$4,344,546

0.20%

55,628

Showing the top 100 of 518 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.