PFN · PIMCO Income Strategy Fund II

$6.91 +0.02 (+0.29%) At close · Sep 4

Market Cap

$679.35M

98.60M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 119

Total Value: $102,919,806

Total Shares: 14,434,763

Showing 1–100 of 119 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 119 13F filers · Δ vs Mar 31, 2026

Top Holder

9.1%

−1.4 pts

Top 5

36.3%

−1.8 pts

Top 10

56.9%

−1.0 pts

HHI

408

Broadly held−25

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -5

Institutional value: +4.7%

Shares held: +1.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+197,789	223,785
Mega UBS Group AG	+92,752	175,291
Mid Simplicity Wealth,LLC	+90,959	171,386
Small Shaker Financial Services, LLC	+88,921	464,551
Mega ENVESTNET ASSET MANAGEMENT INC	+77,639	197,168

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large GUGGENHEIM CAPITAL LLC	−180,981	1,312,431
Mega JANE STREET GROUP, LLC	−161,647	25,085
Mid Concurrent Investment Advisors, LLC	−138,900	163,098
Mega BANK OF AMERICA CORP /DE/	−86,700	313,942
Mega LPL Financial LLC	−62,702	1,163,151

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid J.W. COLE ADVISORS, INC.	258,574	$1,843,632
Small Advisory Solutions Group, LLC	98,930	$705,370
Mid IMC-Chicago, LLC	84,734	$604,153
Mega CITADEL ADVISORS LLC	35,795	$255,218
Large &PARTNERS	24,395	$173,936

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Logan Stone Capital, LLC	116,449	$802,333
Mid Shay Capital LLC	50,420	$347,393
Small Certified Advisory Corp	43,941	$302,753
Large CWM, LLC	29,081	$200,368
Mid SMITH CHAS P & ASSOCIATES PA CPAS	28,069	$193,395

Filter: New 11 Increased 38 Reduced 39 Sold out 16 Unchanged 31

Showing 100 of 119

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

GUGGENHEIM CAPITAL LLC

$9,357,633

9.09%

1,312,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	1,312,431	$9,357,633	100.0%	Defined

LPL Financial LLC

$8,293,266

8.06%

1,163,151

AMERIPRISE FINANCIAL INC

$8,119,287

7.89%

1,138,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	1,138,750	$8,119,287	100.0%	Defined

RIVERNORTH CAPITAL MANAGEMENT, LLC

$5,844,610

5.68%

819,721

COHEN & STEERS, INC.

$5,748,448

5.59%

806,234

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	806,234	$5,748,448	100.0%	Sole

MORGAN STANLEY

$5,496,716

5.34%

770,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	770,928	$5,496,716	100.0%	Defined

Invesco Ltd.

$5,289,632

5.14%

741,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	38,854	$277,029	5.2%	Defined
Invesco Capital Management LLC	703,030	$5,012,603	94.8%	Defined

WELLS FARGO & COMPANY/MN

$4,553,202

4.42%

638,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	8,750	$62,387	1.4%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	243,919	$1,739,142	38.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	385,929	$2,751,673	60.4%	Defined

Shaker Financial Services, LLC

$3,312,248

3.22%

464,551

ROYAL BANK OF CANADA

$2,525,074

2.45%

354,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	283,074	$2,018,317	79.9%	Defined
RBC Dominion Securities Inc.	71,074	$506,757	20.1%	Defined

RAYMOND JAMES FINANCIAL INC

$2,257,763

2.19%

316,657

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	217,308	$1,549,406	68.6%	Defined
Raymond James Financial Services Advisors, Inc.	83,414	$594,741	26.3%	Defined
RAYMOND JAMES TRUST N.A.	15,935	$113,616	5.0%	Defined

BANK OF AMERICA CORP /DE/

$2,238,406

2.17%

313,942

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	313,942	$2,238,406	100.0%	Defined

J.W. COLE ADVISORS, INC.

$1,843,632

1.79%

258,574

CoreCap Advisors, LLC

$1,752,874

1.70%

245,845

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,595,587

1.55%

223,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	223,785	$1,595,587	100.0%	Other

Cetera Investment Advisers

$1,515,210

1.47%

212,512

OSAIC HOLDINGS, INC.

$1,491,474

1.45%

209,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	209,183	$1,491,474	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$1,405,807

1.37%

197,168

HORIZON KINETICS ASSET MANAGEMENT LLC

$1,365,131

1.33%

191,463

COMMONWEALTH EQUITY SERVICES, LLC

$1,300,148

1.26%

182,349

UBS Group AG

$1,249,823

1.21%

175,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	59,046	$420,997	33.7%	Defined
UBS AG	109,385	$779,915	62.4%	Defined
UBS Switzerland AG	6,860	$48,911	3.9%	Defined

Simplicity Wealth,LLC

$1,221,982

1.19%

171,386

Concurrent Investment Advisors, LLC

$1,162,888

1.13%

163,098

PRIVATE TRUST CO NA

$1,126,582

1.09%

158,006

Thrivent Financial for Lutherans

$1,090,889

1.06%

153,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	74,397	$530,450	48.6%	Defined
Held directly	78,603	$560,439	51.4%	Sole

Whipplewood Advisors, LLC

$955,812

0.93%

134,055

Stratos Wealth Partners, LTD.

$858,951

0.83%

120,470

Keudell/Morrison Wealth Management

$811,194

0.79%

113,772

Moors & Cabot, Inc.

$747,002

0.73%

104,769

Advisory Solutions Group, LLC

$705,370

0.69%

98,930

Kestra Advisory Services, LLC

$666,754

0.65%

93,514

STIFEL FINANCIAL CORP

$618,698

0.60%

86,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	86,774	$618,698	100.0%	Defined

IMC-Chicago, LLC

$604,153

0.59%

84,734

Cambridge Investment Research Advisors, Inc.

$599,697

0.58%

84,109

CENTAURUS FINANCIAL, INC.

$584,125

0.57%

81,925

Compound Planning, Inc.

$582,521

0.57%

81,700

INDEPENDENT FINANCIAL GROUP, LLC

$579,262

0.56%

81,243

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$536,261

0.52%

75,212

XTX Topco Ltd

$521,552

0.51%

73,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	73,149	$521,552	100.0%	Defined

NewEdge Advisors, LLC

$510,700

0.50%

71,627

Noble Wealth Management PBC

$489,560

0.48%

68,662

Rockefeller Capital Management L.P.

$482,087

0.47%

67,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	67,614	$482,087	100.0%	Defined

Main Street Financial Solutions, LLC

$418,374

0.41%

58,678

Mallini Complete Financial Planning LLC

$400,670

0.39%

56,195

RS CRUM INC.

$397,497

0.39%

55,750

Verity Asset Management, Inc.

$382,859

0.37%

53,697

EverSource Wealth Advisors, LLC

$381,554

0.37%

53,514

Apollon Wealth Management, LLC

$372,349

0.36%

52,223

TrueMark Investments, LLC

$355,851

0.35%

49,909

Sanctuary Advisors, LLC

$350,318

0.34%

49,133

Cypress Capital Group

$336,229

0.33%

47,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cypress Bank & Trust	47,157	$336,229	100.0%	Defined

Pinnacle Financial Partners, Inc.

$318,140

0.31%

44,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Synovus Securities, Inc.	44,620	$318,140	100.0%	Defined

Steward Partners Investment Advisory, LLC

$301,085

0.29%

42,228

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

$294,469

0.29%

41,300

Burford Brothers, Inc.

$290,618

0.28%

40,760

Ameritas Advisory Services, LLC

$287,510

0.28%

40,324

HUB Investment Partners, LLC

$276,451

0.27%

38,773

CITADEL ADVISORS LLC

$255,218

0.25%

35,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	35,795	$255,218	100.0%	Defined

Addison Capital Co

$251,788

0.24%

35,314

Janney Montgomery Scott LLC

$222,990

0.22%

31,275

Elm3 Financial Group, LLC

$221,001

0.21%

30,996

Vanguard Capital Wealth Advisors

$213,900

0.21%

30,000

HighTower Advisors, LLC

$206,941

0.20%

29,024

WJ Financial Advisors LLC

$203,069

0.20%

28,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Joseph Giaccone joint	28,481	$203,069	100.0%	Defined

PINNACLE ASSOCIATES LTD

$192,296

0.19%

26,970

Focus Partners Wealth

$187,953

0.18%

26,361

SHUFRO ROSE & CO LLC

$186,806

0.18%

26,200

JANE STREET GROUP, LLC

$178,856

0.17%

25,085

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Global Trading, LLC	25,085	$178,856	100.0%	Defined

&PARTNERS

$173,936

0.17%

24,395

SeaCrest Wealth Management, LLC

$170,150

0.17%

23,864

FIRST FOUNDATION ADVISORS

$159,212

0.15%

22,330

Element Wealth, LLC

$155,198

0.15%

21,767

B. Riley Wealth Advisors, Inc.

$154,214

0.15%

21,629

Kovack Advisors, Inc.

$144,660

0.14%

20,289

NOMURA HOLDINGS INC

$142,600

0.14%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	20,000	$142,600	100.0%	Defined

Savvy Advisors, Inc.

$137,944

0.13%

19,347

CreativeOne Wealth, LLC

$136,896

0.13%

19,200

World Investment Advisors

$135,027

0.13%

18,938

TWO SIGMA SECURITIES, LLC

$129,238

0.13%

18,126

Morey & Quinn Wealth Partners, LLC

$126,201

0.12%

17,700

SILVER OAK SECURITIES, INCORPORATED

$113,488

0.11%

15,917

Private Advisor Group, LLC

$109,053

0.11%

15,295

Virtu Financial LLC

$106,935

0.10%

14,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	14,998	$106,935	100.0%	Defined

WEDBUSH SECURITIES INC

$98,201

0.10%

13,773

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$90,272

0.09%

12,661

BOOTHBAY FUND MANAGEMENT, LLC

$89,916

0.09%

12,611

Wealth Alliance Advisory Group, LLC

$85,560

0.08%

12,000

Gridiron Partners, LLC

$84,896

0.08%

11,907

Geneos Wealth Management Inc.

$80,569

0.08%

11,300

WILLNER & HELLER, LLC

$78,508

0.08%

11,011

Amplius Wealth Advisors, LLC

$78,430

0.08%

11,000

Advisory Services Network, LLC

$76,897

0.07%

10,785

JOHNSON INVESTMENT COUNSEL INC

$74,865

0.07%

10,500

JPMORGAN CHASE & CO

$58,943

0.06%

8,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	8,267	$58,943	100.0%	Defined

FIFTH THIRD BANCORP

$55,157

0.05%

7,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	7,736	$55,157	100.0%	Defined

AMERIFLEX GROUP, INC.

$54,202

0.05%

7,602

HOLLENCREST CAPITAL MANAGEMENT

$42,551

0.04%

5,968

Allworth Financial LP

$41,047

0.04%

5,757

Pinnacle Wealth Planning Services, Inc.

$32,769

0.03%

4,596

HIGHLINE WEALTH PARTNERS LLC

$27,343

0.03%

3,835

Key facts CIK 1296250 CUSIP 72201J104 13F (30d) 69 filings 69 filers