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PFN · PIMCO Income Strategy Fund II · Holdings

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$6.35 +0.09 (+1.44%) At close · Nov 6
Rebalance outlook locked
Market Cap
$626.02M
Shares
98.82M
Volume · Nov 6 394.59K Avg daily vol (3M) 530.75K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PFN: 13F, 13D and 13G, insiders and funds →
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.
Holders: 119
Total Value: $98,307,199
Total Shares: 14,175,809
Showing 1–100 of 119 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 120 13F filers
Top Holder
9.1%
Sep 2023 → Jun 2026 · range 9.1% – 18.2%
of institutional value
Top 5
36.2%
Sep 2023 → Jun 2026 · range 36.2% – 47.0%
of institutional value
Top 10
56.7%
Sep 2023 → Jun 2026 · range 56.7% – 65.5%
of institutional value
HHI
405
Sep 2023 → Jun 2026 · range 405 – 649
Broadly held

Who Holds PFN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 120 filers, like-for-like change +0.9%; actively managed books +1.0%; index-like books -0.4%.

Holder type Share Filers Change
Registered adviser 31.9% 71 -1.4%
Adviser 18.8% 4 +4.4%
Bank 10.7% 10 +3.4%
Broker-dealer 8.0% 1 -5.1%
Non-US 0.0% 1 +44.8%
Holding company 6.9% 4 +3.5%
Unknown 23.6% 29 +1.9%

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

120 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders
0
0.000% of filers hold it in their top 10
Mar 31, 2026: 0
Holders above 5%
0
median weight 0.003%
Mar 31, 2026: 0
Crowding
—
no cover-page share count is dated within about a year of the quarter end
Private-fund advisers
—
of shares outstanding
Institutional ownership
—
no cover-page share count is dated within about a year of the quarter end
Top 10 holders
56.7%
of 13F shares, Herfindahl 0.041
Active holders
+1.0%
like-for-like share change of active filers
5% stakes on record
0
0 13D, 0 13G
How long holders have held it value-weighted 19.0 quarters
Under 1 year 13.0% 1 to 3 years 14.1% 3 years or more 73.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost
$7.35
estimated per share
Mar 31, 2026: $7.43
Quarter-end price
$7.13
implied by 13F values
Estimated gain or loss
-3.0%
price against the estimated cost
Estimated at a loss
85.0%
of costed 13F value

Estimated cost covers 32.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PFN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.71% of shares outstanding.

Fund type Of shares outstanding Shares
Index funds 0.00% 0
Index ETFs 0.71% 698,349
Active ETFs 0.05% 49,909
Active funds 0.88% 871,570
Unclassified 0.00% 0
All registered funds 1.64% 1,619,828
How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 71 Adviser 4 Bank 10 Broker-dealer 1 Non-US 1 Holding company 4 Unknown 28
Showing 100 of 119
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
GUGGENHEIM CAPITAL LLC $9,357,633 9.52% 1,312,431
LPL Financial LLC $8,293,266 8.44% 1,163,151
AMERIPRISE FINANCIAL INC $8,119,287 8.26% 1,138,750
RIVERNORTH CAPITAL MANAGEMENT, LLC $5,844,610 5.95% 819,721
COHEN & STEERS, INC. $5,748,448 5.85% 806,234
MORGAN STANLEY $5,496,716 5.59% 770,928
Invesco Ltd. $5,289,632 5.38% 741,884
WELLS FARGO & COMPANY/MN $4,553,202 4.63% 638,598
ROYAL BANK OF CANADA $2,525,074 2.57% 354,148
RAYMOND JAMES FINANCIAL INC $2,257,763 2.30% 316,657
BANK OF AMERICA CORP /DE/ $2,238,406 2.28% 313,942
Shaker Financial Services, LLC $1,958,255 1.99% 313,823
J.W. COLE ADVISORS, INC. $1,628,265 1.66% 260,940
CoreCap Advisors, LLC $1,596,004 1.62% 255,770
SUSQUEHANNA INTERNATIONAL GROUP, LLP $1,595,587 1.62% 223,785
Cetera Investment Advisers $1,515,210 1.54% 212,512
OSAIC HOLDINGS, INC. $1,491,474 1.52% 209,183
ENVESTNET ASSET MANAGEMENT INC $1,405,807 1.43% 197,168
HORIZON KINETICS ASSET MANAGEMENT LLC $1,365,131 1.39% 191,463
UBS Group AG $1,249,823 1.27% 175,291
Simplicity Wealth,LLC $1,150,743 1.17% 184,414
COMMONWEALTH EQUITY SERVICES, LLC $1,114,832 1.13% 178,659
PRIVATE TRUST CO NA $998,892 1.02% 160,079
Concurrent Investment Advisors, LLC $966,875 0.98% 154,948
Thrivent Financial for Lutherans $954,719 0.97% 153,000
Stratos Wealth Partners, LTD. $858,951 0.87% 120,470
Keudell/Morrison Wealth Management $813,951 0.83% 130,441
Moors & Cabot, Inc. $747,002 0.76% 104,769
Advisory Solutions Group, LLC $723,484 0.74% 115,943
Kestra Advisory Services, LLC $630,445 0.64% 101,033
STIFEL FINANCIAL CORP $618,698 0.63% 86,774
CENTAURUS FINANCIAL, INC. $584,125 0.59% 81,925
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $536,261 0.55% 75,212
Cambridge Investment Research Advisors, Inc. $526,025 0.54% 84,299
XTX Topco Ltd $521,552 0.53% 73,149
INDEPENDENT FINANCIAL GROUP, LLC $520,029 0.53% 83,338
Compound Planning, Inc. $511,286 0.52% 81,937
NewEdge Advisors, LLC $510,700 0.52% 71,627
Rockefeller Capital Management L.P. $482,087 0.49% 67,614
Main Street Financial Solutions, LLC $418,374 0.43% 58,678
Noble Wealth Management PBC $408,994 0.42% 65,544
Mallini Complete Financial Planning LLC $350,581 0.36% 56,183
Sanctuary Advisors, LLC $350,318 0.36% 49,133
RS CRUM INC. $347,880 0.35% 55,750
Apollon Wealth Management, LLC $327,706 0.33% 52,517
Pinnacle Financial Partners, Inc. $318,140 0.32% 44,620
Steward Partners Investment Advisory, LLC $301,085 0.31% 42,228
EverSource Wealth Advisors, LLC $294,509 0.30% 47,197
Cypress Capital Group $294,259 0.30% 47,157
Ameritas Advisory Services, LLC $287,510 0.29% 40,324
HUB Investment Partners, LLC $274,216 0.28% 43,945
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC $257,712 0.26% 41,300
PINNACLE ASSOCIATES LTD $256,900 0.26% 41,170
CITADEL ADVISORS LLC $255,218 0.26% 35,795
Burford Brothers, Inc. $254,342 0.26% 40,760
Addison Capital Co $251,788 0.26% 35,314
StoneX Group Inc. $228,508 0.23% 36,620
DAVENPORT & Co LLC $225,657 0.23% 36,163
Janney Montgomery Scott LLC $222,990 0.23% 31,275
HighTower Advisors, LLC $206,941 0.21% 29,024
WJ Financial Advisors LLC $203,069 0.21% 28,481
Focus Partners Wealth $187,953 0.19% 26,361
Vanguard Capital Wealth Advisors $187,200 0.19% 30,000
SHUFRO ROSE & CO LLC $186,806 0.19% 26,200
Elm3 Financial Group, LLC $182,413 0.19% 29,233
JANE STREET GROUP, LLC $178,856 0.18% 25,085
SMITH CHAS P & ASSOCIATES PA CPAS $175,368 0.18% 28,104
&PARTNERS $173,936 0.18% 24,395
FIRST FOUNDATION ADVISORS $159,212 0.16% 22,330
Element Wealth, LLC $155,198 0.16% 21,767
SeaCrest Wealth Management, LLC $151,532 0.15% 24,284
Kovack Advisors, Inc. $144,660 0.15% 20,289
NOMURA HOLDINGS INC $142,600 0.15% 20,000
Savvy Advisors, Inc. $137,944 0.14% 19,347
CreativeOne Wealth, LLC $136,896 0.14% 19,200
World Investment Advisors $135,027 0.14% 18,938
B. Riley Wealth Advisors, Inc. $131,844 0.13% 21,129
TWO SIGMA SECURITIES, LLC $129,238 0.13% 18,126
SILVER OAK SECURITIES, INCORPORATED $113,488 0.12% 15,917
Morey & Quinn Wealth Partners, LLC $110,448 0.11% 17,700
Private Advisor Group, LLC $109,053 0.11% 15,295
Virtu Financial LLC $106,935 0.11% 14,998
WEDBUSH SECURITIES INC $99,047 0.10% 15,873
PFG Advisors $91,416 0.09% 14,650
BOOTHBAY FUND MANAGEMENT, LLC $89,916 0.09% 12,611
BFC Planning, Inc. $89,731 0.09% 12,585
First Bank & Trust $86,860 0.09% 13,920
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $82,605 0.08% 13,238
Geneos Wealth Management Inc. $80,569 0.08% 11,300
Advisory Services Network, LLC $76,897 0.08% 10,785
Wealth Alliance Advisory Group, LLC $74,880 0.08% 12,000
JOHNSON INVESTMENT COUNSEL INC $74,865 0.08% 10,500
Gridiron Partners, LLC $74,299 0.08% 11,907
WILLNER & HELLER, LLC $68,708 0.07% 11,011
Amplius Wealth Advisors, LLC $68,640 0.07% 11,000
JPMORGAN CHASE & CO $58,943 0.06% 8,267
AMERIFLEX GROUP, INC. $54,202 0.06% 7,602
FIFTH THIRD BANCORP $48,272 0.05% 7,736
HOLLENCREST CAPITAL MANAGEMENT $42,551 0.04% 5,968
Allworth Financial LP $41,047 0.04% 5,757

Showing the top 100 of 119 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1296250 CUSIP 72201J104 13F (30d) 60 filings 51 filers