PFN · PIMCO Income Strategy Fund II · Shareholders & Ownership

$6.35 +0.09 (+1.44%) At close · Nov 6

Market Cap

$626.02M

98.82M

Volume · Nov 6 394.59K Avg daily vol (3M) 530.75K

Every disclosed holder of PFN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns PFN

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	120	14,061,936	—	Yes
Insiders (Forms 3, 4, 5)	0	0	—	Yes
13D/G-only blocks	0	0	—	Yes
Registered funds (N-PORT, not summed)	8	1,562,950	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of PFN

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,312,431	—	-180,981	Jun 30, 2026	carried, not yet filed for the newest quarter
2	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,138,750	—	+66,892	Jun 30, 2026	carried, not yet filed for the newest quarter
3	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Sep 30, 2026	1,055,314	—	-107,837	Sep 30, 2026
4	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	819,721	—	-18,359	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	RiverNorth/DoubleLine Strategic Income Fund Fund S000030798 · Registered fund · Jun 30, 2026 RIVERNORTH FUNDS, not summed	769,812	—	-20,000	Jun 30, 2026	RIVERNORTH FUNDS, not summed
5	COHEN & STEERS, INC. 13F CIK 1284812 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	806,234	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
6	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	770,928	—	-2,882	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	741,884	—	+49,566	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	Invesco CEF Income Composite ETF Fund S000027370 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	691,380	—	-6,969	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
8	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	638,598	—	+62,422	Jun 30, 2026	carried, not yet filed for the newest quarter
9	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	354,148	—	-23,854	Jun 30, 2026	carried, not yet filed for the newest quarter
10	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	316,657	—	+13,694	Jun 30, 2026	carried, not yet filed for the newest quarter
11	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	313,942	—	-86,700	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	313,823	—	-150,728	Sep 30, 2026
13	J.W. COLE ADVISORS, INC. 13F CIK 1404763 · Unknown · Sep 30, 2026	260,940	—	+2,366	Sep 30, 2026
14	CoreCap Advisors, LLC 13F CIK 1902501 · Registered investment adviser · Sep 30, 2026	255,770	—	+9,925	Sep 30, 2026
15	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	223,785	—	+197,789	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	212,512	—	+13,964	Jun 30, 2026	carried, not yet filed for the newest quarter
17	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	209,183	—	+42,842	Jun 30, 2026	carried, not yet filed for the newest quarter
18	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	197,168	—	+77,639	Jun 30, 2026	carried, not yet filed for the newest quarter
19	HORIZON KINETICS ASSET MANAGEMENT LLC 13F CIK 1056823 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	191,463	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Simplicity Wealth,LLC 13F CIK 1913243 · Registered investment adviser · Sep 30, 2026	184,414	—	+13,028	Sep 30, 2026
21	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Sep 30, 2026	178,659	—	-3,690	Sep 30, 2026
22	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	175,291	—	+92,752	Jun 30, 2026	carried, not yet filed for the newest quarter
23	PRIVATE TRUST CO NA 13F CIK 1277557 · Unknown · Sep 30, 2026	160,079	—	+2,073	Sep 30, 2026
24	Concurrent Investment Advisors, LLC 13F CIK 2001015 · Registered investment adviser · Sep 30, 2026	154,948	—	-8,150	Sep 30, 2026
25	Thrivent Financial for Lutherans 13F CIK 314984 · Registered investment adviser · Sep 30, 2026	153,000	—	0	Sep 30, 2026
25.1	THRIVENT MULTISECTOR BOND FUND Fund S000000702 · Registered fund · Jul 31, 2026 Thrivent Mutual Funds, not summed	48,005	—	0	Jul 31, 2026	Thrivent Mutual Funds, not summed
25.2	THRIVENT CONSERVATIVE ALLOCATION FUND Fund S000001341 · Registered fund · Jun 30, 2026 Thrivent Mutual Funds, not summed	19,833	—	+1,412	Jun 30, 2026	Thrivent Mutual Funds, not summed
25.3	THRIVENT CONSERVATIVE ALLOCATION PORTFOLIO Fund S000001434 · Registered fund · Jun 30, 2026 Thrivent Series Fund, Inc., not summed	12,390	—	+892	Jun 30, 2026	Thrivent Series Fund, Inc., not summed
25.4	THRIVENT MULTISECTOR BOND PORTFOLIO Fund S000001439 · Registered fund · Jun 30, 2026 Thrivent Series Fund, Inc., not summed	9,553	—	+674	Jun 30, 2026	Thrivent Series Fund, Inc., not summed
25.5	THRIVENT DYNAMIC ALLOCATION FUND Fund S000000701 · Registered fund · Jul 31, 2026 Thrivent Mutual Funds, not summed	6,559	—	0	Jul 31, 2026	Thrivent Mutual Funds, not summed
26	Keudell/Morrison Wealth Management 13F CIK 1785498 · Registered investment adviser · Sep 30, 2026	130,441	—	+16,669	Sep 30, 2026
27	Stratos Wealth Partners, LTD. 13F CIK 1612865 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	120,470	—	+1,120	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Advisory Solutions Group, LLC 13F CIK 2147643 · Unknown · Sep 30, 2026	115,943	—	+17,013	Sep 30, 2026
29	Kestra Advisory Services, LLC 13F CIK 1830819 · Unknown · Sep 30, 2026	101,033	—	+7,519	Sep 30, 2026
30	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	86,774	—	-4,285	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Sep 30, 2026	84,299	—	+190	Sep 30, 2026
32	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	83,338	—	+2,095	Sep 30, 2026
33	Compound Planning, Inc. 13F CIK 1978879 · Registered investment adviser · Sep 30, 2026	81,937	—	+237	Sep 30, 2026
34	CENTAURUS FINANCIAL, INC. 13F CIK 891943 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	81,925	—	+1,798	Jun 30, 2026	carried, not yet filed for the newest quarter
35	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13F CIK 1141802 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	75,212	—	-51,687	Jun 30, 2026	carried, not yet filed for the newest quarter
36	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	73,149	—	-15,078	Jun 30, 2026	carried, not yet filed for the newest quarter
37	NewEdge Advisors, LLC 13F CIK 1633516 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	71,627	—	-2,982	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Rockefeller Capital Management L.P. 13F CIK 1739439 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	67,614	—	-8,628	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Noble Wealth Management PBC 13F CIK 2055065 · Unknown · Sep 30, 2026	65,544	—	-3,118	Sep 30, 2026
40	Main Street Financial Solutions, LLC 13F CIK 1763350 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	58,678	—	+5,311	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Mallini Complete Financial Planning LLC 13F CIK 2049540 · Registered investment adviser · Sep 30, 2026	56,183	—	-12	Sep 30, 2026
42	RS CRUM INC. 13F CIK 1401459 · Registered investment adviser · Sep 30, 2026	55,750	—	0	Sep 30, 2026
43	Apollon Wealth Management, LLC 13F CIK 1764387 · Registered investment adviser · Sep 30, 2026	52,517	—	+294	Sep 30, 2026
44	Moors & Cabot, Inc. 13F CIK 1607239 · Registered investment adviser · Sep 30, 2026	51,960	—	-52,809	Sep 30, 2026
45	Sanctuary Advisors, LLC 13F CIK 1777271 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	49,133	—	+1,455	Jun 30, 2026	carried, not yet filed for the newest quarter
46	EverSource Wealth Advisors, LLC 13F CIK 1710537 · Registered investment adviser · Sep 30, 2026	47,197	—	-6,317	Sep 30, 2026
47	Cypress Capital Group 13F CIK 1341748 · Unknown · Sep 30, 2026	47,157	—	0	Sep 30, 2026
48	Merit Financial Group, LLC 13F CIK 1621225 · Registered investment adviser · Sep 30, 2026	46,773	—	+46,773	Sep 30, 2026
49	Pinnacle Financial Partners, Inc. 13F CIK 2082866 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	44,620	—	-1,567	Jun 30, 2026	carried, not yet filed for the newest quarter
50	HUB Investment Partners, LLC 13F CIK 1841815 · Unknown · Sep 30, 2026	43,945	—	+5,172	Sep 30, 2026

1 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 120 holders

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Key facts CIK 1296250 CUSIP 72201J104 13F (30d) 60 filings 51 filers