FIRST FOUNDATION ADVISORS
Registered adviserFiling Date
Global Rank
#1,311
/ 8,818
▼ 4
Top Industry
Software - Infrastructure
26.6%
Period ended 4 months ago
Filed Aug 14, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$5,063,713,129
Main clients
Individuals and high net worth
(74% of AUM)
LEI
254900XICVLVWBH12M17
Private funds on Schedule D 7.B.(1)
As filed Oct 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
No private funds listed.
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $5,063,713,129 | Individuals and high net worth (74%) |
| Apr 2025 to Mar 2026 | $5,445,880,088 | Individuals and high net worth (76%) |
| Apr 2024 to Mar 2025 | $5,249,948,140 | Individuals and high net worth (74%) |
| May 2023 to Mar 2024 | $4,985,277,444 | Individuals and high net worth (72%) |
| Apr 2023 | $4,985,277,444 | Individuals and high net worth (72%) |
| Nov 2022 to Mar 2023 | $5,680,605,805 | Individuals and high net worth (74%) |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 67.3% of the book (60%+)
Turnover
Low turnover
11.0% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 23.0 quarters (12+), a floor since 66.8% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 64.8%; sector active share 35.1% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
351 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
25.5%
+2.8 pts
Top 5
54.3%
+0.4 pts
Top 10
67.3%
+0.8 pts
HHI
962
Diversified+77
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 48.0% | $1,333,991,076 |
| Technology | 26.7% | $741,118,817 |
| Financial Services | 6.9% | $192,599,173 |
| Communication Services | 6.4% | $178,655,642 |
| Consumer Cyclical | 3.8% | $104,629,525 |
| Healthcare | 2.9% | $80,373,041 |
| Industrials | 1.8% | $51,154,015 |
| Consumer Defensive | 1.5% | $41,743,138 |
| Energy | 0.8% | $21,981,094 |
| Real Estate | 0.5% | $13,323,693 |
| Utilities | 0.4% | $11,459,687 |
| Basic Materials | 0.2% | $6,577,091 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CSRE | Cohen & Steers Real Estate Active ETF | +387,472 | 593,307 | $16,838,052 | |
| CMDY | iShares Bloomberg Roll Select Commodity Strategy ETF | +150,986 | 284,185 | $15,695,537 | |
| IWF | iShares Russell 1000 Growth ETF | +114,971 | 157,598 | $19,568,943 | |
| IEFA | iShares Core MSCI EAFE ETF | +90,344 | 1,189,720 | $114,903,157 | |
| IEMG | iShares Trust | +71,715 | 844,318 | $69,943,303 | |
| — | +71,558 | 318,044 | $15,864,034 | ||
| RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | +45,245 | 56,173 | $884,162 | |
| NFLX | Netflix Inc | +45,142 | 57,758 | $4,123,921 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +37,662 | 100,442 | $10,955,208 | |
| IWR | iShares Russell Mid-Cap ETF | +29,403 | 583,207 | $64,339,395 | |
| BKNG | Booking Holdings Inc. | +25,531 | 26,426 | $4,710,169 | |
| IWM | iShares Russell 2000 ETF | +23,020 | 151,117 | $45,403,102 | |
| GEM | Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF | +21,720 | 428,400 | $22,276,800 | |
| UBER | Uber Technologies, Inc | +16,604 | 254,636 | $18,374,533 | |
| SCHD | Schwab U.S. Dividend Equity ETF | +12,770 | 27,228 | $863,399 | |
| IAU | Ishares Gold Trust | +11,589 | 359,362 | $27,135,424 | |
| AGGY | WisdomTree Trust | +9,236 | 329,835 | $14,341,225 | |
| DGRO | iShares Core Dividend Growth ETF | +8,106 | 143,182 | $10,851,762 | |
| UHAL-B | U-Haul Holding Co | +7,818 | 36,984 | $2,133,976 | |
| TJX | Tjx Companies Inc | +7,706 | 23,942 | $3,627,212 | |
| DHR | Danaher Corp | +6,888 | 22,542 | $4,293,800 | |
| INTC | Intel Corp | +5,478 | 16,345 | $2,282,252 | |
| VUG | VANGUARD GROWTH INDEX FUND | +5,235 | 6,282 | $541,131 | |
| NOW | ServiceNow, Inc. | +5,207 | 33,974 | $3,372,938 | |
| IJR | iShares Core S&P Small-Cap ETF | +5,006 | 57,062 | $8,462,864 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| MOAT | VanEck Morningstar Wide Moat ETF | −149,493 | 593,918 | $61,743,715 | |
| JPRE | JPMorgan Realty Income ETF | −97,859 | 197,518 | $10,306,488 | |
| SRLN | State Street(R) Blackstone Senior Loan ETF | −78,284 | 50,059 | $2,016,876 | |
| AAPL | Apple Inc. | −62,723 | 216,711 | $62,707,494 | |
| CMF | iShares California Muni Bond ETF | −37,791 | 318,941 | $18,383,758 | |
| SU | Suncor Energy Inc | −35,201 | 76,313 | $4,096,481 | |
| PHG | Koninklijke Philips NV | −31,203 | 13,155 | $357,684 | |
| JAAA | Janus Henderson AAA CLO ETF | −29,732 | 10,194 | $514,695 | |
| NCA | Nuveen California Municipal Value Fund | −28,028 | 94,232 | $879,184 | |
| PRFZ | Invesco RAFI US 1500 Small-Mid ETF | −19,733 | 739,179 | $41,224,012 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | −19,484 | 75,721 | $7,622,832 | |
| DIAL | Columbia Diversified Fixed Income Allocation ETF | −17,022 | 35,383 | $642,909 | |
| QCOM | Qualcomm Inc | −13,897 | 49,623 | $9,169,833 | |
| GSLC | Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF | −13,060 | 446,025 | $63,286,486 | |
| UPS | United Parcel Service Inc | −12,588 | 23,873 | $2,566,347 | |
| APH | Amphenol Corp | −10,023 | 158,700 | $27,981,983 | |
| SMTH | ALPS | Smith Core Plus Bond ETF | −10,010 | 104,582 | $0 | |
| GOOG | Alphabet Inc. | −9,736 | 372,706 | $131,688,210 | |
| DOW | Dow Inc. | −9,645 | 11,092 | $303,476 | |
| DD | DuPont de Nemours, Inc. | −8,531 | 3,204 | $434,589 | |
| AMZN | Amazon Com Inc | −7,616 | 281,608 | $67,118,450 | |
| JEPI | JPMorgan Equity Premium Income ETF | −7,512 | 1,568,542 | $88,591,251 | |
| EVV | Eaton Vance Ltd Duration Income Fund | −7,234 | 11,377 | $106,602 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | −6,924 | 132,012 | $12,484,374 | |
| TCHP | T. Rowe Price Blue Chip Growth ETF | −6,781 | 27,808 | $1,392,902 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FSUN | Firstsun Capital Bancorp | 290,275 | $11,256,864 | |
| IFRA | iShares U.S. Infrastructure ETF | 20,135 | $1,269,309 | |
| RYN | Rayonier Inc | 34,835 | $741,288 | |
| HONA | Honeywell Aerospace Inc. | 2,846 | $629,192 | |
| OAKM | Oakmark U.S. Large Cap ETF | 19,240 | $541,990 | |
| KLAC | Kla Corp | 1,387 | $418,471 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | 3,017 | $360,591 | |
| DUK | Duke Energy CORP | 2,790 | $353,157 | |
| SMH | VanEck Semiconductor ETF | 519 | $340,406 | |
| BCI | abrdn Bloomberg All Commodity Strategy K-1 Free ETF | 13,607 | $303,979 | |
| IONQ | IonQ, Inc. | 5,025 | $267,631 | |
| SPCX | Space Exploration Technologies Corp | 1,480 | $252,872 | |
| RSPT | Victory Portfolios II | 3,913 | $252,388 | |
| — | 4,312 | $248,673 | ||
| IRM | Iron Mountain Inc | 1,935 | $244,409 | |
| GQGU | GQG US Equity ETF | 9,584 | $243,433 | |
| VTV | VANGUARD VALUE INDEX FUND | 1,049 | $228,608 | |
| SYY | Sysco Corp | 2,714 | $226,835 | |
| PSX | Phillips 66 | 1,331 | $225,005 | |
| PNC | Pnc Financial Services Group, Inc. | 889 | $218,888 | |
| NAUG | 6,830 | $216,374 | ||
| ADP | Automatic Data Processing Inc | 949 | $212,527 | |
| REET | iShares Global REIT ETF | 7,636 | $210,905 | |
| LEN-B | Lennar Corp | 2,366 | $209,887 | |
| FNDX | Schwab Fundamental U.S. Large Company ETF | 6,722 | $209,054 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
8 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| KNSL | Kinsale Capital Group, Inc. | 6,588 | $2,250,855 | |
| PAYC | Paycom Software, Inc. | 18,144 | $2,205,221 | |
| CPRT | Copart Inc | 61,766 | $2,050,631 | |
| NRP | Natural Resource Partners LP | 5,541 | $670,461 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | 6,237 | $382,078 | |
| BP | Bp PLC | 4,956 | $232,932 | |
| NKE | NIKE, Inc. | 4,353 | $229,925 | |
| CCO | Clear Channel Outdoor Holdings, Inc. | 10,000 | $23,700 | |
| No positions match the current search. | ||||
351 tracked positions ·
$2,777,605,992 total
· filing declares
600 positions · $2,782,294,869
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 351 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Reduced | 992,430 | $370,196,238 | 13.33% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 300,496 | $225,038,448 | 8.10% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 372,706 | $131,688,210 | 4.74% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 1,189,720 | $114,903,157 | 4.14% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 182,059 | $105,759,893 | 3.81% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Reduced | 1,568,542 | $88,591,251 | 3.19% | |
| IEMG |
iShares Trust
|
Added | 844,318 | $69,943,303 | 2.52% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 281,608 | $67,118,450 | 2.42% | |
| IWR |
iShares Russell Mid-Cap ETF
|
Added | 583,207 | $64,339,395 | 2.32% | |
| GSLC |
Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF
|
Reduced | 446,025 | $63,286,486 | 2.28% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 216,711 | $62,707,494 | 2.26% | |
| MOAT |
VanEck Morningstar Wide Moat ETF
|
Reduced | 593,918 | $61,743,715 | 2.22% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 104,602 | $52,341,793 | 1.88% | |
| GSSC |
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
|
Reduced | 512,488 | $46,769,654 | 1.68% | |
| GSIE |
Goldman Sachs ActiveBeta(R) International Equity ETF
|
Reduced | 1,018,994 | $46,568,025 | 1.68% | |
| IWM |
iShares Russell 2000 ETF
|
Added | 151,117 | $45,403,102 | 1.63% | |
| PRFZ |
Invesco RAFI US 1500 Small-Mid ETF
|
Reduced | 739,179 | $41,224,012 | 1.48% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 191,927 | $38,402,673 | 1.38% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 97,905 | $32,047,242 | 1.15% | |
| APH |
Amphenol Corp
Technology
|
Reduced | 158,700 | $27,981,983 | 1.01% | |
| IAU |
Ishares Gold Trust
|
Added | 359,362 | $27,135,424 | 0.98% | |
| AMAT |
Applied Materials Inc
Technology
|
Reduced | 34,278 | $24,782,994 | 0.89% | |
| GEM |
Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETF
|
Added | 428,400 | $22,276,800 | 0.80% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 157,598 | $19,568,943 | 0.70% | |
| CMF |
iShares California Muni Bond ETF
|
Reduced | 318,941 | $18,383,758 | 0.66% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 254,636 | $18,374,533 | 0.66% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Added | 197,480 | $18,221,478 | 0.66% | |
| RSP |
Victory Portfolios II
|
Reduced | 85,382 | $18,166,727 | 0.65% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 32,976 | $16,936,472 | 0.61% | |
| CSRE |
Cohen & Steers Real Estate Active ETF
|
Added | 593,307 | $16,838,052 | 0.61% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 91,182 | $16,495,734 | 0.59% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Reduced | 161,259 | $15,961,415 | 0.57% | |
|
|
Added | 318,044 | $15,864,034 | 0.57% | ||
| CMDY |
iShares Bloomberg Roll Select Commodity Strategy ETF
|
Added | 284,185 | $15,695,537 | 0.57% | |
| AGGY |
WisdomTree Trust
|
Added | 329,835 | $14,341,225 | 0.52% | |
| ITOT |
iShares Core S&P Total U.S. Stock Market ETF
|
Reduced | 83,334 | $13,689,275 | 0.49% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 37,494 | $13,399,230 | 0.48% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 13,569 | $12,693,391 | 0.46% | |
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
Reduced | 132,012 | $12,484,374 | 0.45% | |
| SPY |
Spdr S&P 500 ETF Trust
CALL
+ SHARES
|
Added | 16,689 | $12,462,844 | 0.45% | |
| GAL |
State Street(R) Global Allocation ETF
|
Added | 233,578 | $12,342,260 | 0.44% | |
| XYLD |
Global X S&P 500 Covered Call ETF
|
Reduced | 302,148 | $12,324,616 | 0.44% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 47,126 | $11,968,589 | 0.43% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 20,796 | $11,714,178 | 0.42% | |
| FSUN |
Firstsun Capital Bancorp
Financial Services
|
NEW | 290,275 | $11,256,864 | 0.41% | |
| COR |
Cencora, Inc.
Healthcare
|
Reduced | 39,502 | $11,178,275 | 0.40% | |
| LQD |
iShares iBoxx $ Investment Grade Corporate Bond ETF
|
Added | 100,442 | $10,955,208 | 0.39% | |
| DGRO |
iShares Core Dividend Growth ETF
|
Added | 143,182 | $10,851,762 | 0.39% | |
| ASML |
Asml Holding NV
Technology
|
Reduced | 5,422 | $10,786,742 | 0.39% | |
| CP |
Canadian Pacific Kansas City Ltd
Industrials
|
Reduced | 124,078 | $10,751,358 | 0.39% |
Showing the top 50 of 351 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.