FLC · Flaherty & Crumrine Total Return Fund Inc · Holdings

$15.40 -0.30 (-1.91%) At close · Oct 5

Market Cap

$164.80M

10.46M

Volume · Oct 5 32.95K Avg daily vol (3M) 25.15K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 50

Total Value: $60,813,515

Total Shares: 3,614,564

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 50 13F filers

Top Holder

35.3%

of institutional value

Top 5

61.9%

of institutional value

Top 10

81.8%

of institutional value

HHI

1,529

Moderately concentrated

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$21,474,086

35.31%

1,270,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,270,656	$21,474,086	100.0%	Sole

BANK OF AMERICA CORP /DE/

$4,414,043

7.26%

261,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	261,186	$4,414,043	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$4,080,809

6.71%

241,468

Advisors Asset Management, Inc.

$3,902,328

6.42%

230,907

Noble Wealth Management PBC

$3,733,395

6.14%

237,041

Sowell Financial Services LLC

$3,457,925

5.69%

204,611

LPL Financial LLC

$2,663,372

4.38%

157,596

Invesco Ltd.

$2,195,039

3.61%

129,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	129,884	$2,195,039	100.0%	Defined

Smith Asset Management Co., LLC

$2,095,785

3.45%

124,011

GUGGENHEIM CAPITAL LLC

$1,701,339

2.80%

100,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	100,267	$1,694,512	99.6%	Defined
SECURITY INVESTORS LLC	404	$6,827	0.4%	Defined

MORGAN STANLEY

$1,642,984

2.70%

97,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	97,218	$1,642,984	100.0%	Defined

CEERA INVESTMENTS, LLC

$1,181,817

1.94%

69,930

Fiera Capital Corp

$1,178,960

1.94%

69,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	69,761	$1,178,960	100.0%	Other

Closed-End Fund Advisors, Inc.

$786,306

1.29%

46,527

Focus Partners Wealth

$732,344

1.20%

43,334

WELLS FARGO & COMPANY/MN

$715,884

1.18%

42,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	14,300	$241,670	33.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,060	$474,214	66.2%	Defined

Baird Financial Group, Inc.

$682,405

1.12%

40,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	40,379	$682,405	100.0%	Defined

Farther Finance Advisors, LLC

$428,482

0.70%

25,354

SEAMOUNT FINANCIAL GROUP INC

$351,351

0.58%

20,790

OSAIC HOLDINGS, INC.

$329,009

0.54%

19,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	19,468	$329,009	100.0%	Defined

Mallini Complete Financial Planning LLC

$316,908

0.52%

18,752

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$297,068

0.49%

17,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	17,578	$297,068	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$283,615

0.47%

16,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,125	$221,812	78.2%	Defined
Raymond James Financial Services Advisors, Inc.	3,657	$61,803	21.8%	Defined

READYSTATE ASSET MANAGEMENT LP

$260,598

0.43%

15,420

HighTower Advisors, LLC

$247,585

0.41%

14,650

Logan Stone Capital, LLC

$240,284

0.40%

14,218

Traub Capital Management LLC

$217,773

0.36%

12,886

Koshinski Asset Management, Inc.

$212,264

0.35%

12,560

WEDBUSH SECURITIES INC

$211,757

0.35%

12,530

Capital Investment Advisors, LLC

$189,212

0.31%

11,196

ROYAL BANK OF CANADA

$129,656

0.21%

7,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	7,672	$129,656	100.0%	Defined

UBS Group AG

$112,130

0.18%

6,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,271	$89,079	79.4%	Defined
UBS AG	1,364	$23,051	20.6%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$85,818

0.14%

5,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	5,078	$85,818	100.0%	Defined

Global Retirement Partners, LLC

$57,155

0.09%

3,382

Rockefeller Capital Management L.P.

$48,469

0.08%

2,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	2,868	$48,469	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$28,899

0.05%

1,710

IFG Advisory, LLC

$28,392

0.05%

1,680

Geneos Wealth Management Inc.

$17,153

0.03%

1,015

SRH ADVISORS, LLC

$16,900

0.03%

1,000

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$12,370

0.02%

732

GHP Investment Advisors, Inc.

$9,480

0.02%

561

Nalls Sherbakoff Group, LLC

$8,365

0.01%

495

Luminist Capital LLC

$6,996

0.01%

414

Chung Wu Investment Group, LLC

$6,760

0.01%

400

NewEdge Advisors, LLC

$5,830

0.01%

345

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$5,222

0.01%

309

Arax Advisory Partners

$2,974

0.00%

176

HIGHLINE WEALTH PARTNERS LLC

$2,873

0.00%

170

FIRST HORIZON CORP

$1,690

0.00%

100

Strategic Advocates LLC

$1,656

0.00%

Key facts CIK 1245648 CUSIP 338479108 13F (30d) 1 filings 1 filers Visit website