FLC · Flaherty & Crumrine Total Return Fund Inc

$16.79 -0.06 (-0.36%) At close · Aug 20

Market Cap

$175.47M

10.46M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 51

Total Value: $60,899,840

Total Shares: 3,603,542

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 51 13F filers · Δ vs Mar 31, 2026

Top Holder

35.3%

+1.7 pts

Top 5

61.9%

+1.7 pts

Top 10

81.8%

+1.6 pts

HHI

1,529

Moderately concentrated+114

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: 0

Institutional value: +4.3%

Shares held: +2.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+91,436	1,270,656
Mid Hennion & Walsh Asset Management, Inc.	+42,263	241,468
Small CEERA INVESTMENTS, LLC	+36,260	69,930
Mid Farther Finance Advisors, LLC	+25,000	25,354
Small Noble Wealth Management PBC	+8,257	225,747

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BANK OF AMERICA CORP /DE/	−13,222	261,186
Mid Advisors Asset Management, Inc.	−6,441	230,907
Mid Sowell Financial Services LLC	−3,111	204,611
Small Smith Asset Management Co., LLC	−2,120	124,011
Mega WELLS FARGO & COMPANY/MN	−1,886	42,360

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	17,578	$297,068
Large READYSTATE ASSET MANAGEMENT LP	15,420	$260,598
Small Logan Stone Capital, LLC	14,218	$240,284
Micro Traub Capital Management LLC	12,886	$217,773
Mid Capital Investment Advisors, LLC	11,196	$189,212

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Pathstone Holdings, LLC	72,097	$1,196,810
Mid Independent Advisor Alliance	44,242	$734,417
Mega ENVESTNET ASSET MANAGEMENT INC	30,192	$501,187
Large Cetera Investment Advisers	28,839	$478,727
Mid Kovack Advisors, Inc.	12,946	$214,903

Filter: New 10 Increased 19 Reduced 8 Sold out 10 Unchanged 14

Showing 51 of 51

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$21,474,086

35.26%

1,270,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,270,656	$21,474,086	100.0%	Sole

BANK OF AMERICA CORP /DE/

$4,414,043

7.25%

261,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	261,186	$4,414,043	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$4,080,809

6.70%

241,468

Advisors Asset Management, Inc.

$3,902,328

6.41%

230,907

Noble Wealth Management PBC

$3,815,124

6.26%

225,747

Sowell Financial Services LLC

$3,457,925

5.68%

204,611

LPL Financial LLC

$2,663,372

4.37%

157,596

Invesco Ltd.

$2,195,039

3.60%

129,884

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Capital Management LLC	129,884	$2,195,039	100.0%	Defined

Smith Asset Management Co., LLC

$2,095,785

3.44%

124,011

GUGGENHEIM CAPITAL LLC

$1,701,339

2.79%

100,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	100,267	$1,694,512	99.6%	Defined
SECURITY INVESTORS LLC	404	$6,827	0.4%	Defined

MORGAN STANLEY

$1,642,984

2.70%

97,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	97,218	$1,642,984	100.0%	Defined

CEERA INVESTMENTS, LLC

$1,181,817

1.94%

69,930

Fiera Capital Corp

$1,178,960

1.94%

69,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	69,761	$1,178,960	100.0%	Other

Closed-End Fund Advisors, Inc.

$786,306

1.29%

46,527

Focus Partners Wealth

$732,344

1.20%

43,334

WELLS FARGO & COMPANY/MN

$715,884

1.18%

42,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	14,300	$241,670	33.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,060	$474,214	66.2%	Defined

Baird Financial Group, Inc.

$682,405

1.12%

40,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	40,379	$682,405	100.0%	Defined

Farther Finance Advisors, LLC

$428,482

0.70%

25,354

SEAMOUNT FINANCIAL GROUP INC

$351,351

0.58%

20,790

OSAIC HOLDINGS, INC.

$329,009

0.54%

19,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	19,468	$329,009	100.0%	Defined

Mallini Complete Financial Planning LLC

$316,908

0.52%

18,752

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$297,068

0.49%

17,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	17,578	$297,068	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$283,615

0.47%

16,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	13,125	$221,812	78.2%	Defined
Raymond James Financial Services Advisors, Inc.	3,657	$61,803	21.8%	Defined

READYSTATE ASSET MANAGEMENT LP

$260,598

0.43%

15,420

HighTower Advisors, LLC

$247,585

0.41%

14,650

Logan Stone Capital, LLC

$240,284

0.39%

14,218

Traub Capital Management LLC

$217,773

0.36%

12,886

Koshinski Asset Management, Inc.

$212,264

0.35%

12,560

WEDBUSH SECURITIES INC

$211,757

0.35%

12,530

Capital Investment Advisors, LLC

$189,212

0.31%

11,196

ROYAL BANK OF CANADA

$129,656

0.21%

7,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	7,672	$129,656	100.0%	Defined

UBS Group AG

$112,130

0.18%

6,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,271	$89,079	79.4%	Defined
UBS AG	1,364	$23,051	20.6%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$85,818

0.14%

5,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	5,078	$85,818	100.0%	Defined

Global Retirement Partners, LLC

$57,155

0.09%

3,382

Rockefeller Capital Management L.P.

$48,469

0.08%

2,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	2,868	$48,469	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$28,899

0.05%

1,710

IFG Advisory, LLC

$28,392

0.05%

1,680

Geneos Wealth Management Inc.

$17,153

0.03%

1,015

SRH ADVISORS, LLC

$16,900

0.03%

1,000

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$12,370

0.02%

732

GHP Investment Advisors, Inc.

$9,480

0.02%

561

Nalls Sherbakoff Group, LLC

$8,365

0.01%

495

Luminist Capital LLC

$6,996

0.01%

414

Chung Wu Investment Group, LLC

$6,760

0.01%

400

NewEdge Advisors, LLC

$5,830

0.01%

345

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$5,222

0.01%

309

Integrated Wealth Concepts LLC

$4,596

0.01%

272

Arax Advisory Partners

$2,974

0.00%

176

HIGHLINE WEALTH PARTNERS LLC

$2,873

0.00%

170

FIRST HORIZON CORP

$1,690

0.00%

100

Strategic Advocates LLC

$1,656

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	72,097	$1,196,810	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	68	$1,128	100.0%	Sole

Key facts CIK 1245648 CUSIP 338479108 13F (30d) 43 filings 42 filers Visit website