Traub Capital Management LLC

Registered adviser

CIK

2079207

Location

NEEDHAM, MA

Portfolio Value

Small $112,027,327

Diversification

Diversified

Filing Date

Global Rank

#8,170 / 8,819 ▼ 50

Top Industry

Internet Content & Information 12.2%

Period ended 4 months ago

Filed Jul 23, 2026 · 3mo

5 quarters · since Jun 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 136851

Roster of Oct 1, 2026

Regulatory AUM

$210,790,661

Main clients

Individuals and high net worth (98% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Feb 12, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$210,790,661	Individuals and high net worth (98%)
Apr 2025 to Mar 2026	$168,863,589	Individuals and high net worth (98%)
Mar 2024 to Mar 2025	$149,509,953	Individuals and high net worth (98%)
May 2023 to Feb 2024	$136,892,403	Individuals and high net worth (97%)
Apr 2023	$136,892,403	Individuals and high net worth (97%)
Mar 2022 to Mar 2023	$148,641,154	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 58.9%, 19.2 effective positions, active share 67.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

18.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 67.1%; sector active share 36.1% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

128 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

14.8%

−0.7 pts

Top 5

43.5%

−1.1 pts

Top 10

58.9%

−0.3 pts

HHI

520

Diversified−22

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	49.0%	$54,844,415	44
Technology	18.5%	$20,778,360	18
Financial Services	9.9%	$11,045,173	22
Communication Services	7.3%	$8,220,970	6
Consumer Cyclical	4.9%	$5,538,255	10
Healthcare	4.4%	$4,908,486	12
Industrials	2.4%	$2,734,366	6
Consumer Defensive	2.2%	$2,456,497	7
Energy	1.3%	$1,500,805	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JQC	Nuveen Credit Strategies Income Fund	+84,104	137,252	$667,044
JMBS	Janus Henderson Mortgage-Backed Securities ETF	+15,032	64,091	$2,883,454
JAAA	Janus Henderson AAA CLO ETF	+6,172	106,000	$5,351,940
VO	VANGUARD MID-CAP INDEX FUND	+2,449	3,422	$275,710
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+1,450	70,772	$5,593,111
FNDA	Schwab Strategic Trust	+1,365	106,753	$4,063,019
NVDA	Nvidia Corp	+1,340	10,453	$2,091,540
SGOV	iShares 0-3 Month Treasury Bond ETF	+1,212	19,437	$1,956,722
FELC	Fidelity Enhanced Large Cap Core ETF	+1,167	6,731	$282,096
AMZN	Amazon Com Inc	+852	9,885	$2,355,990
FNDF	Schwab Fundamental International Equity ETF	+676	52,983	$2,795,383
—		+552	25,068	$2,491,257
FNDX	Schwab Fundamental U.S. Large Company ETF	+469	18,879	$587,136
SYY	Sysco Corp	+400	4,315	$360,647
MSFT	Microsoft Corp	+346	7,466	$2,784,967
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+315	4,485	$264,525
COF	Capital One Financial Corp	+230	3,701	$742,494
SJM	J M SMUCKER Co	+150	2,973	$334,462
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	+145	5,535	$278,410
BAB	Invesco Exchange-Traded Fund Trust II	+120	17,645	$473,591
JPME	JPMorgan Diversified Return U.S. Mid Cap Equity ETF	+102	4,372	$543,067
ADBE	Adobe Inc.	+75	2,480	$508,449
META	Meta Platforms, Inc.	+20	3,459	$1,948,420
IJR	iShares Core S&P Small-Cap ETF	+15	3,558	$527,686
PFE	Pfizer Inc	+6	25,792	$621,071
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SBI	Western Asset Intermediate Muni Fund Inc.	−31,504	55,335	$435,486
AFB	Alliancebernstein National Municipal Income Fund	−21,810	28,481	$324,968
EMF	Templeton Emerging Markets Fund	−16,376	19,379	$449,980
MMU	Western Asset Managed Municipals Fund Inc.	−12,238	44,104	$459,563
PFFD	Global X U.S. Preferred ETF	−3,911	83,224	$1,555,456
CVS	CVS HEALTH Corp	−2,980	4,619	$477,835
FOX	Fox Corp	−2,638	9,094	$425,962
LEO	Bny Mellon Strategic Municipals, Inc.	−2,600	116,438	$752,189
IUSV	iShares Core S&P U.S. Value ETF	−1,915	15,284	$1,683,532
VFL	abrdn National Municipal Income Fund	−1,806	10,412	$107,972
FNDC	Schwab Fundamental International Small Equity ETF	−1,495	26,497	$1,286,694
UBER	Uber Technologies, Inc	−1,300	4,701	$339,224
ST	Sensata Technologies Holding plc	−1,300	5,750	$274,505
C	Citigroup Inc	−1,191	9,658	$1,351,733
CSCO	Cisco Systems, Inc.	−1,158	4,310	$506,252
FLRN	State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF	−965	7,404	$228,413
DELL	Dell Technologies Inc.	−817	6,919	$2,985,271
FVAL	Fidelity Value Factor ETF	−743	17,605	$1,372,028
VNQI	VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX FUND	−377	6,575	$294,888
FNDE	Schwab Fundamental Emerging Markets Equity ETF	−375	18,082	$717,493
MRK	Merck & Co., Inc.	−255	5,859	$752,881
TROW	Price T Rowe Group Inc	−240	2,550	$289,909
SCHP	Schwab U.S. TIPS ETF	−233	30,261	$801,916
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−219	20,385	$1,068,377
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	−211	25,274	$1,699,423
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
FLEX	Flex Ltd.	2,700	$437,589
SPCX	Space Exploration Technologies Corp	1,815	$310,110
INTC	Intel Corp	1,939	$270,742
IXN	iShares Global Tech ETF	1,860	$268,732
CRM	Salesforce, Inc.	1,583	$247,992
ON	On Semiconductor Corp	2,565	$242,495
JAZZ	Jazz Pharmaceuticals plc	985	$237,355
BBY	Best Buy Co Inc	3,065	$232,572
APTV	Aptiv PLC	3,763	$230,972
FLC	Flaherty & Crumrine Total Return Fund Inc	12,886	$217,773
JQUA	JPMorgan U.S. Quality Factor ETF	3,005	$217,201
MDT	Medtronic plc	2,761	$215,993
OEF	iShares S&P 100 ETF	560	$204,887
PFO	Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	16,759	$154,853
MYI	Blackrock Muniyield Quality Fund III, Inc.	12,327	$136,952
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
EBAY	Ebay Inc	3,480	$316,749
DVN	Devon Energy Corp	4,800	$241,536
BWA	Borgwarner Inc	4,327	$234,783
HON	Honeywell International Inc	1,033	$233,489
TGT	Target Corp	1,790	$216,948
CTSH	Cognizant Technology Solutions Corp	3,510	$215,338
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	24,031	$144,426
RMT	Royce Micro-Cap Trust, Inc.	11,441	$129,397
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

128 tracked positions · $112,027,327 total · filing declares 132 positions · $112,094,624 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 128 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	23,357	-188	$6,758,581	+13.1%	5	before history	6.03%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	70,772	+1,450	$5,593,111	+1.8%	5	before history	4.99%
JAAA	Janus Henderson AAA CLO ETF	Added	106,000	+6,172	$5,351,940	+6.4%	5	before history	4.78%
GOOGL	Alphabet Inc. Communication Services	Held	13,034	0	$4,657,960	+24.3%	5	before history	4.16%
FNDA	Schwab Strategic Trust	Added	106,753	+1,365	$4,063,019	+18.9%	5	before history	3.63%
DELL	Dell Technologies Inc. Technology	Reduced	6,919	-817	$2,985,271	+135.1%	5	before history	2.66%
JMBS	Janus Henderson Mortgage-Backed Securities ETF	Added	64,091	+15,032	$2,883,454	+30.1%	5	before history	2.57%
FNDF	Schwab Fundamental International Equity ETF	Added	52,983	+676	$2,795,383	+9.2%	5	before history	2.50%
MSFT	Microsoft Corp Technology	Added	7,466	+346	$2,784,967	+5.7%	5	before history	2.49%
		Added	25,068	+552	$2,491,257	+2.2%	5	before history	2.22%
STIP	iShares 0-5 Year TIPS Bond ETF	Reduced	23,947	-40	$2,446,425	−1.4%	5	before history	2.18%
AMZN	Amazon Com Inc Consumer Cyclical	Added	9,885	+852	$2,355,990	+25.2%	5	before history	2.10%
SHY	iShares 1-3 Year Treasury Bond ETF	Held	28,561	0	$2,345,143	−0.6%	5	before history	2.09%
NVDA	Nvidia Corp Technology	Added	10,453	+1,340	$2,091,540	+31.6%	5	before history	1.87%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	19,437	+1,212	$1,956,722	+6.7%	5	before history	1.75%
META	Meta Platforms, Inc. Communication Services	Added	3,459	+20	$1,948,420	−1.0%	5	before history	1.74%
IVE	iShares S&P 500 Value ETF	Reduced	7,520	-70	$1,707,491	+6.5%	5	before history	1.52%
VWOB	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND	Reduced	25,274	-211	$1,699,423	+1.5%	5	before history	1.52%
IUSV	iShares Core S&P U.S. Value ETF	Reduced	15,284	-1,915	$1,683,532	−4.3%	5	before history	1.50%
IVV	iShares Core S&P 500 ETF	Reduced	2,150	-19	$1,610,113	+13.6%	5	before history	1.44%
		Reduced	17,089	-135	$1,566,035	−0.8%	5	before history	1.40%
PFFD	Global X U.S. Preferred ETF	Reduced	83,224	-3,911	$1,555,456	−3.0%	5	before history	1.39%
AMG	Affiliated Managers Group, Inc. Financial Services	Held	4,551	0	$1,540,058	+22.3%	5	before history	1.37%
FVAL	Fidelity Value Factor ETF	Reduced	17,605	-743	$1,372,028	+7.7%	5	before history	1.22%
C	Citigroup Inc Financial Services	Reduced	9,658	-1,191	$1,351,733	+9.9%	5	before history	1.21%
FNDC	Schwab Fundamental International Small Equity ETF	Reduced	26,497	-1,495	$1,286,694	−0.8%	5	before history	1.15%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Reduced	20,385	-219	$1,068,377	−1.3%	5	before history	0.95%
IJH	iShares Core S&P Mid-Cap ETF	Held	13,627	0	$1,050,777	+14.2%	5	before history	0.94%
URI	United Rentals, Inc. Industrials	Reduced	851	-54	$964,089	+46.2%	5	before history	0.86%
PHM	Pultegroup Inc Consumer Cyclical	Reduced	6,861	-90	$941,397	+15.2%	5	before history	0.84%
SCHP	Schwab U.S. TIPS ETF	Reduced	30,261	-233	$801,916	−1.2%	5	before history	0.72%
FLOT	iShares Floating Rate Bond ETF	Held	15,570	0	$794,848	+0.2%	5	before history	0.71%
MRK	Merck & Co., Inc. Healthcare	Reduced	5,859	-255	$752,881	+2.4%	5	before history	0.67%
LEO	Bny Mellon Strategic Municipals, Inc. Financial Services	Reduced	116,438	-2,600	$752,189	+0.5%	5	before history	0.67%
COF	Capital One Financial Corp Financial Services	Added	3,701	+230	$742,494	+17.3%	5	before history	0.66%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	Reduced	18,082	-375	$717,493	+1.6%	5	before history	0.64%
AVGO	Broadcom Inc. Technology	Held	1,864	0	$704,126	+22.0%	5	before history	0.63%
VCRM	Vanguard Municipal Bond Funds	Held	9,198	0	$702,727	+1.7%	4	$74.38	0.63%
SCHO	Schwab Short-Term U.S. Treasury ETF	Reduced	28,192	-205	$680,554	−1.3%	5	before history	0.61%
CAT	Caterpillar Inc Industrials	Reduced	627	-90	$667,692	+31.4%	5	before history	0.60%
JQC	Nuveen Credit Strategies Income Fund Financial Services	Added	137,252	+84,104	$667,044	+157.7%	3	$4.90	0.60%
XOM	ExxonMobil Holdings Corp Energy	Held	4,844	0	$662,271	−19.4%	5	before history	0.59%
MU	Micron Technology Inc Technology	Reduced	564	-92	$651,019	+193.8%	3	$229.44	0.58%
ARW	Arrow Electronics, Inc. Technology	Reduced	2,965	-40	$632,760	+46.8%	5	before history	0.56%
PFE	Pfizer Inc Healthcare	Added	25,792	+6	$621,071	−14.2%	5	before history	0.55%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	1,199	0	$599,967	+4.4%	5	before history	0.54%
BMY	Bristol Myers Squibb Co Healthcare	Held	10,228	0	$589,337	−5.0%	5	before history	0.53%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	18,879	+469	$587,136	+14.5%	5	before history	0.52%
ET	Energy Transfer LP Energy	Held	30,700	0	$586,984	−0.9%	5	before history	0.52%
JPME	JPMorgan Diversified Return U.S. Mid Cap Equity ETF	Added	4,372	+102	$543,067	+11.0%	5	before history	0.48%

Showing the top 50 of 128 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.