SBI · Western Asset Intermediate Muni Fund Inc. · Holdings

$7.28 +0.09 (+1.25%) At close · Oct 26

Market Cap

$101.25M

14.08M

Volume · Oct 26 61.67K Avg daily vol (3M) 61.91K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SBI: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 57

Total Value: $48,644,145

Total Shares: 6,232,835

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 59 13F filers

Top Holder

19.7%

of institutional value

Top 5

39.7%

of institutional value

Top 10

58.3%

of institutional value

HHI

629

Broadly held

Who Holds SBI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 59 filers, like-for-like change +4.0%; actively managed books +4.9%; index-like books -8.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	49.4%	31	+0.4%	6	9
Adviser	9.0%	3	+50.8%	0	0
Bank	9.0%	4	-0.6%	0	0
Broker-dealer	1.6%	1	+9.6%	0	0
Holding company	9.8%	3	+6.2%	0	0
Unknown	21.2%	17	0.0%	1	3

Style	Share	Filers	Change	New	Exited
Index-like	5.5%	2	-8.6%	0	0
Concentrated	2.2%	8	-38.4%	2	5
Diversified active	92.3%	49	+6.5%	5	7
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	61.3%	41	+10.6%	3	7
Medium turnover	17.6%	12	-8.0%	3	2
High turnover	19.7%	1	+0.3%	0	1
Unknown	1.3%	5	-31.8%	1	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.3%	4	-36.5%	1	2
Medium horizon	11.5%	11	+19.3%	3	0
Long horizon	59.8%	40	+2.1%	2	10
Unknown	27.4%	4	+5.6%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.9%	21	+3.1%	3	3
$1B to $10B	39.0%	15	+9.4%	2	2
$10B to $100B	18.3%	13	+0.9%	1	4
$100B or more	25.8%	10	-0.5%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	19.1%	25	+1.5%	5	8
Pooled investment vehicles	4.0%	2	+3.0%	1	1
Registered funds and BDCs	21.6%	3	+10.6%	0	0
Diversified	4.8%	1	-32.2%	0	0
Corporations	0.0%	0	—	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Unknown	50.6%	28	+7.8%	1	3

Private funds	Share	Filers	Change	New	Exited
Hedge funds	28.5%	4	-4.8%	1	1
Private equity funds	0.5%	2	+8.4%	0	0
Venture capital funds	0.6%	1	+200.0%	0	0
Other private funds	2.7%	2	+69.1%	0	1
No private funds	17.1%	22	+0.7%	5	6
Real estate funds	0.0%	0	-100.0%	0	1
Unknown	50.6%	28	+7.8%	1	3

Location	Share	Filers	Change	New	Exited
United States	97.5%	57	+4.0%	7	12
Outside the US	2.5%	2	+6.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F.

Conviction and Crowding

59 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.006%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

58.3%

of 13F shares, Herfindahl 0.063

Active holders

+4.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.7 quarters

Under 1 year 9.76% 1 to 3 years 35.8% 3 years or more 54.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$7.89

estimated per share

Mar 31, 2026: $7.91

Quarter-end price

$7.87

implied by 13F values

Estimated gain or loss

-0.2%

price against the estimated cost

Estimated at a loss

55.1%

of costed 13F value

Estimated cost covers 60.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of SBI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.00%	0.00 pp	0	0
Active funds	4.82%	+0.68 pp	678,176	8
Unclassified	0.03%	+0.02 pp	4,362	1
All registered funds	4.85%	+0.70 pp	682,538	9

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 30 Adviser 3 Bank 4 Broker-dealer 1 Holding company 3 Unknown 16

Showing 57 of 57

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RIVERNORTH CAPITAL MANAGEMENT, LLC

$9,692,385

19.93%

1,231,561

WELLS FARGO & COMPANY/MN

$2,907,279

5.98%

369,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	35,720	$281,116	9.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	333,693	$2,626,163	90.3%	Defined

MORGAN STANLEY

$2,361,713

4.86%

300,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	200,921	$1,581,247	67.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	99,170	$780,466	33.0%	Defined

1607 Capital Partners, LLC

$2,337,610

4.81%

297,028

GUGGENHEIM CAPITAL LLC

$2,202,025

4.53%

279,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	278,935	$2,195,218	99.7%	Defined
SECURITY INVESTORS LLC	865	$6,807	0.3%	Defined

Invesco Ltd.

$2,054,085

4.22%

261,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	261,002	$2,054,085	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$1,892,710

3.89%

270,774

ROBINSON CAPITAL MANAGEMENT, LLC

$1,786,600

3.67%

227,014

WHITEBOX ADVISORS LLC

$1,611,783

3.31%

204,801

COMMONWEALTH EQUITY SERVICES, LLC

$1,511,527

3.11%

192,062

Cetera Investment Advisers

$1,506,089

3.10%

191,371

RAYMOND JAMES FINANCIAL INC

$1,440,563

2.96%

183,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	163,256	$1,284,824	89.2%	Defined
Raymond James Financial Services Advisors, Inc.	19,789	$155,739	10.8%	Defined

Carson Advisory Inc.

$1,300,887

2.67%

165,297

OSAIC HOLDINGS, INC.

$1,272,697

2.62%

161,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	161,715	$1,272,697	100.0%	Defined

Pathstone Holdings, LLC

$1,239,351

2.55%

157,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	157,150	$1,236,770	99.8%	Defined
Held directly	328	$2,581	0.2%	Sole

Allspring Global Investments Holdings, LLC

$1,198,703

2.46%

152,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	152,313	$1,198,703	100.0%	Defined

SIT INVESTMENT ASSOCIATES INC

$869,587

1.79%

110,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	110,494	$869,587	100.0%	Sole

Ariadne Wealth Management, LP

$793,839

1.63%

100,869

LPL Financial LLC

$768,891

1.58%

97,699

Whipplewood Advisors, LLC

$670,250

1.38%

95,887

UBS Group AG

$646,709

1.33%

82,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	77,291	$608,280	94.1%	Defined
UBS Securities LLC	4,883	$38,429	5.9%	Defined

WHITTIER TRUST CO OF NEVADA INC

$626,263

1.29%

79,576

ROYAL BANK OF CANADA

$565,884

1.16%

71,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	71,904	$565,884	100.0%	Defined

Rock Point Advisors, LLC

$507,024

1.04%

64,425

Waverly Advisors, LLC

$438,980

0.90%

55,779

Traub Capital Management LLC

$435,486

0.90%

55,335

Stratos Wealth Partners, LTD.

$401,370

0.83%

51,000

Thomas J. Herzfeld Advisors, Inc.

$374,934

0.77%

47,641

RIVERBRIDGE PARTNERS LLC

$366,978

0.75%

46,630

Northwest Financial Advisors

$365,726

0.75%

46,471

MELFA WEALTH MANAGEMENT, INC.

$364,750

0.75%

46,347

Cambridge Investment Research Advisors, Inc.

$345,068

0.71%

43,846

Bank of New York Mellon Corp

$323,023

0.66%

41,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	41,043	$323,008	100.0%	Defined
Held directly	2	$15	0.0%	Defined

WHITTIER TRUST CO

$317,774

0.65%

40,378

IHT Wealth Management, LLC

$297,123

0.61%

37,754

ROTHSCHILD INVESTMENT LLC

$295,125

0.61%

37,500

Noble Wealth Management PBC

$283,619

0.58%

40,575

Summit Financial Wealth Advisors, LLC

$283,486

0.58%

40,556

CASTLE WEALTH MANAGEMENT LLC

$255,389

0.53%

32,451

STEPHENS INC /AR/

$200,685

0.41%

25,500

Janney Montgomery Scott LLC

$179,829

0.37%

22,850

Basepoint Wealth LLC

$163,955

0.34%

20,833

Mariner, LLC

$154,393

0.32%

19,618

Savvy Advisors, Inc.

$142,785

0.29%

18,143

Closed-End Fund Advisors, Inc.

$137,543

0.28%

17,477

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$123,645

0.25%

15,711

BAR HARBOR WEALTH MANAGEMENT

$105,618

0.22%

15,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAR HARBOR BANKSHARES joint	15,110	$105,618	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$101,916

0.21%

12,950

GatePass Capital, LLC

$98,375

0.20%

12,500

ALONGSIDE, LLC

$84,027

0.17%

10,677

49 WEALTH MANAGEMENT, LLC

$84,027

0.17%

10,677

Clear Street Group Inc.

$69,413

0.14%

8,820

Steward Partners Investment Advisory, LLC

$39,468

0.08%

5,015

Penserra Capital Management LLC

$34,328

0.07%

4,362

HIGHLINE WEALTH PARTNERS LLC

$6,990

0.01%

1,000

SOA Wealth Advisors, LLC.

$3,801

0.01%

483

Global Retirement Partners, LLC

$62

0.00%

Key facts CIK 882300 CUSIP 958435109 13F (30d) 6 filings 6 filers Visit website