Chung Wu Investment Group, LLC

Registered adviser

CIK

2054278

Location

SUGAR LAND, TX

Portfolio Value

Small $136,272,510

Diversification

Diversified

Filing Date

Global Rank

#7,384 / 8,827 ▲ 412 · as of Jun 2026

Top Industry

Software - Infrastructure 12.9%

Period ended 38 days ago

Filed Nov 3, 2026 · 4d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 170362

Roster of Nov 1, 2026

Regulatory AUM

$147,478,605

Main clients

Individuals and high net worth (80% of AUM)

Private funds

1 fund · Private equity funds

Focus by fund count, roster of Nov 1, 2026

$29,732,828 gross assets

Private funds on Schedule D 7.B.(1)

As filed Apr 12, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$18,926,909 gross assets in 1 fund Private equity funds $18,926,909 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Nov 2026	$147,478,605	Individuals and high net worth (80%)
Feb 2025 to Feb 2026	$127,196,111	Individuals and high net worth (83%)
Jun 2024 to Jan 2025	$110,386,179	Individuals and high net worth (83%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.0%, 25.0 effective positions, active share 68.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

38.3% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 5.4 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 68.1%; sector active share 26.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

285 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.1%

+4.6 pts

Top 5

44.4%

+6.8 pts

Top 10

57.3%

+6.3 pts

HHI

541

Diversified+142

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.5%	$59,257,282	84
Technology	21.4%	$29,192,004	34
Financial Services	12.6%	$17,203,781	42
Energy	5.9%	$8,035,937	20
Healthcare	5.5%	$7,508,634	27
Industrials	4.7%	$6,472,328	19
Consumer Cyclical	1.9%	$2,525,490	16
Communication Services	1.1%	$1,566,396	8
Real Estate	1.0%	$1,324,295	11
Basic Materials	0.9%	$1,263,383	9
Consumer Defensive	0.7%	$988,168	8
Utilities	0.7%	$934,812	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPYI	NEOS S&P 500(R) High Income ETF	+73,170	230,255	$12,242,658
QQQI	NEOS Nasdaq-100(R) High Income ETF	+18,670	164,966	$9,163,861
AAOX	Investment Managers Series Trust II	+7,800	11,300	$103,621
MSTX	Defiance Daily Target 2x Long MSTR ETF	+6,100	6,300	$115,164
NVDY	YieldMax(R) Nvda Option Income Strategy ETF	+4,900	72,140	$919,063
MUU	Direxion Daily MU Bull 2X Shares	+4,590	4,800	$176,736
TQQQ	ProShares UltraPro QQQ	+4,370	8,920	$696,027
HPE	Hewlett Packard Enterprise Co	+3,760	7,560	$483,008
NOW	ServiceNow, Inc.	+3,300	3,330	$446,253
AAPL	Apple Inc.	+2,760	22,024	$7,334,432
CVX	Chevron Corp	+2,450	4,470	$912,818
AMDL	GraniteShares 2x Long AMD Daily ETF	+2,300	4,400	$347,952
MSFT	Microsoft Corp	+2,277	18,331	$9,401,969
BMY	Bristol Myers Squibb Co	+2,200	2,500	$156,000
XSPI	NEOS Boosted S&P 500(R) High Income ETF	+1,800	10,400	$515,632
PAA	Plains All American Pipeline LP	+1,500	36,779	$872,397
ABBV	AbbVie Inc.	+1,250	7,945	$2,078,332
AMD	Advanced Micro Devices Inc	+1,195	1,770	$1,082,815
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	+1,130	4,430	$698,522
ET	Energy Transfer LP	+708	33,789	$668,008
NVDA	Nvidia Corp	+660	17,831	$4,072,243
DDM	ProShares Ultra Dow30	+600	2,200	$134,640
JOBY	Joby Aviation, Inc.	+500	700	$4,235
NEM	NEWMONT Corp	+340	740	$85,351
MS	Morgan Stanley	+320	9,425	$1,772,654
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TSLW	Roundhill TSLA WeeklyPay ETF	−22,400	5,400	$91,854
ALLY	Ally Financial Inc.	−20,140	4,500	$169,290
PFFA	Virtus InfraCap U.S. Preferred Stock ETF	−12,900	300	$5,925
USD	ProShares Ultra Semiconductors	−12,470	1,900	$182,932
AAOI	Applied Optoelectronics, Inc.	−10,890	1,950	$193,557
MU	Micron Technology Inc	−8,215	1,965	$2,092,941
XQQI	NEOS Boosted Nasdaq-100(R) High Income ETF	−7,200	1,000	$50,710
SPCX	Space Exploration Technologies Corp	−7,055	8,425	$1,270,995
SNXX	Tradr 2x Long SNDK Daily ETF	−5,700	6,100	$101,748
BE	Bloom Energy Corp	−5,050	50	$13,849
VIK	Viking Holdings Ltd	−4,850	3,050	$238,906
STM	STMicroelectronics N.V.	−4,500	200	$10,672
MTZ	Mastec Inc	−4,460	2,305	$492,394
GDXJ	VanEck Junior Gold Miners ETF	−4,380	1,700	$193,715
AM	Antero Midstream Corp	−4,300	118,600	$2,390,976
VIR	Vir Biotechnology, Inc.	−3,210	200	$2,236
EOS	Eaton Vance Enhanced Equity Income Fund II	−2,600	145,210	$3,092,973
KMI	Kinder Morgan, Inc.	−2,000	9,500	$286,425
CLS	Celestica Inc	−1,350	30	$10,842
GLW	Corning Inc	−1,150	140	$21,526
LITE	Lumentum Holdings Inc.	−1,120	700	$679,882
SCCO	Southern Copper Corp	−1,097	1,900	$385,244
BA	Boeing Co	−1,090	520	$96,746
STLD	Steel Dynamics Inc	−1,045	2,195	$486,433
C	Citigroup Inc	−800	3,200	$414,336
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FLEX	Flex Ltd.	6,310	$694,036
RSPA		11,900	$613,445
JNJ	Johnson & Johnson	2,230	$590,370
TBT	ProShares UltraShort 20+ Year Treasury	12,600	$535,374
SOXX	iShares Semiconductor ETF	900	$511,776
GDX	VanEck Gold Miners ETF	5,460	$479,388
CRWD	CrowdStrike Holdings, Inc.	1,800	$476,550
NXT	Nextpower Inc.	5,920	$461,345
HOOD	Robinhood Markets, Inc.	3,800	$427,500
MRNA	Moderna, Inc.	2,200	$423,654
EWS	iShares MSCI Singapore ETF	12,730	$423,399
SPCU	Defiance Daily Target 2X Long SPCX ETF	28,200	$376,470
HNGE	Hinge Health, Inc.	3,600	$350,064
VLO	Valero Energy Corp	900	$348,849
DAR	Darling Ingredients Inc.	5,400	$327,834
SCHD	Schwab U.S. Dividend Equity ETF	10,000	$325,300
MTDR	Matador Resources Co	5,830	$300,711
ULTA	Ulta Beauty, Inc.	500	$273,085
TRGP	Targa Resources Corp.	1,000	$270,310
CBRL	Cracker Barrel Old Country Store, Inc	5,000	$263,100
RL	Ralph Lauren Corp	700	$248,549
TSLL	Direxion Daily TSLA Bull 2X Shares	26,700	$240,567
FBL	GraniteShares 2x Long META Daily ETF	6,600	$210,078
UBER	Uber Technologies, Inc	3,000	$205,530
LABU	Direxion Daily S&P Biotech Bull 3X Shares	600	$159,474
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	15,177	$2,074,999
SOLS	Solstice Advanced Materials Inc.	8,506	$753,631
ASML	Asml Holding NV	300	$596,831
AMAT	Applied Materials Inc	800	$578,400
DY	Dycom Industries Inc	1,100	$556,149
CAT	Caterpillar Inc	520	$553,748
FTAI	FTAI Aviation Ltd.	2,020	$546,470
ONTO	Onto Innovation Inc.	1,280	$484,416
OKE	Oneok Inc	5,450	$473,823
ASTS	AST SpaceMobile, Inc.	4,980	$442,522
TSMU	GraniteShares 2x Long TSM Daily ETF	4,600	$424,156
DELL	Dell Technologies Inc.	900	$388,314
EWY	iShares Trust	1,900	$383,610
HONA	Honeywell Aerospace Inc.	1,443	$319,018
WPM	Wheaton Precious Metals Corp.	2,700	$303,264
AVGO	Broadcom Inc.	700	$264,425
HON	Honeywell International Inc	1,043	$233,527
VIAV	Viavi Solutions Inc.	4,800	$229,200
APP	AppLovin Corp	400	$206,092
SCO		5,000	$175,100
PVLA	Palvella Therapeutics, Inc.	1,100	$168,102
IWB	iShares Russell 1000 ETF	200	$81,900
WYFI	WhiteFiber, Inc.	1,200	$46,620
DYN	Dyne Therapeutics, Inc.	2,000	$44,420
LMT	Lockheed Martin Corp	80	$40,756
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

285 tracked positions · $136,272,510 total · filing declares 287 positions · $136,580,033 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 285 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYI	NEOS S&P 500(R) High Income ETF	Added	230,255	+73,170	$12,242,658	+46.8%	8.98%
IVV	iShares Core S&P 500 ETF	Reduced	15,653	-215	$11,987,850	+0.9%	8.80%
MSFT	Microsoft Corp Technology	Added	18,331	+2,277	$9,401,969	+57.0%	6.90%
QQQI	NEOS Nasdaq-100(R) High Income ETF	Added	164,966	+18,670	$9,163,861	+10.3%	6.72%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	15,460	+25	$7,862,183	−2.5%	5.77%
AAPL	Apple Inc. Technology	Added	22,024	+2,760	$7,334,432	+31.6%	5.38%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	15,237	-200	$5,040,856	−0.2%	3.70%
NVDA	Nvidia Corp Technology	Added	17,831	+660	$4,072,243	+18.5%	2.99%
EOS	Eaton Vance Enhanced Equity Income Fund II Financial Services	Reduced	145,210	-2,600	$3,092,973	−5.1%	2.27%
SPY	Spdr S&P 500 ETF Trust	Added	3,900	+20	$2,974,257	+2.7%	2.18%
AM	Antero Midstream Corp Energy	Reduced	118,600	-4,300	$2,390,976	−14.5%	1.75%
GEV	GE Vernova Inc. Industrials	Reduced	2,361	-90	$2,244,106	−22.1%	1.65%
MU	Micron Technology Inc Technology	Reduced	1,965	-8,215	$2,092,941	−82.2%	1.54%
ABBV	AbbVie Inc. Healthcare	Added	7,945	+1,250	$2,078,332	+23.4%	1.53%
UNH	Unitedhealth Group Inc Healthcare	Reduced	4,938	-400	$1,812,641	−18.3%	1.33%
GS	Goldman Sachs Group Inc Financial Services	Added	1,985	+200	$1,787,214	−1.0%	1.31%
MS	Morgan Stanley Financial Services	Added	9,425	+320	$1,772,654	−6.9%	1.30%
V	Visa Inc. Financial Services	Held	4,330	0	$1,555,898	+4.7%	1.14%
SPCX	Space Exploration Technologies Corp Industrials	Reduced	8,425	-7,055	$1,270,995	−51.9%	0.93%
SPG	Simon Property Group Inc. Real Estate	Reduced	6,160	-40	$1,236,681	−10.8%	0.91%
GE	General Electric Co Industrials	Held	3,950	0	$1,233,545	−16.4%	0.91%
MA	Mastercard Inc Financial Services	Reduced	2,065	-10	$1,138,785	+6.9%	0.84%
AMD	Advanced Micro Devices Inc Technology	Added	1,770	+1,195	$1,082,815	+224.2%	0.79%
IYY	iShares Dow Jones U.S. ETF	Held	5,220	0	$967,788	+1.7%	0.71%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	15,615	+200	$956,574	+1.0%	0.70%
NVDY	YieldMax(R) Nvda Option Income Strategy ETF	Added	72,140	+4,900	$919,063	+9.9%	0.67%
CVX	Chevron Corp Energy	Added	4,470	+2,450	$912,818	+172.6%	0.67%
QQQ	Invesco Qqq Trust, Series 1	Held	1,200	0	$887,724	+0.5%	0.65%
PAA	Plains All American Pipeline LP Energy	Added	36,779	+1,500	$872,397	+11.1%	0.64%
SPUU	Direxion Daily S&P 500 Bull 2X Shares	Added	3,540	+140	$784,499	+7.0%	0.58%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Added	4,430	+1,130	$698,522	+33.8%	0.51%
TQQQ	ProShares UltraPro QQQ	Added	8,920	+4,370	$696,027	+88.9%	0.51%
FLEX	Flex Ltd. Technology	NEW	6,310	NEW	$694,036	NEW	0.51%
LITE	Lumentum Holdings Inc. Technology	Reduced	700	-1,120	$679,882	−56.5%	0.50%
ET	Energy Transfer LP Energy	Added	33,789	+708	$668,008	+5.6%	0.49%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	2,335	-775	$664,284	−39.4%	0.49%
RSPA		NEW	11,900	NEW	$613,445	NEW	0.45%
JNJ	Johnson & Johnson Healthcare	NEW	2,230	NEW	$590,370	NEW	0.43%
EOG	Eog Resources Inc Energy	Added	4,248	+50	$585,204	+7.5%	0.43%
AZN	Astrazeneca PLC Healthcare	Held	3,475	0	$561,108	−14.8%	0.41%
GOOG	Alphabet Inc. Communication Services	Reduced	1,605	-465	$546,887	−25.2%	0.40%
TBT	ProShares UltraShort 20+ Year Treasury	NEW	12,600	NEW	$535,374	NEW	0.39%
SNDK	Sandisk Corp Technology	Reduced	300	-551	$521,967	−73.0%	0.38%
XSPI	NEOS Boosted S&P 500(R) High Income ETF	Added	10,400	+1,800	$515,632	+20.6%	0.38%
SOXX	iShares Semiconductor ETF	NEW	900	NEW	$511,776	NEW	0.38%
MTZ	Mastec Inc Industrials	Reduced	2,305	-4,460	$492,394	−82.5%	0.36%
STLD	Steel Dynamics Inc Basic Materials	Reduced	2,195	-1,045	$486,433	−34.6%	0.36%
HPE	Hewlett Packard Enterprise Co Technology	Added	7,560	+3,760	$483,008	+181.8%	0.35%
GDX	VanEck Gold Miners ETF	NEW	5,460	NEW	$479,388	NEW	0.35%
MPLX	Mplx LP Energy	Held	8,500	0	$478,720	−0.0%	0.35%

Showing the top 50 of 285 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.