MFIC · MidCap Financial Investment Corp · Shareholders & Ownership

$8.26 +0.04 (+0.49%) At close · Oct 20

Market Cap

$680.40M

82.37M

Volume · Oct 20 633.52K Avg daily vol (3M) 569.57K

Every disclosed holder of MFIC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns MFIC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	166	31,620,280	38.39%	Yes
Insiders (Forms 3, 4, 5)	3	500,000	0.61%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	50,252,348	61.01%	Rest
Registered funds (N-PORT, not summed)	13	6,943,021	8.43%	No

Shares outstanding: 82,372,628, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of MFIC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Thornburg Investment Income Builder Fund Fund S000011851 · Registered fund · Jun 30, 2026 THORNBURG INVESTMENT TRUST, not summed	3,237,783	3.93%	0	Jun 30, 2026	THORNBURG INVESTMENT TRUST, not summed
2	THORNBURG INVESTMENT MANAGEMENT INC 13F CIK 1145020 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,237,783	3.93%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
3	Apollo Management Holdings, L.P. 13F CIK 1449434 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,348,753	2.85%	+6	Jun 30, 2026	carried, not yet filed for the newest quarter
4	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,104,647	2.56%	+293,478	Jun 30, 2026	carried, not yet filed for the newest quarter
5	SOROS FUND MANAGEMENT LLC 13F CIK 1029160 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,944,500	2.36%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
6	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,929,691	2.34%	+111,406	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Next Capital Management LLC 13F CIK 1752762 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,899,667	2.31%	+28,015	Jun 30, 2026	carried, not yet filed for the newest quarter
8	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	1,665,830	2.02%	+310,124	Jun 30, 2026	VanEck ETF Trust, not summed
9	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,530,893	1.86%	-83,726	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Russell Investments Group, Ltd. 13F CIK 1692234 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,141,719	1.39%	+358,526	Jun 30, 2026	carried, not yet filed for the newest quarter
11	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,078,291	1.31%	+1,078,291	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,052,384	1.28%	-242,201	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	Invesco KBW High Dividend Yield Financial ETF Fund S000030361 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	1,306,412	1.59%	+297,290	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
13	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	789,579	0.96%	+64,166	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Muzinich & Co., Inc. 13F CIK 1618824 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	744,421	0.90%	+27,923	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	549,575	0.67%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
16	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	527,873	0.64%	-79,613	Jun 30, 2026	carried, not yet filed for the newest quarter
17	CURA WEALTH ADVISORS, LLC 13F CIK 2056729 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	512,823	0.62%	-101,095	Jun 30, 2026	carried, not yet filed for the newest quarter
18	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	441,518	0.54%	+12,876	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Putnam BDC Income ETF Fund S000077137 · Registered fund · Jul 31, 2026 Putnam ETF Trust, not summed	456,393	0.55%	+39,105	Jul 31, 2026	Putnam ETF Trust, not summed
19	CONDOR CAPITAL MANAGEMENT 13F CIK 1082491 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	431,882	0.52%	-2,346	Jun 30, 2026	carried, not yet filed for the newest quarter
20	CASTLEKEEP INVESTMENT ADVISORS LLC 13F CIK 1404780 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	414,657	0.50%	+18,484	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Widra Howard Insider CIK 1677134 · Mar 11, 2025 Director, issuer-wide	399,690	0.49%	+50,000	Mar 11, 2025	Director, issuer-wide
22	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	393,638	0.48%	+393,638	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Ethos Financial Group, LLC 13F CIK 1954242 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	391,814	0.48%	-1,784	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Foundations Investment Advisors, LLC 13F CIK 1743404 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	387,610	0.47%	-45,931	Jun 30, 2026	carried, not yet filed for the newest quarter
25	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	383,938	0.47%	-19,930	Jun 30, 2026	carried, not yet filed for the newest quarter
26	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	374,284	0.45%	+13,477	Jun 30, 2026	carried, not yet filed for the newest quarter
27	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	302,773	0.37%	+4,485	Jun 30, 2026	carried, not yet filed for the newest quarter
28	United Advisor Group, LLC 13F CIK 2004873 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	264,846	0.32%	-5,206	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	245,688	0.30%	-9,590	Jun 30, 2026	carried, not yet filed for the newest quarter
30	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	245,485	0.30%	+217,487	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Beach Point Capital Management LP 13F CIK 1453885 · Registered investment adviser · Sep 30, 2026	240,361	0.29%	-200,000	Sep 30, 2026
32	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	236,649	0.29%	-25,096	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Saba Capital Management, L.P. 13F CIK 1510281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	215,136	0.26%	+215,136	Jun 30, 2026	carried, not yet filed for the newest quarter
34	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	213,203	0.26%	-1,668	Jun 30, 2026	carried, not yet filed for the newest quarter
35	LAZARD ASSET MANAGEMENT LLC 13F CIK 1207017 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	207,239	0.25%	+125,205	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Y-Intercept (Hong Kong) Ltd 13F CIK 1772875 · Exempt reporting adviser · Sep 30, 2026	190,062	0.23%	+91,319	Sep 30, 2026
37	Naviter Wealth, LLC 13F CIK 1855567 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	187,298	0.23%	-10,177	Jun 30, 2026	carried, not yet filed for the newest quarter
38	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	186,679	0.23%	-17,477	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Cerity Partners LLC 13F CIK 1566475 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	151,634	0.18%	+77,927	Jun 30, 2026	carried, not yet filed for the newest quarter
40	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	146,152	0.18%	-102,369	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Almitas Capital LLC 13F CIK 1596468 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	140,477	0.17%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
42	J.W. COLE ADVISORS, INC. 13F CIK 1404763 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	133,313	0.16%	+690	Jun 30, 2026	carried, not yet filed for the newest quarter
43	SHARPEPOINT LLC 13F CIK 2046822 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	132,029	0.16%	+7,852	Jun 30, 2026	carried, not yet filed for the newest quarter
44	DNB Asset Management AS 13F CIK 1456670 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	127,082	0.15%	-26,276	Jun 30, 2026	carried, not yet filed for the newest quarter
45	CONFLUENCE INVESTMENT MANAGEMENT LLC 13F CIK 1442056 · Registered investment adviser · Sep 30, 2026	126,539	0.15%	+7,988	Sep 30, 2026
46	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	122,100	0.15%	-6,173	Jun 30, 2026	carried, not yet filed for the newest quarter
47	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	118,353	0.14%	-13,120	Jun 30, 2026	carried, not yet filed for the newest quarter
48	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	116,034	0.14%	+14,663	Jun 30, 2026	carried, not yet filed for the newest quarter
49	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	108,333	0.13%	+39,855	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	102,066	0.12%	-28,700	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 174 holders

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Key facts CIK 1278752 CUSIP 03761U502 13F (30d) 21 filings 21 filers Visit website Investor relations