ACRE · Ares Commercial Real Estate Corp · Holdings

$3.29 -0.03 (-0.90%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$186.42M

55.48M

Volume · Oct 20 875.06K Avg daily vol (3M) 502.31K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ACRE: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 145

Total Value: $114,064,366

Total Shares: 25,418,881

Showing 1–100 of 148 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 144 13F filers

Top Holder

18.5%

of institutional value

Top 5

45.2%

of institutional value

Top 10

63.2%

of institutional value

HHI

638

Broadly held

Who Holds ACRE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 142 filers, like-for-like change +1.6%; actively managed books +2.9%; index-like books +2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	56.6%	72	+11.0%	9	9
Exempt adviser	0.2%	1	new	1	0
Adviser	1.2%	4	+21.8%	1	0
Bank	10.6%	14	-8.8%	0	0
Insurer	1.3%	1	0.0%	0	0
Broker-dealer	0.1%	2	-7.3%	0	0
Benefit plan	0.1%	3	-5.7%	0	0
Non-US	0.2%	3	-5.8%	1	0
Holding company	23.0%	8	+2.8%	0	0
Unknown	6.5%	34	-38.2%	5	5

Style	Share	Filers	Change	New	Exited
Index-like	48.8%	19	+2.3%	0	1
Systematic-like	7.8%	8	+30.7%	2	0
Concentrated	13.2%	18	+4.6%	5	3
Diversified active	30.2%	97	-3.1%	10	9
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	55.4%	90	+1.7%	9	8
Medium turnover	21.0%	30	-4.7%	5	2
High turnover	9.9%	12	+12.5%	3	1
Unknown	13.6%	10	+4.9%	0	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	20.3%	13	+14.4%	2	3
Medium horizon	34.2%	25	+0.6%	4	3
Long horizon	43.0%	98	-2.6%	9	8
Unknown	2.5%	6	+0.8%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.8%	27	-0.7%	6	6
$1B to $10B	9.1%	24	+27.1%	3	2
$10B to $100B	13.6%	43	-1.8%	8	5
$100B or more	61.5%	48	+0.1%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	11.0%	41	+14.6%	7	7
Pooled investment vehicles	8.6%	8	+38.2%	2	0
Registered funds and BDCs	28.0%	9	+4.6%	0	1
Pension and profit sharing plans	0.0%	0	-100.0%	0	1
Insurance companies	0.2%	3	+22.0%	0	0
Governments and sovereign funds	0.3%	1	+0.2%	0	0
Other investment advisers	4.9%	2	+9.9%	0	0
Other	0.6%	1	+29.9%	0	0
Diversified	3.2%	8	+7.1%	1	0
Unknown	43.1%	69	-8.9%	7	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	21.1%	14	+19.9%	3	2
Private equity funds	1.3%	3	+57.2%	1	0
Venture capital funds	0.0%	1	+35.8%	0	0
Real estate funds	0.5%	4	+274.2%	0	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	3.2%	6	+4.0%	0	1
Mixed private funds	0.3%	1	-12.4%	0	1
Private funds, type not stated	2.4%	1	-11.2%	0	0
No private funds	28.1%	42	+6.4%	6	5
Unknown	43.1%	69	-8.9%	7	5

Location	Share	Filers	Change	New	Exited
United States	98.0%	128	+5.0%	15	14
Outside the US	2.0%	14	-60.3%	2	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

142 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.41% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

14.1%

of shares outstanding, 41st percentile

Mar 31, 2026: 12.5%

Private-fund advisers

13.0%

of shares outstanding

Institutional ownership

45.2%

46.3% of the estimated free float

Top 10 holders

63.8%

of 13F shares, Herfindahl 0.065

Active holders

+2.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 11.1 quarters

Under 1 year 22.0% 1 to 3 years 48.4% 3 years or more 29.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.00

estimated per share

Mar 31, 2026: $6.20

Quarter-end price

$4.50

implied by 13F values

Estimated gain or loss

-25.0%

price against the estimated cost

Estimated at a loss

99.1%

of costed 13F value

Estimated cost covers 42.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ACRE's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BRSP BrightSpire Capital, Inc.	4	0.302
2	LADR Ladder Capital Corp	4	0.302
3	GPMT Granite Point Mortgage Trust Inc.	3	0.286
4	MFIC MidCap Financial Investment Corp	4	0.217
5	CCAP Crescent Capital BDC, Inc.	3	0.185
6	CGBD Carlyle Secured Lending, Inc.	3	0.177
7	BCSF Bain Capital Specialty Finance, Inc.	3	0.174
8	BXMT Blackstone Mortgage Trust, Inc.	3	0.140
9	GBDC GOLUB CAPITAL BDC, Inc.	3	0.091
10	FSK FS KKR Capital Corp	3	0.085

Shareholder Targets

13F filers that own its peers but not ACRE, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BRSP, LADR, GPMT, MFIC, CCAP, CGBD, BCSF, BXMT, GBDC, FSK, MNST, OKE, VRTX, GOOGL, NVDA, AMZN, AAPL, MSFT, CB, META. 7,067 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$269,873,408,125 10 held	26.8%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$195,519,659,939 10 held	27.1%	NVDA, GOOGL, MSFT
3	Capital World Investors Adviser, Diversified active	$151,132,487,995 9 held	17.9%	GOOGL, META, NVDA
4	Berkshire Hathaway Inc Insurer, Concentrated	$115,384,451,918 3 held	38.6%	AAPL, GOOGL, CB
5	Amundi Holding company, Index-like	$106,598,227,710 11 held	25.6%	NVDA, AAPL, GOOGL
6	Capital International Investors Adviser, Diversified active	$98,565,832,914 9 held	20.1%	GOOGL, MSFT, NVDA
7	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$77,513,809,609 10 held	14.1%	NVDA, AAPL, MSFT
8	Fisher Asset Management, LLC Adviser, Diversified active	$71,860,524,032 10 held	22.9%	NVDA, AAPL, GOOGL
9	HSBC HOLDINGS PLC Unknown, Index-like	$59,620,059,915 11 held	29.0%	NVDA, GOOGL, AAPL
10	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$54,741,705,898 10 held	32.5%	NVDA, GOOGL, AAPL

Fund Ownership of ACRE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.26% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.43%	+0.38 pp	1,903,482	53
Index ETFs	11.82%	+0.37 pp	6,560,521	23
Active ETFs	0.09%	+0.03 pp	48,141	2
Active funds	2.05%	+0.39 pp	1,138,182	22
Unclassified	0.21%	+0.21 pp	119,200	1
All registered funds	17.61%	+1.38 pp	9,769,526	101

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 75 Exempt adviser 1 Adviser 4 Bank 14 Insurer 1 Broker-dealer 2 Benefit plan 3 Non-US 3 Holding company 8 Unknown 34

Showing 100 of 148

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$21,024,412

18.43%

4,672,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	24,022	$108,099	0.5%	Sole
BlackRock Asset Management Canada Ltd	551	$2,479	0.0%	Sole
BlackRock Investment Management, LLC	155,181	$698,314	3.3%	Sole
BLACKROCK ADVISORS LLC	108,775	$489,487	2.3%	Sole
BlackRock Fund Advisors	2,795,144	$12,578,148	59.8%	Sole
BlackRock Institutional Trust Company, N.A.	1,571,596	$7,072,182	33.6%	Sole
Aperio Group, LLC	16,823	$75,703	0.4%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$10,866,294

9.53%

2,414,732

Lighthouse Investment Partners, LLC

$7,033,720

6.17%

1,563,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HST Ventures, LLC	1,563,049	$7,033,720	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$6,483,037

5.68%

1,440,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	207,795	$935,077	14.4%	Defined
Held directly	1,232,880	$5,547,960	85.6%	Defined

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$6,087,744

5.34%

1,352,832

North Ground Capital

$5,544,000

4.86%

1,232,000

STATE STREET CORP

$5,404,324

4.74%

1,200,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,200,961	$5,404,324	100.0%	Defined

CURA WEALTH ADVISORS, LLC

$4,059,688

3.56%

902,153

Focus Partners Wealth

$2,822,746

2.47%

627,277

VAN ECK ASSOCIATES CORP

$2,698,321

2.37%

599,627

NORTHERN TRUST CORP

$2,671,739

2.34%

593,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	585,344	$2,634,047	98.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,376	$37,692	1.4%	Other

Alpine Global Management, LLC

$2,190,901

1.92%

486,867

WELLINGTON MANAGEMENT GROUP LLP

$2,167,123

1.90%

481,583

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	481,583	$2,167,123	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,995,480

1.75%

443,440

Dana Investment Advisors, Inc.

$1,940,818

1.70%

431,293

MORGAN STANLEY

$1,675,542

1.47%

372,343

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	24	$108	0.0%	Defined
MORGAN STANLEY & CO. LLC	14,944	$67,248	4.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,841	$8,284	0.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	191,519	$861,835	51.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	164,015	$738,067	44.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$1,644,723

1.44%

365,494

Delphi Financial Group, Inc.

$1,507,216

1.32%

334,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Delphi Capital Management, Inc.	334,937	$1,507,216	100.0%	Sole

VICTORY CAPITAL MANAGEMENT INC

$1,251,000

1.10%

278,000

Penserra Capital Management LLC

$1,158,237

1.02%

257,386

Ardent Capital Management, Inc.

$1,151,635

1.01%

299,905

AQR CAPITAL MANAGEMENT LLC

$1,136,144

1.00%

252,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	105	$472	0.0%	Other
Prism Planning Partners LLC	119	$535	0.0%	Other
Compound Planning, Inc.	11	$49	0.0%	Other
Arax Advisory Partners	3,868	$17,406	1.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,487	$6,691	0.6%	Other
Stokes Family Office, LLC	520	$2,340	0.2%	Other
Held directly	246,367	$1,108,651	97.6%	Defined

JPMORGAN CHASE & CO

$1,091,551

0.96%

242,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	22,544	$101,448	9.3%	Defined
J.P. Morgan Investment Management Inc.	46,352	$208,584	19.1%	Defined
J.P. Morgan Securities LLC	173,059	$778,765	71.3%	Defined
J.P. Morgan Securities plc	612	$2,754	0.3%	Defined

Quantinno Capital Management LP

$962,356

0.84%

213,857

GOLDMAN SACHS GROUP INC

$921,289

0.81%

204,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	204,731	$921,289	100.0%	Defined

Almitas Capital LLC

$814,293

0.71%

180,954

TWO SIGMA INVESTMENTS, LP

$798,345

0.70%

177,410

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$792,990

0.70%

176,220

Bank of New York Mellon Corp

$719,072

0.63%

159,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	55,402	$249,309	34.7%	Defined
The Bank of New York Mellon	101,726	$457,767	63.7%	Defined
BNY Mellon, NA joint	2,665	$11,992	1.7%	Defined
Held directly	1	$4	0.0%	Defined

WELLS FARGO & COMPANY/MN

$702,899

0.62%

156,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	44,703	$201,163	28.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	200	$900	0.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	111,297	$500,836	71.3%	Defined

Odyssean, LLC

$658,890

0.58%

146,420

UBS Group AG

$605,704

0.53%

134,601

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11,400	$51,300	8.5%	Defined
UBS AG	123,201	$554,404	91.5%	Defined

AMERIPRISE FINANCIAL INC

$569,623

0.50%

126,583

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	119,878	$539,451	94.7%	Defined
Ameriprise Financial Services, LLC	6,705	$30,172	5.3%	Defined

BI Asset Management Fondsmaeglerselskab A/S

$489,069

0.43%

108,682

Invesco Ltd.

$484,753

0.42%

107,723

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	6,488	$29,196	6.0%	Defined
Invesco Trust Co joint	21,240	$95,580	19.7%	Defined
Invesco Capital Management LLC	79,995	$359,977	74.3%	Defined

Nuveen, LLC

$459,535

0.40%

102,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	4,996	$22,482	4.9%	Defined
TEACHERS ADVISORS, LLC joint	97,123	$437,053	95.1%	Defined

Access Investment Management LLC

$455,400

0.40%

101,200

JANE STREET GROUP, LLC

$415,350

0.36%

92,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	92,300	$415,350	100.0%	Defined

MAI Capital Management

$414,697

0.36%

92,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	91,890	$413,505	99.7%	Defined
Held directly	265	$1,192	0.3%	Sole

BANK OF AMERICA CORP /DE/

$380,263

0.33%

84,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	30,967	$139,351	36.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	53,536	$240,912	63.4%	Defined

Samalin Investment Counsel, LLC

$369,094

0.32%

82,021

Atom Investors LP

$357,372

0.31%

79,416

COMMONWEALTH EQUITY SERVICES, LLC

$355,693

0.31%

79,043

PRICE T ROWE ASSOCIATES INC /MD/

$333,103

0.29%

74,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	74,023	$333,103	100.0%	Defined

RHUMBLINE ADVISERS

$304,893

0.27%

67,754

ALLIANCEBERNSTEIN L.P.

$297,000

0.26%

66,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	66,000	$297,000	100.0%	Defined

KNIGHTSBRIDGE ASSET MANAGEMENT, LLC

$282,433

0.25%

62,763

CITADEL ADVISORS LLC

$280,800

0.25%

62,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	62,400	$280,800	100.0%	Defined

GRATIA CAPITAL, LLC

$247,752

0.22%

55,056

Cambridge Investment Research Advisors, Inc.

$242,869

0.21%

53,971

DEUTSCHE BANK AG\

$233,163

0.20%

51,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	51,814	$233,163	100.0%	Defined

XTX Topco Ltd

$224,437

0.20%

49,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	49,875	$224,437	100.0%	Defined

Farther Finance Advisors, LLC

$219,774

0.19%

57,233

Private Advisor Group, LLC

$214,465

0.19%

47,659

Abel Hall, LLC

$201,676

0.18%

52,520

SEI INVESTMENTS CO

$201,582

0.18%

44,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	44,796	$201,582	100.0%	Sole

Janney Montgomery Scott LLC

$198,198

0.17%

44,044

Graham Capital Management, L.P.

$186,655

0.16%

41,479

GSA CAPITAL PARTNERS LLP

$175,932

0.15%

39,096

RAYMOND JAMES FINANCIAL INC

$172,777

0.15%

38,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	9,550	$42,975	24.9%	Defined
Raymond James Financial Services Advisors, Inc.	28,845	$129,802	75.1%	Defined

AE Wealth Management LLC

$156,640

0.14%

34,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advantage Wealth Partners	353	$1,588	1.0%	Other
Authentikos Wealth Advisory, LLC	57	$256	0.2%	Other
B.O.S.S. Retirement Advisors, LLC	380	$1,710	1.1%	Other
Beacon Capital Management, LLC	209	$940	0.6%	Other
Blackston Financial Advisory Group, LLC	173	$778	0.5%	Other
Capital A Wealth Management, LLC	226	$1,017	0.6%	Other
Decker Retirement Planning Inc.	76	$342	0.2%	Other
Elite Retirement Planning LLC	209	$940	0.6%	Other
Family Legacy Planning	10,542	$47,439	30.3%	Other
FSA Advisors, Inc.	1,145	$5,152	3.3%	Other
Harlow Wealth Managment, Inc.	851	$3,829	2.4%	Other
Integrated Wealth Management Inc	51	$229	0.1%	Other
Kingdom Financial Group LLC.	162	$729	0.5%	Other
Mach-1 Financial Group, LLC	94	$423	0.3%	Other
MADISON AVENUE SECURITIES, LLC	75	$337	0.2%	Other
Martinsen Wealth Management	51	$229	0.1%	Other
Mercurio Weath Advisors	307	$1,381	0.9%	Other
Nicholas Wealth, LLC.	284	$1,278	0.8%	Other
Price Financial	25	$112	0.1%	Other
Raleigh Capital Management Inc.	447	$2,011	1.3%	Other
SMART Wealth LLC	52	$234	0.1%	Other
Ross Wealth Management	64	$288	0.2%	Other
RSG Investments LLC	490	$2,205	1.4%	Other
Slagle Financial, LLC	95	$427	0.3%	Other
Stephen Smith Financial	647	$2,911	1.9%	Other
Strategy Financial Group	26	$117	0.1%	Other
The Holland Group	1,998	$8,991	5.7%	Other
Lloyd Advisory Services, LLC.	669	$3,010	1.9%	Other
Wellment Financial	55	$247	0.2%	Other
Held directly	14,998	$67,490	43.1%	Other

Cresset Asset Management, LLC

$156,600

0.14%

34,800

LOS ANGELES CAPITAL MANAGEMENT LLC

$149,670

0.13%

33,260

LPL Financial LLC

$143,892

0.13%

31,976

Corient Private Wealth LLC

$141,174

0.12%

31,372

Russell Investments Group, Ltd.

$140,868

0.12%

31,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	31,304	$140,868	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$136,174

0.12%

30,261

Kestra Advisory Services, LLC

$134,838

0.12%

29,964

MetLife Investment Management, LLC

$134,761

0.12%

29,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	29,947	$134,761	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$133,681

0.12%

29,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	29,707	$133,681	100.0%	Defined

ROYAL BANK OF CANADA

$129,806

0.11%

28,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,602	$7,209	5.6%	Defined
RBC Capital Markets, LLC	27,243	$122,593	94.4%	Defined
Held directly	1	$4	0.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$123,300

0.11%

27,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	27,400	$123,300	100.0%	Other

Virtu Financial LLC

$115,299

0.10%

25,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	25,622	$115,299	100.0%	Defined

Equitable Holdings, Inc.

$114,750

0.10%

25,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	25,500	$114,750	100.0%	Defined

CITIGROUP INC

$110,870

0.10%

24,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	24,638	$110,870	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$110,619

0.10%

24,582

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	24,582	$110,619	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$109,044

0.10%

24,232

Vanguard Global Advisers, LLC

$106,582

0.09%

23,685

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$103,050

0.09%

22,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	22,900	$103,050	100.0%	Other

CITADEL ADVISORS LLC

$102,150

0.09%

22,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	22,700	$102,150	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$95,656

0.08%

21,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	21,257	$95,656	100.0%	Other

Baker Avenue Asset Management, LP

$91,647

0.08%

20,366

IEQ CAPITAL, LLC

$90,310

0.08%

20,069

FRANKLIN RESOURCES INC

$89,001

0.08%

19,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	16,082	$72,369	81.3%	Defined
FRANKLIN ADVISORY SERVICES LLC	3,696	$16,632	18.7%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$82,008

0.07%

18,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	18,224	$82,008	100.0%	Defined

Curated Wealth Partners LLC

$77,456

0.07%

20,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AQR CAPITAL MANAGEMENT LLC	171	$656	0.8%	Other
Held directly	20,000	$76,800	99.2%	Sole

STIFEL FINANCIAL CORP

$76,077

0.07%

16,906

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	16,906	$76,077	100.0%	Defined

M&T Bank Corp

$74,673

0.07%

16,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wilmington Trust National Association joint	16,594	$74,673	100.0%	Defined

Cerity Partners LLC

$70,640

0.06%

15,698

Police & Firemen's Retirement System of New Jersey

$70,375

0.06%

15,639

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	15,639	$70,375	100.0%	Defined

WESTBOURNE INVESTMENTS, INC.

$67,500

0.06%

15,000

Attessa Capital LLC

$65,280

0.06%

17,000

Mariner, LLC

$61,290

0.05%

13,620

Eurizon Capital SGR S.p.A.

$59,224

0.05%

13,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	13,161	$59,224	100.0%	Other

State of Wyoming

$58,972

0.05%

13,105

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$57,454

0.05%

14,962

ZACKS INVESTMENT MANAGEMENT

$56,479

0.05%

12,551

INTECH INVESTMENT MANAGEMENT LLC

$54,976

0.05%

12,217

NEW YORK STATE COMMON RETIREMENT FUND

$53,271

0.05%

11,838

Morey & Quinn Wealth Partners, LLC

$50,697

0.04%

11,266

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Key facts CIK 1529377 CUSIP 04013V108 13F (30d) 17 filings 17 filers Visit website Investor relations