Baker Avenue Asset Management, LP

Registered adviser

CIK

1432529

Location

SAN FRANCISCO, CA

Portfolio Value

Mid $5,252,794,621

Diversification

Diversified

Filing Date

Global Rank

#852 / 8,827 ▲ 28 · as of Jun 2026

Top Industry

Semiconductors 16.6%

Period ended 38 days ago

Filed Nov 6, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 132657

Roster of Nov 1, 2026

Regulatory AUM

$7,724,862,152

Main clients

Individuals and high net worth (75% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Nov 19, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Nov 2026	$7,724,862,152	Individuals and high net worth (75%)
Apr 2026 to Oct 2026	$5,086,036,641	Individuals and high net worth (94%)
Apr 2025 to Mar 2026	$3,771,014,366	Individuals and high net worth (92%)
Apr 2024 to Mar 2025	$2,592,685,051	Individuals and high net worth (93%)
May 2023 to Mar 2024	$1,900,110,402	Individuals and high net worth (89%)
Apr 2023	$1,900,110,402	Individuals and high net worth (89%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.8%, 22.8 effective positions, active share 51.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

12.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.5 quarters (12+), a floor since 52.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 51.0%; sector active share 28.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

825 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.7%

−0.1 pts

Top 5

38.1%

+1.7 pts

Top 10

48.7%

+2.0 pts

HHI

448

Diversified+13

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	36.4%	$1,909,594,957	183
Technology	30.2%	$1,583,896,100	125
Industrials	6.5%	$341,113,683	98
Financial Services	5.9%	$312,245,609	107
Basic Materials	4.5%	$238,801,945	22
Consumer Cyclical	4.5%	$236,913,115	72
Communication Services	4.2%	$219,358,900	21
Healthcare	3.8%	$197,500,639	79
Energy	2.2%	$113,865,025	27
Consumer Defensive	1.1%	$56,702,032	29
Utilities	0.4%	$23,048,574	24
Real Estate	0.4%	$19,754,042	38

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPCX	Space Exploration Technologies Corp	+260,073	269,194	$40,610,606
VNET	VNET Group, Inc.	+195,903	531,279	$2,948,598
RKT	Rocket Companies, Inc.	+177,193	342,544	$3,942,681
HPE	Hewlett Packard Enterprise Co	+176,848	192,336	$12,288,347
EOSE	Eos Energy Enterprises, Inc.	+171,092	1,247,807	$3,824,528
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+144,197	3,672,759	$89,468,409
INTC	Intel Corp	+118,637	275,519	$33,125,649
APH	Amphenol Corp	+116,388	228,517	$19,263,983
CRWD	CrowdStrike Holdings, Inc.	+69,112	96,030	$25,423,942
XYZ	Block, Inc.	+59,389	64,990	$4,778,714
ABNB	Airbnb, Inc.	+53,165	104,134	$16,729,127
CVS	CVS HEALTH Corp	+47,371	56,153	$4,811,750
HOOD	Robinhood Markets, Inc.	+45,496	335,209	$37,711,012
IUSB	iShares Core Universal USD Bond ETF	+45,090	1,606,182	$70,816,564
BABA	Alibaba Group Holding Ltd	+40,998	173,230	$18,629,154
AGG	iShares Core U.S. Aggregate Bond ETF	+38,265	1,009,887	$95,474,716
UBER	Uber Technologies, Inc	+37,344	257,038	$17,609,673
ETR	Entergy Corp	+36,566	39,425	$3,913,325
ORCL	Oracle Corp	+31,956	209,077	$28,706,272
ADT	ADT Inc.	+30,250	50,555	$307,374
NFLX	Netflix Inc	+27,164	253,025	$17,605,479
IHI	iShares U.S. Medical Devices ETF	+25,805	275,920	$14,113,308
USHY	iShares Broad USD High Yield Corporate Bond ETF	+24,066	683,617	$24,418,799
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	+22,607	1,392,706	$97,698,325
DHI	Horton D R Inc	+22,050	110,740	$15,132,621
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NIO	NIO Inc.	−379,905	163,292	$560,091
BG	Bunge Global SA	−85,319	243,965	$26,092,056
TEM	Tempus AI, Inc.	−83,910	5,312	$435,052
IAU	Ishares Gold Trust	−82,321	22,286	$1,740,536
CPNG	Coupang, Inc.	−59,889	93,146	$1,291,935
QUAL	iShares MSCI USA Quality Factor ETF	−50,602	356,670	$79,266,340
AMZN	Amazon Com Inc	−49,157	291,338	$72,586,862
EWW	iShares MSCI Mexico ETF	−48,262	312,061	$22,184,416
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−45,373	3,418	$379,295
FLO	Flowers Foods Inc	−43,982	19,178	$106,437
NEE	Nextera Energy Inc	−39,013	106,410	$8,059,493
VZ	Verizon Communications Inc	−33,396	26,725	$1,225,875
WMT	Walmart Inc.	−32,733	24,264	$2,521,514
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−30,116	143,699	$8,837,488
CRM	Salesforce, Inc.	−27,716	13,514	$3,102,408
NOW	ServiceNow, Inc.	−22,610	70,462	$9,442,612
SLB	Slb Limited	−17,877	429,246	$20,912,865
DVN	Devon Energy Corp	−15,711	75,843	$3,491,811
XOM	ExxonMobil Holdings Corp	−14,601	218,959	$35,635,577
MUST	Columbia Multi-Sector Municipal Income ETF	−12,435	153,627	$2,937,348
TXG	10x Genomics, Inc.	−12,359	22,665	$2,048,009
FANG	Diamondback Energy, Inc.	−11,976	55,797	$10,256,046
CCL	Carnival Corp Ltd.	−11,761	11,920	$292,516
IWF	iShares Russell 1000 Growth ETF	−11,271	768,933	$96,316,547
EOG	Eog Resources Inc	−10,556	109,881	$15,137,206
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
HUM	Humana Inc	12,312	$4,697,889
IBKR	Interactive Brokers Group, Inc.	54,378	$4,644,968
NOK	Nokia Corp	456,684	$4,630,775
ALB	Albemarle Corp	38,671	$4,090,618
SOXL	Direxion Daily Semiconductor Bull 3X Shares	11,555	$1,708,522
LNG	Cheniere Energy, Inc.	3,896	$1,048,140
ZS	Zscaler, Inc.	3,237	$645,522
GDDY	GoDaddy Inc.	5,346	$510,596
ALLE	Allegion plc	2,818	$433,323
CR	Crane Co	2,117	$431,910
INSM	INSMED Inc	3,688	$420,948
IHF	iShares U.S. Healthcare Providers ETF	7,307	$401,081
U	Unity Software Inc.	9,572	$391,781
KCE	State Street(R) SPDR(R) S&P(R) Capital Markets ETF	2,524	$389,049
RBLX	Roblox Corp	8,877	$376,118
WEC	Wec Energy Group, Inc.	3,677	$370,568
ZBRA	Zebra Technologies Corp	957	$357,257
CEG	Constellation Energy Corp	1,362	$345,975
CARR	CARRIER GLOBAL Corp	6,275	$344,246
FSEC	Fidelity Investment Grade Securitized ETF	8,217	$343,141
P	Everpure, Inc.	2,580	$337,412
RPM	Rpm International Inc	3,396	$335,083
IUSG	iShares Core S&P U.S. Growth ETF	1,644	$318,525
POST	Post Holdings, Inc.	4,275	$311,433
SJM	J M SMUCKER Co	2,582	$307,025
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		113,378	$23,247,025
COIN	Coinbase Global, Inc.	40,169	$5,872,306
ICLN	iShares Global Clean Energy ETF	199,993	$4,097,856
FIGR	Figure Technology Solutions, Inc.	71,740	$2,203,135
JD	JD.com, Inc.	47,010	$1,197,814
TOST	Toast, Inc.	34,975	$973,004
AON	Aon plc	2,647	$877,983
EIX	Edison International	9,856	$733,779
PCG	PG&E Corp	41,595	$699,627
TAN	Invesco Ltd.	10,680	$631,722
AGCO	Agco Corp	3,988	$477,363
DKNG	DraftKings Inc.	18,849	$476,125
SMG	Scotts Miracle-Gro Co	6,949	$473,296
—		8,797	$457,004
CPRT	Copart Inc	15,844	$446,642
—		37,837	$443,071
VBIL	Vanguard Institutional Index Funds	5,725	$433,268
HONA	Honeywell Aerospace Inc.	1,922	$424,915
POOL	Pool Corp	1,792	$385,100
RCL	Royal Caribbean Cruises Ltd	1,181	$375,002
ADSK	Autodesk, Inc.	1,848	$359,288
BITO	ProShares Bitcoin ETF	45,000	$359,100
TXT	Textron Inc	3,787	$347,381
IJK	iShares S&P Mid-Cap 400 Growth ETF	2,922	$343,335
BBWI	Bath & Body Works, Inc.	14,019	$324,259
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

825 tracked positions · $5,252,794,621 total · filing declares 827 positions · $5,346,585,778 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 825 positions by value · page 1 of 17

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. PUT + SHARES Technology	Added	963,451	+4,724	$320,848,452	+15.7%	6.11%
NVDA	Nvidia Corp Technology	Added	1,303,355	+9,425	$297,660,214	+15.0%	5.67%
MSFT	Microsoft Corp Technology	Added	396,971	+19,942	$203,606,425	+44.8%	3.88%
SSD	Simpson Manufacturing Co., Inc. Basic Materials	Reduced	914,476	-38	$156,265,658	−18.4%	2.97%
IVV	iShares Core S&P 500 ETF	Added	150,358	+6,234	$115,151,674	+6.7%	2.19%
VB	Vanguard Index Funds	Reduced	389,667	-4,095	$110,856,364	−7.1%	2.11%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	1,392,706	+22,607	$97,698,325	−2.9%	1.86%
IWF	iShares Russell 1000 Growth ETF	Reduced	768,933	-11,271	$96,316,547	−0.6%	1.83%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	1,009,887	+38,265	$95,474,716	−0.7%	1.82%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	253,052	-4,618	$94,702,180	−0.7%	1.80%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	3,672,759	+144,197	$89,468,409	−0.6%	1.70%
VV	VANGUARD LARGE-CAP INDEX FUND	Added	254,154	+5,468	$89,424,084	+4.6%	1.70%
GOOGL	Alphabet Inc. Communication Services	Added	259,827	+1,782	$89,401,274	−3.1%	1.70%
AMD	Advanced Micro Devices Inc Technology	Reduced	135,287	-2,542	$82,763,175	+3.4%	1.58%
SCHX	Schwab U.S. Large-Cap ETF	Added	2,688,941	+9,355	$80,668,230	+2.3%	1.54%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	356,670	-50,602	$79,266,340	−11.3%	1.51%
QQQ	Invesco Qqq Trust, Series 1	Reduced	103,687	-156	$76,704,531	+0.3%	1.46%
JPM	Jpmorgan Chase & Co Financial Services	Added	223,739	+2,001	$74,019,573	+2.0%	1.41%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	291,338	-49,157	$72,586,862	−10.6%	1.38%
IUSB	iShares Core Universal USD Bond ETF	Added	1,606,182	+45,090	$70,816,564	−1.7%	1.35%
AMAT	Applied Materials Inc Technology	Added	137,175	+18,104	$70,148,551	−18.5%	1.34%
LRCX	Lam Research Corp Technology	Added	168,926	+9,140	$55,493,880	−19.9%	1.06%
EFG	iShares MSCI EAFE Growth ETF	Added	462,379	+1,301	$55,406,829	−3.4%	1.05%
MRVL	Marvell Technology, Inc. Technology	Reduced	199,452	-5,808	$52,697,212	−13.8%	1.00%
IVE	iShares S&P 500 Value ETF	Reduced	208,010	-1,456	$47,484,522	−0.2%	0.90%
PH	Parker-Hannifin Corp Industrials	Added	48,160	+219	$46,013,027	−1.9%	0.88%
CAT	Caterpillar Inc Industrials	Added	55,510	+7,349	$45,006,952	−12.2%	0.86%
SPCX	Space Exploration Technologies Corp Industrials	Added	269,194	+260,073	$40,610,606	+2505.9%	0.77%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	662,663	-5,590	$39,302,542	−1.5%	0.75%
ICVT	iShares Convertible Bond ETF	Added	338,777	+4,366	$38,259,780	−6.0%	0.73%
SCZ	iShares MSCI EAFE Small-Cap ETF	Reduced	448,181	-3,385	$37,835,440	+1.8%	0.72%
HOOD	Robinhood Markets, Inc. Financial Services	Added	335,209	+45,496	$37,711,012	+29.8%	0.72%
TSLA	Tesla, Inc. Consumer Cyclical	Added	105,309	+2,954	$37,364,686	−13.2%	0.71%
APP	AppLovin Corp Communication Services	Reduced	124,386	-5,630	$36,125,425	−46.1%	0.69%
XOM	ExxonMobil Holdings Corp Energy	Reduced	218,959	-14,601	$35,635,577	+11.6%	0.68%
META	Meta Platforms, Inc. Communication Services	Added	48,254	+701	$34,992,835	+30.6%	0.67%
INTC	Intel Corp Technology	Added	275,519	+113,637	$33,125,649	+46.6%	0.63%
LLY	ELI LILLY & Co Healthcare	Added	28,122	+1,591	$32,539,403	+2.3%	0.62%
GE	General Electric Co Industrials	Added	104,163	+2,628	$32,529,063	−14.3%	0.62%
GOOG	Alphabet Inc. Communication Services	Added	95,199	+5,207	$32,438,107	+2.0%	0.62%
JQUA	JPMorgan U.S. Quality Factor ETF	Reduced	434,718	-6,608	$32,082,188	+0.6%	0.61%
JCI	Johnson Controls International plc Industrials	Added	205,538	+3,118	$30,553,223	+3.3%	0.58%
GLW	Corning Inc Technology	Added	194,914	+21,964	$29,969,976	−32.2%	0.57%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	425,099	+17,242	$29,756,930	+16.0%	0.57%
ORCL	Oracle Corp Technology	Added	209,077	+31,956	$28,706,272	+10.6%	0.55%
AVGO	Broadcom Inc. Technology	Added	75,824	+271	$26,628,630	−6.7%	0.51%
BG	Bunge Global SA Consumer Defensive	Reduced	243,965	-85,319	$26,092,056	−25.8%	0.50%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	96,030	+69,112	$25,423,942	+23.8%	0.48%
UBS	UBS Group AG Financial Services	Added	526,187	+1,913	$25,325,380	−2.5%	0.48%
LIN	Linde PLC Basic Materials	Added	52,898	+2,836	$25,108,035	−3.4%	0.48%

Showing the top 50 of 825 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.