McCarley & Cook Financial Planners

Registered adviser

CIK

2159252

Location

CINCINNATI, OH

Portfolio Value

Small $117,486,715

Diversification

Highly concentrated

Filing Date

Global Rank

#8,047 / 8,815 ▼ 71 · as of Jun 2026

Top Industry

Household & Personal Products 30.1%

Period ended 23 days ago

Filed Oct 21, 2026 · 2d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 310087

Roster of Oct 1, 2026

Regulatory AUM

$169,055,195

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$169,055,195	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$140,990,162	Individuals and high net worth (99%)
Feb 2024 to Mar 2025	$121,305,062	Individuals and high net worth (99%)
May 2023 to Jan 2024	$103,515,152	Individuals and high net worth (99%)
Apr 2023	$103,515,152	Individuals and high net worth (99%)
Jul 2022 to Mar 2023	$116,613,208	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 90.9% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 88.9%; sector active share 79.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

271 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

48.6%

+4.2 pts

Top 5

82.7%

+0.5 pts

Top 10

91.7%

+0.8 pts

HHI

2,830

Highly concentrated+333

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.7%	$107,779,884	123
Consumer Defensive	3.0%	$3,580,031	11
Communication Services	1.3%	$1,569,288	10
Technology	1.1%	$1,347,458	28
Financial Services	0.9%	$1,026,684	34
Industrials	0.8%	$998,309	27
Healthcare	0.7%	$773,630	15
Consumer Cyclical	0.2%	$184,832	11
Energy	0.1%	$123,467	5
Basic Materials	0.1%	$85,279	4
Utilities	0.0%	$10,376	1
Real Estate	0.0%	$7,477	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CGCP	Capital Group Core Plus Income ETF	+41,927	147,183	$3,115,864
VEA	Vanguard FTSE Developed Markets ETF	+7,853	310,587	$21,930,548
IVV	iShares Core S&P 500 ETF	+6,403	59,183	$45,325,300
ABBV	AbbVie Inc.	+2,002	2,394	$626,246
SCHX	Schwab U.S. Large-Cap ETF	+1,918	33,148	$994,440
AVUV	Avantis U.S. Small Cap Value ETF	+1,671	39,768	$4,683,477
IEMG	iShares Trust	+1,558	48,032	$0
XCEM	Columbia EM Core ex-China ETF	+926	58,521	$3,008,564
—		+325	730	$0
MSFT	Microsoft Corp	+317	647	$331,846
MTUM	iShares MSCI USA Momentum Factor ETF	+312	2,374	$0
IJH	iShares Core S&P Mid-Cap ETF	+305	63,613	$4,576,955
PLTR	Palantir Technologies Inc.	+277	288	$53,870
CRCL	Circle Internet Group, Inc.	+213	267	$21,939
SCHC	Schwab International Small-Cap Equity ETF	+142	247	$12,285
GOOG	Alphabet Inc.	+124	2,279	$776,546
SPCX	Space Exploration Technologies Corp	+100	101	$15,236
ELD	WisdomTree Emerging Markets Local Debt Fund	+84	5,564	$155,068
IEFA	iShares Core MSCI EAFE ETF	+84	1,664	$161,208
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	+60	8,033	$161,704
—		+49	25,540	$0
AAPL	Apple Inc.	+36	1,602	$533,498
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	+34	13,955	$272,750
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	+31	19,978	$389,970
SCHB	Schwab U.S. Broad Market ETF	+24	2,371	$69,494
No positions match the current search.

Trimmed

Positions the filer reduced

19 positions

Ticker	Company	Δ Shares	Shares	Value
DFLV	Dimensional US Large Cap Value ETF	−93,855	106,398	$4,274,007
PG	PROCTER & GAMBLE Co	−5,675	20,138	$2,925,648
SCHD	Schwab U.S. Dividend Equity ETF	−4,965	4,343	$141,277
IWF	iShares Russell 1000 Growth ETF	−570	15,890	$1,990,381
DFUS	Dimensional U.S. Equity Market ETF	−83	5,739	$476,509
IWD	iShares Russell 1000 Value ETF	−71	6,640	$1,646,255
—		−70	1,656	$0
DFUV	Dimensional U.S. Marketwide Value ETF	−68	5,332	$293,260
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−62	5,316	$315,291
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−47	25,775	$954,190
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−46	1,284	$213,503
BMNR	Bitmine Immersion Technologies, Inc.	−40	15	$396
DGRO	iShares Core Dividend Growth ETF	−32	7,558	$569,797
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	−20	34	$5,278
BRK-B	Berkshire Hathaway Inc	−15	133	$66,227
ABT	Abbott Laboratories	−14	182	$17,987
ADBE	Adobe Inc.	−5	5	$1,199
HD	Home Depot, Inc.	−2	73	$20,767
TMO	Thermo Fisher Scientific Inc.	−1	32	$21,601
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
DNP	Dnp Select Income Fund Inc	6,333	$60,606
LHX	L3harris Technologies, Inc.	164	$38,831
FTEC	Fidelity MSCI Information Technology Index ETF	103	$30,906
DAR	Darling Ingredients Inc.	500	$30,355
PHYS	Sprott Physical Gold Trust	500	$15,635
PBF	PBF Energy Inc.	200	$15,392
FFIV	F5, Inc.	26	$11,574
ICOP	iShares Copper and Metals Mining ETF	200	$10,644
PSLV	Sprott Physical Silver Trust	500	$9,685
GDDY	GoDaddy Inc.	100	$9,551
COPX	Global X Copper Miners ETF	100	$8,470
SNOW	Snowflake Inc.	16	$5,432
MU	Micron Technology Inc	2	$2,130
MAGS	Roundhill Magnificent Seven ETF	27	$1,935
MRVL	Marvell Technology, Inc.	2	$528
ORBS	Eightco Holdings Inc.	100	$117
MBGL	Mobility Global Inc.	4	$68
PSP	Victory Portfolios II	398	$0
—		203	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
SHAK	Shake Shack Inc.	435	$24,368
ACN	Accenture plc	40	$4,977
JOBY	Joby Aviation, Inc.	82	$731
TIC	TIC Solutions, Inc.	80	$647
VST	Vistra Corp.	3	$475
—		20	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

271 tracked positions · $117,486,715 total · filing declares 275 positions · $131,899,067 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 271 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	59,183	+6,403	$45,325,300	+14.7%	38.58%
VEA	Vanguard FTSE Developed Markets ETF	Added	310,587	+7,853	$21,930,548	+1.7%	18.67%
AVUV	Avantis U.S. Small Cap Value ETF	Added	39,768	+1,671	$4,683,477	−1.5%	3.99%
IJH	iShares Core S&P Mid-Cap ETF	Added	63,613	+305	$4,576,955	−6.2%	3.90%
DFLV	Dimensional US Large Cap Value ETF	Reduced	106,398	-93,855	$4,274,007	−46.0%	3.64%
CGCP	Capital Group Core Plus Income ETF	Added	147,183	+41,927	$3,115,864	+32.8%	2.65%
XCEM	Columbia EM Core ex-China ETF	Added	58,521	+926	$3,008,564	−1.2%	2.56%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	20,138	-5,675	$2,925,648	−22.7%	2.49%
DFIC	Dimensional International Core Equity 2 ETF	Held	63,012	0	$2,369,881	+0.9%	2.02%
IWF	iShares Russell 1000 Growth ETF	Reduced	15,890	-570	$1,990,381	−2.6%	1.69%
IWD	iShares Russell 1000 Value ETF	Reduced	6,640	-71	$1,646,255	+1.2%	1.40%
ESGV	VANGUARD ESG U.S. STOCK ETF	Held	8,458	0	$1,146,312	+2.5%	0.98%
SCHX	Schwab U.S. Large-Cap ETF	Added	33,148	+1,918	$994,440	+8.2%	0.85%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	25,775	-47	$954,190	+0.3%	0.81%
GOOG	Alphabet Inc. Communication Services	Added	2,279	+124	$776,546	+2.0%	0.66%
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	Held	18,968	0	$753,408	−2.3%	0.64%
ABBV	AbbVie Inc. Healthcare	Added	2,394	+2,002	$626,246	+534.9%	0.53%
DFJ	WisdomTree Japan SmallCap Dividend Fund	Added	5,066	+3	$587,504	+10.2%	0.50%
DGRO	iShares Core Dividend Growth ETF	Reduced	7,558	-32	$569,797	−0.9%	0.48%
AAPL	Apple Inc. Technology	Added	1,602	+36	$533,498	+17.7%	0.45%
IJR	iShares Core S&P Small-Cap ETF	Held	3,852	0	$524,026	−8.3%	0.45%
IVW	iShares S&P 500 Growth ETF	Held	3,495	0	$497,198	+3.4%	0.42%
DFUS	Dimensional U.S. Equity Market ETF	Reduced	5,739	-83	$476,509	−0.1%	0.41%
VIG	Vanguard Specialized Funds	Held	2,032	0	$474,085	−1.4%	0.40%
GOOGL	Alphabet Inc. Communication Services	Held	1,314	0	$452,121	−3.7%	0.38%
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	Held	5,512	0	$446,857	−1.5%	0.38%
WMT	Walmart Inc. Consumer Defensive	Held	4,273	0	$444,050	−8.2%	0.38%
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	Added	19,978	+31	$389,970	+0.1%	0.33%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Held	5,307	0	$372,286	−4.4%	0.32%
DFEV	Dimensional Emerging Markets Value ETF	Held	8,069	0	$342,125	−0.6%	0.29%
MSFT	Microsoft Corp Technology	Added	647	+317	$331,846	+169.6%	0.28%
SCHF	Schwab International Equity ETF	Held	12,034	0	$330,573	−0.8%	0.28%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	5,316	-62	$315,291	−1.8%	0.27%
IWB	iShares Russell 1000 ETF	Held	722	0	$300,445	+1.6%	0.26%
OAKM	Oakmark U.S. Large Cap ETF	Held	10,218	0	$300,000	+4.2%	0.26%
CTAS	Cintas Corp Industrials	Held	1,512	0	$294,930	+14.7%	0.25%
DFUV	Dimensional U.S. Marketwide Value ETF	Reduced	5,332	-68	$293,260	−1.3%	0.25%
CINF	Cincinnati Financial Corp Financial Services	Added	1,792	+4	$285,591	−13.7%	0.24%
IWS	iShares Russell Mid-Cap Value ETF	Held	1,714	0	$275,508	−2.3%	0.23%
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	Added	13,955	+34	$272,750	−0.1%	0.23%
DFSV	Dimensional US Small Cap Value ETF	Held	6,035	0	$226,131	−3.4%	0.19%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Held	4,325	0	$217,763	−5.3%	0.19%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	1,284	-46	$213,503	−2.3%	0.18%
IWV	iShares Russell 3000 ETF	Held	465	0	$200,721	+1.2%	0.17%
AVSD	Avantis Responsible International Equity ETF	Added	2,491	+18	$198,433	+0.4%	0.17%
ETN	Eaton Corp plc Industrials	Added	432	+3	$185,634	+1.5%	0.16%
AVEM	Avantis Emerging Markets Equity ETF	Held	1,913	0	$179,860	−2.6%	0.15%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Held	1,066	0	$165,443	−1.8%	0.14%
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	Added	8,033	+60	$161,704	−0.4%	0.14%
IEFA	iShares Core MSCI EAFE ETF	Added	1,664	+84	$161,208	+5.6%	0.14%

Showing the top 50 of 271 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.