Flaharty Asset Management, LLC

Registered adviser

CIK

1697882

Location

CLEARWATER, FL

Portfolio Value

Micro $69,830,583

Diversification

Diversified

Filing Date

Global Rank

#8,474 / 8,814 ▼ 5901

Top Industry

Asset Management 43.4%

Period ended 4 months ago

Filed Jul 8, 2026 · 4mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 168495

Roster of Oct 1, 2026

Regulatory AUM

$901,606,202

Main clients

Individuals and high net worth (96% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$901,606,202	Individuals and high net worth (96%)
Apr 2025 to Mar 2026	$809,577,048	Individuals and high net worth (95%)
Apr 2024 to Mar 2025	$761,160,791	Individuals and high net worth (95%)
May 2023 to Mar 2024	$682,629,834	Individuals and high net worth (95%)
Apr 2023	$682,629,834	Individuals and high net worth (95%)
Apr 2022 to Mar 2023	$771,934,005	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.1% of the book (60%+)

Turnover

Low turnover

15.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.2 quarters (12+), a floor since 30.5% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 92.5%; sector active share 82.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

52 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.7%

−0.4 pts

Top 5

41.0%

−2.8 pts

Top 10

66.1%

−3.5 pts

HHI

551

Diversified−47

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	91.6%	$63,960,807	42
Financial Services	4.4%	$3,100,311	2
Technology	1.7%	$1,210,729	2
Basic Materials	0.5%	$381,152	1
Real Estate	0.4%	$311,180	1
Industrials	0.3%	$232,796	1
Energy	0.3%	$218,068	1
Healthcare	0.3%	$216,127	1
Utilities	0.3%	$199,413	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

No qualifying positions this quarter.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FLGV	Franklin U.S. Treasury Bond ETF	−1,290,031	108,143	$2,193,140
PFFD	Global X U.S. Preferred ETF	−1,048,152	97,614	$1,824,405
FTGC	First Trust Global Tactical Commodity Strategy Fund	−959,080	83,146	$2,249,099
FTSL	First Trust Senior Loan Fund	−735,135	64,936	$2,905,886
XCEM	Columbia EM Core ex-China ETF	−706,323	50,945	$2,693,971
JAAA	Janus Henderson AAA CLO ETF	−704,280	57,945	$2,925,643
SPBO	State Street(R) SPDR Portfolio Corporate Bond ETF	−687,336	58,923	$1,711,123
EMBD	Global X Emerging Markets Bond ETF	−687,296	56,983	$1,364,742
KORP	American Century Diversified Corporate Bond ETF	−620,610	55,973	$2,622,335
XLF	State Street Corp	−593,407	47,506	$2,546,796
PFM	Victory Portfolios II	−452,937	47,080	$2,610,586
TVAL	T. Rowe Price Value ETF	−450,352	42,060	$1,753,060
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−419,949	45,705	$4,607,521
JSI	Janus Henderson Securitized Income ETF	−363,316	29,751	$1,523,548
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	−330,610	28,594	$1,443,997
JPST	JPMorgan Ultra-Short Income ETF	−289,307	42,699	$2,159,288
BOND	PIMCO Active Bond Exchange-Traded Fund	−264,945	23,676	$2,183,163
TDIV	First Trust NASDAQ Technology Dividend Index Fund	−240,953	22,589	$2,595,024
RSPG	Victory Portfolios II	−227,002	16,436	$1,610,070
AVUV	Avantis U.S. Small Cap Value ETF	−191,767	14,622	$1,824,240
MFSI	MFS Active International ETF	−191,130	18,224	$591,915
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−180,896	16,573	$2,522,079
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	−157,515	12,937	$2,396,320
—		−152,823	10,992	$1,479,083
QGRO	American Century U.S. Quality Growth ETF	−136,861	14,154	$1,670,879
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
LAMR	Lamar Advertising Co	1,995	$311,180
—		3,599	$298,968
NSC	Norfolk Southern Corp	740	$232,796
IHI	iShares U.S. Medical Devices ETF	4,709	$232,671
MDIV	Multi-Asset Diversified Income Index Fund	11,579	$191,400
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CAT	Caterpillar Inc	3,867	$2,739,614
NVDA	Nvidia Corp	13,389	$2,335,041
XYLD	Global X S&P 500 Covered Call ETF	58,269	$2,280,065
QYLD	Global X NASDAQ 100 Covered Call ETF	123,907	$2,125,005
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	12,874	$2,105,928
JNJ	Johnson & Johnson	7,970	$1,948,186
VNQ	VANGUARD REAL ESTATE INDEX FUND	21,253	$1,885,141
FDN	First Trust Dow Jones Internet Index Fund	7,496	$1,754,288
MLPA	Global X MLP ETF	26,706	$1,438,652
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	67,901	$1,326,106
AZN	Astrazeneca PLC	5,991	$1,181,545
GLD	Spdr Gold Trust	2,586	$1,112,729
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	55,969	$1,098,391
AMZN	Amazon Com Inc	5,235	$1,090,293
NXTG	First Trust Indxx NextG ETF	8,633	$966,205
LLY	ELI LILLY & Co	1,019	$937,245
WMT	Walmart Inc.	6,230	$774,264
MU	Micron Technology Inc	2,289	$773,315
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	36,585	$747,065
—		3,546	$729,766
LMBS	First Trust Low Duration Opportunities ETF	14,530	$723,739
AVGO	Broadcom Inc.	2,303	$712,801
HD	Home Depot, Inc.	2,153	$708,100
RSP	Victory Portfolios II	3,535	$678,437
JBL	Jabil Inc	2,477	$657,965
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

52 tracked positions · $69,830,583 total · filing declares 52 positions · $69,867,579 · as of Jun 30, 2026

All sectors Basic Materials Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 52 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	45,705	-419,949	$4,607,521	−90.2%	26+	before history	6.60%
JAAA	Janus Henderson AAA CLO ETF	Reduced	57,945	-704,280	$2,925,643	−92.4%	11	$50.32	4.19%
FTSL	First Trust Senior Loan Fund	Reduced	64,936	-735,135	$2,905,886	−91.9%	26+	before history	4.16%
XCEM	Columbia EM Core ex-China ETF	Reduced	50,945	-706,323	$2,693,971	−91.3%	10	$30.12	3.86%
KORP	American Century Diversified Corporate Bond ETF	Reduced	55,973	-620,610	$2,622,335	−91.7%	26+	before history	3.76%
PFM	Victory Portfolios II	Reduced	47,080	-452,937	$2,610,586	−89.8%	20	$38.36	3.74%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Reduced	22,589	-240,953	$2,595,024	−89.5%	25	$47.34	3.72%
XLF	State Street Corp Financial Services	Reduced	47,506	-593,407	$2,546,796	−92.0%	8	$45.91	3.65%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	16,573	-180,896	$2,522,079	−91.2%	26+	before history	3.61%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	12,937	-157,515	$2,396,320	−91.3%	21	unpriced	3.43%
FTGC	First Trust Global Tactical Commodity Strategy Fund	Reduced	83,146	-959,080	$2,249,099	−92.5%	18	$25.50	3.22%
IWD	iShares Russell 1000 Value ETF	Reduced	9,052	-115,432	$2,194,476	—	26+	before history	3.14%
FLGV	Franklin U.S. Treasury Bond ETF	Reduced	108,143	-1,290,031	$2,193,140	−92.3%	4	$20.50	3.14%
BOND	PIMCO Active Bond Exchange-Traded Fund	Reduced	23,676	-264,945	$2,183,163	−91.8%	25	$100.95	3.13%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	42,699	-289,307	$2,159,288	−87.1%	13	$50.27	3.09%
IWF	iShares Russell 1000 Growth ETF	Reduced	16,096	-50,346	$1,998,640	—	26+	before history	2.86%
PFFD	Global X U.S. Preferred ETF	Reduced	97,614	-1,048,152	$1,824,405	−91.3%	15	unpriced	2.61%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	14,622	-191,767	$1,824,240	−92.0%	15	$89.22	2.61%
TVAL	T. Rowe Price Value ETF	Reduced	42,060	-450,352	$1,753,060	−90.2%	3	$34.69	2.51%
SPBO	State Street(R) SPDR Portfolio Corporate Bond ETF	Reduced	58,923	-687,336	$1,711,123	−92.1%	16	unpriced	2.45%
QGRO	American Century U.S. Quality Growth ETF	Reduced	14,154	-136,861	$1,670,879	−89.5%	3	$114.10	2.39%
RSPG	Victory Portfolios II	Reduced	16,436	-227,002	$1,610,070	−94.0%	15	$75.66	2.31%
JSI	Janus Henderson Securitized Income ETF	Reduced	29,751	-363,316	$1,523,548	−92.5%	7	$52.11	2.18%
		Reduced	10,992	-152,823	$1,479,083	−91.7%	2	$116.41	2.12%
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	Reduced	28,594	-330,610	$1,443,997	−91.7%	10	$51.32	2.07%
EMBD	Global X Emerging Markets Bond ETF	Reduced	56,983	-687,296	$1,364,742	−92.2%	7	unpriced	1.95%
IWO	iShares Russell 2000 Growth ETF	Reduced	2,296	-24,356	$904,532	—	26+	before history	1.30%
UTES	Virtus Reaves Utilities ETF	Reduced	10,904	-103,535	$891,292	−90.3%	3	$82.40	1.28%
JSMD	Janus Henderson Small/Mid Cap Growth Alpha ETF	Reduced	7,272	-77,609	$736,210	−89.1%	3	$82.92	1.05%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Reduced	4,553	-54,775	$672,614	—	26+	before history	0.96%
AAPL	Apple Inc. Technology	Reduced	2,284	-5,852	$660,898	−68.0%	26+	before history	0.95%
QQQ	Invesco Qqq Trust, Series 1	Reduced	857	-8,616	$631,094	−88.5%	26+	before history	0.90%
SPY	Spdr S&P 500 ETF Trust	Reduced	827	-3,155	$617,578	−76.2%	26+	before history	0.88%
RPV	Invesco S&P 500 Pure Value ETF	Reduced	5,389	-56,357	$613,375	−90.7%	3	$100.93	0.88%
MFSI	MFS Active International ETF	Reduced	18,224	-191,130	$591,915	−90.5%	3	$29.88	0.85%
SCHF	Schwab International Equity ETF	Reduced	20,390	-5,319	$564,803	−11.2%	4	$22.84	0.81%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,691	-1,970	$553,515	−48.6%	8	$269.14	0.79%
MSFT	Microsoft Corp Technology	Reduced	1,474	-8,261	$549,831	−84.7%	26+	before history	0.79%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Reduced	3,917	-1,318	$500,631	−12.8%	4	$116.71	0.72%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	Reduced	4,499	-2,609	$478,288	−28.2%	4	$88.46	0.68%
VMC	Vulcan Materials CO Basic Materials	Reduced	1,292	-3,280	$381,152	−69.4%	26+	before history	0.55%
SCHC	Schwab International Small-Cap Equity ETF	Reduced	7,790	-1,154	$374,854	−10.3%	4	$44.17	0.54%
RSPU	Victory Portfolios II	Reduced	4,079	-14,229	$330,929	−77.7%	17	unpriced	0.47%
LAMR	Lamar Advertising Co Real Estate	NEW	1,995	NEW	$311,180	NEW	1	$144.59	0.45%
		NEW	3,599	NEW	$298,968	NEW	1	$83.52	0.43%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	3,298	-48,224	$267,335	−92.4%	21	$55.39	0.38%
NSC	Norfolk Southern Corp Industrials	NEW	740	NEW	$232,796	NEW	1	$308.32	0.33%
IHI	iShares U.S. Medical Devices ETF	NEW	4,709	NEW	$232,671	NEW	1	unpriced	0.33%
XOM	ExxonMobil Holdings Corp Energy	Reduced	1,595	-2,810	$218,068	−70.8%	18	$104.23	0.31%
UNH	Unitedhealth Group Inc Healthcare	Reduced	520	-1,818	$216,127	−65.8%	25	$325.49	0.31%

Showing the top 50 of 52 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.