Spectrum Wealth Advisory Group, LLC

Registered adviser

CIK

1776821

Location

GRANITE BAY, CA

Portfolio Value

Small $350,313,756

Diversification

Diversified

Filing Date

Global Rank

#4,746 / 8,815 ▲ 363

Top Industry

Asset Management 56.3%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 298632

Roster of Oct 1, 2026

Regulatory AUM

$445,367,405

Main clients

Individuals and high net worth (94% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$445,367,405	Individuals and high net worth (94%)
Apr 2025 to Mar 2026	$370,021,321	Individuals and high net worth (93%)
Mar 2024 to Mar 2025	$282,781,344	Individuals and high net worth (94%)
May 2023 to Feb 2024	$235,552,578	Individuals and high net worth (96%)
Apr 2023	$235,552,578	Individuals and high net worth (96%)
Apr 2022 to Mar 2023	$283,832,338	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 73.6% of the book (60%+)

Turnover

Medium turnover

50.7% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 9.2 quarters, but 15.0% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 84.3%; sector active share 66.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

543 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

12.7%

−2.3 pts

Top 5

49.7%

−6.8 pts

Top 10

73.6%

−5.6 pts

HHI

672

Diversified−155

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	77.3%	$270,737,614	127
Financial Services	13.3%	$46,723,021	69
Technology	4.8%	$16,881,302	67
Communication Services	1.6%	$5,746,218	18
Consumer Cyclical	0.9%	$3,213,380	38
Industrials	0.7%	$2,334,454	60
Utilities	0.6%	$2,029,418	27
Consumer Defensive	0.3%	$1,092,455	22
Healthcare	0.2%	$722,136	51
Real Estate	0.1%	$318,545	22
Energy	0.1%	$316,671	22
Basic Materials	0.1%	$198,542	20

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

23 positions

Ticker	Company	Δ Shares	Shares	Value
MFSI	MFS Active International ETF	+212,801	592,436	$19,242,321
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	+190,524	236,893	$6,725,392
JHMD	John Hancock Multifactor Developed International ETF	+147,001	426,864	$18,957,030
QQQM	Invesco Ltd.	+43,104	145,412	$44,055,473
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	+37,389	139,316	$6,010,092
RECS	Columbia Research Enhanced Core ETF	+27,822	856,938	$37,088,276
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+2,727	3,116	$372,424
AAPL	Apple Inc.	+892	32,654	$9,448,761
JQUA	JPMorgan U.S. Quality Factor ETF	+798	535,194	$38,683,822
MSFT	Microsoft Corp	+562	4,049	$1,510,357
GOOGL	Alphabet Inc.	+526	6,816	$2,435,833
GOOG	Alphabet Inc.	+293	6,141	$2,169,799
NVDA	Nvidia Corp	+259	7,008	$1,402,230
IBM	International Business Machines Corp	+71	1,077	$302,863
META	Meta Platforms, Inc.	+62	484	$272,632
GD	General Dynamics Corp	+42	2,772	$981,953
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	+40	1,871	$530,971
VOO	VANGUARD 500 INDEX FUND	+34	2,167	$1,488,317
AVGO	Broadcom Inc.	+23	1,438	$543,204
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+9	804	$297,512
SO	Southern Co	+6	3,629	$347,331
XMLV	Invesco Ltd.	+5	8,226	$545,630
FTCS	First Trust Capital Strength ETF	+5	5,237	$491,859
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RDVY	First Trust Rising Dividend Achievers ETF	−317,645	214,395	$17,378,858
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	−89,803	39,903	$893,827
PHYL	PGIM Active High Yield Bond ETF	−85,058	25,119	$876,150
JPIB	JPMorgan International Bond Opportunities ETF	−76,897	14,995	$725,008
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−57,050	28,575	$3,080,956
FLXR		−29,403	395,692	$15,515,083
UCON	First Trust Smith Unconstrained Bond ETF	−16,704	76,645	$1,906,927
—		−2,961	85,575	$5,537,558
JAAA	Janus Henderson AAA CLO ETF	−1,962	7,578	$382,613
PEG	Public Service Enterprise Group Inc	−930	1,689	$137,079
FDL	First Trust Morningstar Dividend Leaders Index Fund	−686	29,575	$1,439,119
FVD	First Trust Value Line Dividend Index Fund	−666	24,728	$1,191,395
XMHQ	Victory Portfolios II	−653	56,108	$6,333,471
QQQ	Invesco Qqq Trust, Series 1	−351	25,103	$18,485,849
—		−348	38,955	$3,500,106
XMMO	Victory Portfolios II	−341	20,610	$3,506,585
TSLA	Tesla, Inc.	−272	1,112	$467,707
SPGP	Victory Portfolios II	−239	13,251	$1,620,464
FPX	First Trust US Equity Opportunities ETF	−107	11,265	$2,322,617
DIS	Walt Disney Co	−100	5,902	$568,067
IUSG	iShares Core S&P U.S. Growth ETF	−81	45,564	$8,570,132
MTUM	iShares MSCI USA Momentum Factor ETF	−78	2,273	$0
AMZN	Amazon Com Inc	−69	9,051	$2,157,215
SPY	Spdr S&P 500 ETF Trust	−40	4,543	$3,392,576
NEE	Nextera Energy Inc	−35	5,200	$456,404
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FLCC	Federated Hermes MDT Large Cap Core ETF	839,198	$29,484,382
VNLA	Janus Henderson Short Duration Income ETF	72,445	$3,540,024
XAGG	Eaton Vance Income Opportunities ETF	40,949	$2,047,040
XCEM	Columbia EM Core ex-China ETF	20,325	$1,074,786
AFLG	First Trust Active Factor Large Cap ETF	14,991	$650,909
QQQE	Direxion NASDAQ-100 Equal Weighted Index Shares	4,507	$549,899
JPM	Jpmorgan Chase & Co	1,570	$513,908
BAC	Bank Of America Corp	8,406	$478,973
CSCO	Cisco Systems, Inc.	2,572	$302,107
AXON	Axon Enterprise, Inc.	440	$246,668
AMD	Advanced Micro Devices Inc	423	$245,724
INTC	Intel Corp	1,657	$231,366
FDT	First Trust Developed Markets ex-US AlphaDEX Fund	2,403	$227,516
SSO	ProShares Ultra S&P500	3,140	$211,573
ILCG	iShares Morningstar Growth ETF	1,761	$206,072
AMT	American Tower Corp	1,236	$202,172
MU	Micron Technology Inc	174	$200,846
BRK-B	Berkshire Hathaway Inc	392	$196,152
GEV	GE Vernova Inc.	164	$192,677
FTC	First Trust Large Cap Growth AlphaDEX Fund	990	$191,832
MA	Mastercard Inc	367	$188,491
XSLV	Invesco S&P SmallCap Low Volatility ETF	3,416	$179,032
DUK	Duke Energy CORP	1,392	$176,199
ABBV	AbbVie Inc.	680	$171,115
MMM	3M Co	1,038	$168,062
No positions match the current search.

Sold Out

Positions the filer fully exited

No qualifying positions this quarter.

Portfolio Positions

Compact Export CSV View 13F filing

543 tracked positions · $350,313,756 total · filing declares 543 positions · $351,102,816 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 543 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QQQM	Invesco Ltd. Financial Services	Added	145,412	+43,104	$44,055,473	+81.2%	8	$244.94	12.58%
JQUA	JPMorgan U.S. Quality Factor ETF	Added	535,194	+798	$38,683,822	+18.0%	8	$55.42	11.04%
RECS	Columbia Research Enhanced Core ETF	Added	856,938	+27,822	$37,088,276	+14.8%	8	$33.59	10.59%
FLCC	Federated Hermes MDT Large Cap Core ETF	NEW	839,198	NEW	$29,484,382	NEW	1	$34.18	8.42%
MFSI	MFS Active International ETF	Added	592,436	+212,801	$19,242,321	+70.5%	3	$30.64	5.49%
JHMD	John Hancock Multifactor Developed International ETF	Added	426,864	+147,001	$18,957,030	+59.9%	4	$41.32	5.41%
QQQ	Invesco Qqq Trust, Series 1	Reduced	25,103	-351	$18,485,849	+25.8%	26+	before history	5.28%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	214,395	-317,645	$17,378,858	−52.2%	8	$62.45	4.96%
FLXR		Reduced	395,692	-29,403	$15,515,083	−7.1%	4	$39.67	4.43%
AAPL	Apple Inc. Technology	Added	32,654	+892	$9,448,761	+17.2%	26+	before history	2.70%
IUSG	iShares Core S&P U.S. Growth ETF	Reduced	45,564	-81	$8,570,132	+21.0%	15	unpriced	2.45%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	236,893	+190,524	$6,725,392	+406.1%	8	$28.47	1.92%
XMHQ	Victory Portfolios II	Reduced	56,108	-653	$6,333,471	+7.9%	8	$97.02	1.81%
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	Added	139,316	+37,389	$6,010,092	+49.5%	7	$38.70	1.72%
		Reduced	85,575	-2,961	$5,537,558	+4.1%	8	$55.40	1.58%
VNLA	Janus Henderson Short Duration Income ETF	NEW	72,445	NEW	$3,540,024	NEW	1	$48.98	1.01%
XMMO	Victory Portfolios II	Reduced	20,610	-341	$3,506,585	+15.4%	26+	before history	1.00%
		Reduced	38,955	-348	$3,500,106	+42.1%	26+	before history	1.00%
SPY	Spdr S&P 500 ETF Trust	Reduced	4,543	-40	$3,392,576	+13.8%	26+	before history	0.97%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	28,575	-57,050	$3,080,956	−60.7%	26+	before history	0.88%
GOOGL	Alphabet Inc. Communication Services	Added	6,816	+526	$2,435,833	+34.7%	7	$190.22	0.70%
FPX	First Trust US Equity Opportunities ETF	Reduced	11,265	-107	$2,322,617	+28.6%	26+	before history	0.66%
GOOG	Alphabet Inc. Communication Services	Added	6,141	+293	$2,169,799	+29.3%	7	$190.06	0.62%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	9,051	-69	$2,157,215	+13.6%	26+	before history	0.62%
XAGG	Eaton Vance Income Opportunities ETF	NEW	40,949	NEW	$2,047,040	NEW	1	$50.14	0.58%
UCON	First Trust Smith Unconstrained Bond ETF	Reduced	76,645	-16,704	$1,906,927	−17.5%	8	unpriced	0.54%
SPGP	Victory Portfolios II	Reduced	13,251	-239	$1,620,464	+11.6%	26+	before history	0.46%
MSFT	Microsoft Corp Technology	Added	4,049	+562	$1,510,357	+17.0%	26+	before history	0.43%
VOO	VANGUARD 500 INDEX FUND	Added	2,167	+34	$1,488,317	+16.8%	5	unpriced	0.42%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Reduced	29,575	-686	$1,439,119	−6.4%	17	$36.88	0.41%
NVDA	Nvidia Corp Technology	Added	7,008	+259	$1,402,230	+19.1%	6	$141.25	0.40%
FVD	First Trust Value Line Dividend Index Fund	Reduced	24,728	-666	$1,191,395	−0.2%	26+	before history	0.34%
XCEM	Columbia EM Core ex-China ETF	NEW	20,325	NEW	$1,074,786	NEW	1	$48.87	0.31%
GD	General Dynamics Corp Industrials	Added	2,772	+42	$981,953	+4.8%	2	$354.52	0.28%
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	Reduced	39,903	-89,803	$893,827	−69.0%	5	$22.79	0.26%
PHYL	PGIM Active High Yield Bond ETF	Reduced	25,119	-85,058	$876,150	−77.0%	2	$35.38	0.25%
SLV	iShares Silver Trust	Reduced	16,308	-12	$871,988	−21.6%	9	$30.75	0.25%
QLD	ProShares Ultra QQQ	Held	8,360	0	$808,913	—	14	unpriced	0.23%
AMAT	Applied Materials Inc Technology	Held	1,060	0	$766,380	+111.5%	4	$182.90	0.22%
JPIB	JPMorgan International Bond Opportunities ETF	Reduced	14,995	-76,897	$725,008	−83.5%	4	$48.73	0.21%
GLD	Spdr Gold Trust	Held	1,945	0	$716,499	−14.4%	12	$220.84	0.20%
FXH	First Trust Health Care AlphaDEX Fund	Held	5,769	0	$706,125	+11.5%	26+	before history	0.20%
AFLG	First Trust Active Factor Large Cap ETF	NEW	14,991	NEW	$650,909	NEW	1	$42.45	0.19%
DIS	Walt Disney Co Communication Services	Reduced	5,902	-100	$568,067	−1.8%	16	$101.79	0.16%
QQQE	Direxion NASDAQ-100 Equal Weighted Index Shares	NEW	4,507	NEW	$549,899	NEW	1	unpriced	0.16%
XMLV	Invesco Ltd. Financial Services	Added	8,226	+5	$545,630	+5.4%	26+	before history	0.16%
AVGO	Broadcom Inc. Technology	Added	1,438	+23	$543,204	+24.0%	5	$230.15	0.16%
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	Added	1,871	+40	$530,971	+14.2%	26+	before history	0.15%
JPM	Jpmorgan Chase & Co Financial Services	NEW	1,570	NEW	$513,908	NEW	1	$310.55	0.15%
PLTR	Palantir Technologies Inc. Technology	Held	4,280	0	$499,347	−20.2%	6	$102.61	0.14%

Showing the top 50 of 543 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.