AFLG · First Trust Active Factor Large Cap ETF · Holdings ETF

$44.71 -0.27 (-0.60%)

Volume · Oct 23 2.67M Avg daily vol (3M) 115.75K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 28

Total Value: $59,118,954

Total Shares: 1,339,048

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 28 13F filers · Δ vs Jun 30, 2026

Top Holder

32.8%

+4.5 pts

Top 5

65.3%

+14.0 pts

Top 10

88.5%

+23.5 pts

HHI

1,469

Broadly held+442

Who Holds AFLG

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 132 filers, like-for-like change +11.7%; actively managed books +11.8%; index-like books -2.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.6%	80	+13.6%	15	2
Adviser	0.9%	1	+10.4%	0	0
Bank	3.3%	6	+81.9%	0	0
Broker-dealer	28.2%	1	+11.8%	0	0
Holding company	2.0%	2	+154.5%	0	0
Unknown	22.2%	42	-2.9%	8	1

Style	Share	Filers	Change	New	Exited
Index-like	0.8%	2	-2.4%	0	0
Systematic-like	0.3%	1	new	1	0
Concentrated	7.5%	36	+9.4%	9	0
Diversified active	91.4%	93	+11.6%	13	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	81.4%	86	+12.4%	13	2
Medium turnover	15.0%	31	+8.6%	5	0
High turnover	0.3%	2	new	2	0
Unknown	3.2%	13	-25.8%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.9%	14	-2.0%	5	1
Medium horizon	10.2%	30	+0.3%	7	1
Long horizon	86.5%	82	+13.1%	8	1
Unknown	1.4%	6	+41.6%	3	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.2%	47	+7.6%	12	2
$1B to $10B	15.2%	45	-4.4%	7	1
$10B to $100B	24.8%	26	+24.4%	2	0
$100B or more	47.8%	14	+12.1%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	41.7%	74	+12.9%	14	2
Pooled investment vehicles	0.3%	1	new	1	0
Registered funds and BDCs	0.0%	1	-0.7%	0	0
Pension and profit sharing plans	0.1%	1	+19.4%	0	0
Other investment advisers	0.6%	2	-1.1%	0	0
Unknown	57.2%	53	+10.3%	8	1

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.8%	4	+140.3%	1	0
Private equity funds	0.1%	2	+4211.5%	1	0
Other private funds	0.1%	1	+43.3%	0	0
Mixed private funds	0.0%	1	0.0%	0	0
No private funds	38.0%	71	+12.6%	13	2
Real estate funds	4.6%	1	+8.4%	0	0
Unknown	56.4%	52	+10.3%	8	1

Location	Share	Filers	Change	New	Exited
United States	100.0%	131	+11.7%	23	3
Outside the US	0.0%	1	-7.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

132 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

21.2% of filers hold it in their top 10

Mar 31, 2026: 27

Holders above 5%

median weight 0.019%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

64.8%

of 13F shares, Herfindahl 0.102

Active holders

+11.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 6.2 quarters

Under 1 year 13.1% 1 to 3 years 86.5% 3 years or more 0.373% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$40.02

estimated per share

Mar 31, 2026: $39.36

Quarter-end price

$43.31

implied by 13F values

Estimated gain or loss

+8.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 11.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -105

Institutional value: -89.7%

Shares held: -89.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Farther Finance Advisors, LLC	+26,822	125,786
Small Ignite Planners, LLC	+15,978	62,594
Small Boyce & Associates Wealth Consulting, Inc.	+8,680	94,244
Small Wagner Wealth Management, Corp	+8,132	101,116
Large ASSETMARK, INC	+5,951	438,865

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large Concurrent Investment Advisors, LLC	−47,060	44,363
Small HBW ADVISORY SERVICES LLC	−24,902	8,207
Small IAMS WEALTH MANAGEMENT, LLC	−11,951	79,090
Mid IFP Advisors, Inc	−7,066	114,113
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	−4,915	2,577

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small ARWA LLC	44,055	$1,945,028
Mid Strategic Blueprint, LLC	22,924	$1,012,094
Mid WEDBUSH SECURITIES INC	5,849	$258,233
Mid CX Institutional	62	$2,737

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Stenger Family Office, LLC	408,634	$17,742,888
Small WORLD EQUITY GROUP, INC.	14,114	$612,829
Mid Blue Trust, Inc.	78	$3,386

Filter: New 4 Increased 13 Reduced 9 Sold out 3 Unchanged 2

Holder type: Registered adviser 20 Unknown 8

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ASSETMARK, INC AFLG

$19,375,889

32.77%

438,865

Farther Finance Advisors, LLC AFLG

$5,553,451

9.39%

125,786

IFP Advisors, Inc AFLG

$5,038,088

8.52%

114,113

Wagner Wealth Management, Corp AFLG

$4,464,271

7.55%

101,116

Boyce & Associates Wealth Consulting, Inc. AFLG

$4,160,872

7.04%

94,244

Atria Investments, Inc AFLG

$3,584,980

6.06%

81,200

IAMS WEALTH MANAGEMENT, LLC AFLG

$3,491,823

5.91%

79,090

Ignite Planners, LLC AFLG

$2,763,524

4.67%

62,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	7,598	$335,451	12.1%	Defined
Held directly	54,996	$2,428,073	87.9%	Sole

Concurrent Investment Advisors, LLC AFLG

$1,958,626

3.31%

44,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	1,989	$87,814	4.5%	Sole
Held directly	42,374	$1,870,812	95.5%	Sole

ARWA LLC AFLG

$1,945,028

3.29%

44,055

Strategic Blueprint, LLC AFLG

$1,012,094

1.71%

22,924

Asset Allocation Strategies LLC AFLG

$909,754

1.54%

20,606

SLT Holdings LLC AFLG

$752,713

1.27%

17,049

INDEPENDENT FINANCIAL GROUP, LLC AFLG

$619,203

1.05%

14,025

MANCHESTER FINANCIAL INC AFLG

$609,799

1.03%

13,812

PRIVATE CLIENT SERVICES, LLC AFLG

$413,155

0.70%

9,358

NOVEM GROUP AFLG

$407,813

0.69%

9,237

HBW ADVISORY SERVICES LLC AFLG

$362,339

0.61%

8,207

DAVENPORT & Co LLC AFLG

$347,769

0.59%

7,877

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors AFLG

$316,952

0.54%

7,179

First Heartland Consultants, Inc. AFLG

$282,427

0.48%

6,397

WEDBUSH SECURITIES INC AFLG

$258,233

0.44%

5,849

ABLE Financial Group, LLC AFLG

$231,964

0.39%

5,254

GoalVest Advisory LLC AFLG

$118,322

0.20%

2,680

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. AFLG

$113,774

0.19%

2,577

PRIVATE TRUST CO NA AFLG

$16,467

0.03%

373

AMERICAN NATIONAL BANK & TRUST AFLG

$6,887

0.01%

156

CX Institutional AFLG

$2,737

0.00%