Asset Allocation Strategies LLC

Registered adviser

CIK

1922879

Location

FARMINGTON, MI

Portfolio Value

Small $559,639,927

Diversification

Diversified

Filing Date

Global Rank

#3,297 / 8,814 ▲ 57 · as of Jun 2026

Top Industry

Insurance - Life 16.6%

Period ended 22 days ago

Filed Oct 20, 2026 · 2d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 152339

Roster of Oct 1, 2026

Regulatory AUM

$1,019,375,000

Main clients

Individuals and high net worth (70% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,019,375,000	Individuals and high net worth (70%)
Apr 2025 to Mar 2026	$767,431,598	Individuals and high net worth (72%)
Apr 2024 to Mar 2025	$626,742,262	Individuals and high net worth (72%)
May 2023 to Mar 2024	$451,292,203	Individuals and high net worth (74%)
Apr 2023	$451,292,203	Individuals and high net worth (74%)
Apr 2022 to Mar 2023	$388,045,217	Individuals and high net worth (87%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 76.6% of the book (60%+)

Turnover

Medium turnover

42.9% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 9.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 92.3%; sector active share 77.1% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

170 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

30.5%

+3.0 pts

Top 5

63.0%

−1.6 pts

Top 10

76.8%

+0.2 pts

HHI

1,323

Diversified+119

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.6%	$540,816,141	135
Technology	1.2%	$6,645,404	5
Financial Services	0.9%	$5,116,613	11
Industrials	0.3%	$1,457,646	5
Consumer Cyclical	0.3%	$1,447,204	2
Communication Services	0.3%	$1,424,701	4
Energy	0.2%	$928,601	2
Consumer Defensive	0.1%	$750,955	2
Healthcare	0.1%	$486,773	2
Basic Materials	0.1%	$293,057	1
Utilities	0.0%	$272,832	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHE	Schwab Emerging Markets Equity ETF	+121,884	243,135	$8,862,270
EVTR	Eaton Vance Total Return Bond ETF	+111,839	291,517	$14,048,204
SCHZ	Schwab U.S. Aggregate Bond ETF	+103,555	1,036,672	$22,910,451
CGBL	Capital Group Core Balanced ETF	+69,261	137,516	$5,053,713
SCHG	Schwab U.S. Large-Cap Growth ETF	+64,112	496,675	$17,845,532
VEA	Vanguard FTSE Developed Markets ETF	+58,661	336,881	$23,787,167
IEFA	iShares Core MSCI EAFE ETF	+55,927	107,446	$10,409,368
FNDX	Schwab Fundamental U.S. Large Company ETF	+54,971	624,571	$19,655,249
BOND	PIMCO Active Bond Exchange-Traded Fund	+54,519	161,360	$14,036,706
IEMG	iShares Trust	+41,679	67,353	$0
SCHF	Schwab International Equity ETF	+24,855	724,361	$19,898,196
AVEM	Avantis Emerging Markets Equity ETF	+24,794	34,897	$3,281,015
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+19,934	58,185	$2,755,641
SCHA	Schwab U.S. Small-Cap ETF	+19,009	186,555	$6,087,289
RWL	Invesco Ltd.	+15,519	242,677	$0
GTO	Invesco Total Return Bond ETF	+13,552	246,751	$11,002,627
JEPI	JPMorgan Equity Premium Income ETF	+12,332	107,770	$6,058,829
SCHC	Schwab International Small-Cap Equity ETF	+11,014	134,222	$6,676,202
SCMB	Schwab Municipal Bond ETF	+9,757	43,367	$1,047,746
MLPA	Global X MLP ETF	+9,568	47,990	$0
SCHO	Schwab Short-Term U.S. Treasury ETF	+9,028	126,658	$3,022,059
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+8,432	50,296	$1,402,252
FTHI	First Trust BuyWrite Income ETF	+8,046	26,523	$625,677
AGG	iShares Core U.S. Aggregate Bond ETF	+7,532	146,608	$13,860,320
FTCB	First Trust Core Investment Grade ETF	+6,834	71,118	$1,403,869
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	−154,123	735,418	$22,062,540
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−148,901	428,438	$38,456,594
FNDF	Schwab Fundamental International Equity ETF	−60,484	143,387	$7,707,051
FNDA	Schwab Strategic Trust	−30,195	56,864	$1,990,240
FNDE	Schwab Fundamental Emerging Markets Equity ETF	−29,071	42,283	$1,770,389
PAAA	PGIM AAA CLO ETF	−18,655	177,171	$9,087,100
FNDC	Schwab Fundamental International Small Equity ETF	−11,442	22,132	$1,102,837
XLF	State Street Corp	−10,967	65,026	$0
PHDG	Invesco S&P 500 Downside Hedged ETF	−9,878	48,975	$2,021,839
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−7,055	33,669	$2,070,643
SCHH	Schwab U.S. REIT ETF	−4,394	248,410	$5,474,956
IJR	iShares Core S&P Small-Cap ETF	−4,248	71,591	$9,739,239
SCHD	Schwab U.S. Dividend Equity ETF	−4,180	681,247	$22,160,964
FDLO	Fidelity Low Volatility Factor ETF	−4,077	9,201	$650,142
FVD	First Trust Value Line Dividend Index Fund	−3,450	80,893	$3,794,690
IWR	iShares Russell Mid-Cap ETF	−3,402	12,007	$1,281,266
IQDY	FlexShares International Quality Dividend Dynamic Index Fund	−3,025	47,613	$2,001,112
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	−2,951	8,853	$1,491,022
FTLS	First Trust Long/Short Equity ETF	−2,860	39,914	$3,061,004
IWF	iShares Russell 1000 Growth ETF	−2,519	2,369	$296,740
IJH	iShares Core S&P Mid-Cap ETF	−2,406	137,443	$9,889,023
VIG	Vanguard Specialized Funds	−2,054	4,620	$1,077,892
RDVY	First Trust Rising Dividend Achievers ETF	−1,823	47,323	$3,704,917
IVW	iShares S&P 500 Growth ETF	−1,721	22,839	$3,249,076
VTV	VANGUARD VALUE INDEX FUND	−1,649	1,619	$349,833
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	32,896	$24,335,473
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	324,896	$8,206,872
FPE	First Trust Preferred Securities and Income ETF	230,158	$3,924,193
LALT	First Trust Multi-Strategy Alternative ETF	29,840	$737,346
FTCS	First Trust Capital Strength ETF	5,509	$517,019
FDN	First Trust Dow Jones Internet Index Fund	1,704	$491,518
SUB	iShares Short-Term National Muni Bond ETF	2,608	$272,640
GLTR	abrdn Precious Metals Basket ETF Trust	1,123	$209,214
PFE	Pfizer Inc	7,089	$202,178
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
FMF	First Trust Managed Futures Strategy Fund	6,891	$345,376
GLDM	World Gold Trust	4,126	$327,686
COWZ	Pacer US Cash Cows 100 ETF	4,593	$285,684
INTC	Intel Corp	1,944	$271,440
SPMO	Invesco Ltd.	1,658	$267,833
BYLD	iShares Yield Optimized Bond ETF	11,707	$265,163
HD	Home Depot, Inc.	751	$264,862
CASY	Caseys General Stores Inc	300	$238,437
COWG	Pacer US Large Cap Cash Cows Growth Leaders ETF	5,591	$224,456
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

170 tracked positions · $559,639,927 total · filing declares 171 positions · $668,022,826 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 170 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	428,438	-148,901	$38,456,594	−24.2%	6.87%
QQQ	Invesco Qqq Trust, Series 1	NEW	32,896	NEW	$24,335,473	NEW	4.35%
VEA	Vanguard FTSE Developed Markets ETF	Added	336,881	+58,661	$23,787,167	+20.0%	4.25%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	1,036,672	+103,555	$22,910,451	+6.2%	4.09%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	681,247	-4,180	$22,160,964	+2.0%	3.96%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	735,418	-154,123	$22,062,540	−15.7%	3.94%
IOO	iShares Global 100 ETF	Added	147,621	+622	$21,258,900	+5.9%	3.80%
SCHF	Schwab International Equity ETF	Added	724,361	+24,855	$19,898,196	+2.7%	3.56%
FNDX	Schwab Fundamental U.S. Large Company ETF	Added	624,571	+54,971	$19,655,249	+11.0%	3.51%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	496,675	+64,112	$17,845,532	+21.9%	3.19%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	110,565	+5,733	$17,159,688	+3.6%	3.07%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	137,393	+2,207	$16,910,330	+5.1%	3.02%
EVTR	Eaton Vance Total Return Bond ETF	Added	291,517	+111,839	$14,048,204	+54.2%	2.51%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	161,360	+54,519	$14,036,706	+42.5%	2.51%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	146,608	+7,532	$13,860,320	+0.7%	2.48%
GTO	Invesco Total Return Bond ETF	Added	246,751	+13,552	$11,002,627	+0.7%	1.97%
IEFA	iShares Core MSCI EAFE ETF	Added	107,446	+55,927	$10,409,368	+109.2%	1.86%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	137,443	-2,406	$9,889,023	−8.3%	1.77%
IJR	iShares Core S&P Small-Cap ETF	Reduced	71,591	-4,248	$9,739,239	−13.4%	1.74%
PAAA	PGIM AAA CLO ETF	Reduced	177,171	-18,655	$9,087,100	−9.5%	1.62%
SPHQ	Invesco S&P 500 Quality ETF	Added	106,446	+6,005	$8,949,979	−1.1%	1.60%
SCHE	Schwab Emerging Markets Equity ETF	Added	243,135	+121,884	$8,862,270	+101.6%	1.58%
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	NEW	324,896	NEW	$8,206,872	NEW	1.47%
OMFL	Invesco Russell 1000 Dynamic Multifactor ETF	Added	114,232	+1,232	$7,963,112	+2.8%	1.42%
FNDF	Schwab Fundamental International Equity ETF	Reduced	143,387	-60,484	$7,707,051	−28.3%	1.38%
SCHC	Schwab International Small-Cap Equity ETF	Added	134,222	+11,014	$6,676,202	+12.6%	1.19%
SCHA	Schwab U.S. Small-Cap ETF	Added	186,555	+19,009	$6,087,289	+0.6%	1.09%
JEPI	JPMorgan Equity Premium Income ETF	Added	107,770	+12,332	$6,058,829	+12.4%	1.08%
SCHH	Schwab U.S. REIT ETF	Reduced	248,410	-4,394	$5,474,956	−8.5%	0.98%
CGBL	Capital Group Core Balanced ETF	Added	137,516	+69,261	$5,053,713	+95.1%	0.90%
IMFL	Invesco International Developed Dynamic Multifactor ETF	Added	138,302	+3,851	$4,622,052	+0.1%	0.83%
FALN	iShares Fallen Angels USD Bond ETF	Reduced	168,074	-747	$4,358,158	−5.2%	0.78%
FPE	First Trust Preferred Securities and Income ETF	NEW	230,158	NEW	$3,924,193	NEW	0.70%
FVD	First Trust Value Line Dividend Index Fund	Reduced	80,893	-3,450	$3,794,690	−6.6%	0.68%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	47,323	-1,823	$3,704,917	−7.0%	0.66%
ICLO		Added	140,441	+4,702	$3,593,885	+3.5%	0.64%
AVEM	Avantis Emerging Markets Equity ETF	Added	34,897	+24,794	$3,281,015	+236.6%	0.59%
IVW	iShares S&P 500 Growth ETF	Reduced	22,839	-1,721	$3,249,076	−3.8%	0.58%
JXN	Jackson Financial Inc. Financial Services	Added	24,098	+475	$3,116,353	+28.8%	0.56%
FTLS	First Trust Long/Short Equity ETF	Reduced	39,914	-2,860	$3,061,004	−3.0%	0.55%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	126,658	+9,028	$3,022,059	+6.4%	0.54%
AAPL	Apple Inc. Technology	Added	8,868	+61	$2,953,221	+15.9%	0.53%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	58,185	+19,934	$2,755,641	+42.4%	0.49%
HUSV	First Trust Horizon Managed Volatility Domestic ETF	Reduced	70,554	-549	$2,729,240	−2.3%	0.49%
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	Added	29,897	+743	$2,199,821	−3.3%	0.39%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Reduced	43,690	-1,116	$2,150,421	−4.5%	0.38%
IFLN	Invesco Bloomberg Enhanced Fallen Angels ETF	Added	121,638	+3,256	$2,121,366	−2.0%	0.38%
BUFR	FT Vest Laddered Buffer ETF	Reduced	56,091	-424	$2,101,729	+1.8%	0.38%
EVSM	Eaton Vance Short Duration Municipal Income ETF	Added	42,230	+1,616	$2,076,026	+1.6%	0.37%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	33,669	-7,055	$2,070,643	−4.3%	0.37%

Showing the top 50 of 170 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.