FPE · First Trust Preferred Securities and Income ETF · Holdings ETF

$16.94 -0.11 (-0.65%)

Ex-dividend: $0.0818 · Oct 21, 2026 Return incl. dividend (before tax) -0.17%

Volume · Oct 21 1.87M Avg daily vol (3M) 1.38M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 101

Total Value: $198,232,910

Total Shares: 11,626,716

Showing 1–100 of 101 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 101 13F filers · Δ vs Jun 30, 2026

Top Holder

16.7%

−5.6 pts

Top 5

46.4%

−3.7 pts

Top 10

63.0%

+0.4 pts

HHI

607

Broadly held−149

Who Holds FPE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 464 filers, like-for-like change +0.1%; actively managed books -0.3%; index-like books +1.5%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	24.8%	307	-3.8%	35	31
Exempt adviser	0.0%	0	—	0	0
Adviser	2.7%	3	+2.7%	0	1
Bank	26.3%	19	+2.1%	0	1
Broker-dealer	7.7%	1	+3.8%	0	0
Benefit plan	0.0%	1	-4.1%	0	0
Non-US	0.0%	2	0.0%	0	0
Holding company	23.5%	5	+1.1%	0	1
Unknown	15.0%	126	-0.7%	11	11

Style	Share	Filers	Change	New	Exited
Index-like	22.3%	2	+1.5%	0	2
Systematic-like	0.0%	2	-66.2%	1	1
Concentrated	7.4%	118	-10.8%	14	14
Diversified active	70.2%	342	+0.9%	31	27
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	91.0%	324	+0.1%	24	31
Medium turnover	7.7%	88	+4.2%	14	9
High turnover	0.1%	7	-84.0%	3	4
Unknown	1.2%	45	+61.9%	5	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.1%	45	+63.5%	8	3
Medium horizon	7.4%	94	-15.4%	8	10
Long horizon	90.7%	311	+0.8%	24	31
Unknown	0.8%	14	+60.2%	6	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.4%	226	+13.8%	21	17
$1B to $10B	12.7%	166	-12.8%	20	20
$10B to $100B	13.8%	49	+1.4%	5	3
$100B or more	64.2%	23	+1.0%	0	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	22.8%	281	+1.3%	30	24
Pooled investment vehicles	0.0%	1	-28.5%	1	2
Registered funds and BDCs	0.2%	3	+7.8%	0	0
Pension and profit sharing plans	0.9%	7	-58.8%	2	1
Insurance companies	0.4%	2	+4.4%	0	0
Corporations	0.0%	1	+256.8%	0	0
Other investment advisers	0.1%	5	-71.0%	1	1
Other	0.3%	2	+31.2%	0	1
Diversified	0.2%	5	-10.4%	1	2
Banks and thrifts	0.0%	0	—	0	0
Unknown	75.2%	157	+1.4%	11	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.4%	15	-15.5%	2	2
Private equity funds	0.4%	10	-28.2%	1	1
Venture capital funds	0.0%	1	-9.8%	0	0
Real estate funds	2.1%	5	+6.3%	0	1
Securitized asset funds	0.1%	3	-0.6%	0	0
Other private funds	3.8%	14	+0.7%	1	3
Mixed private funds	0.0%	0	—	0	0
Private funds, type not stated	0.0%	1	-63.2%	0	1
No private funds	18.1%	258	-4.7%	31	23
Liquidity funds	0.0%	0	—	0	0
Unknown	75.2%	157	+1.4%	11	14

Location	Share	Filers	Change	New	Exited
United States	87.7%	453	+0.2%	45	45
Outside the US	12.3%	11	-0.7%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 7 holders with no observed 2026-03-31 13F and 8 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

464 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

5.17% of filers hold it in their top 10

Mar 31, 2026: 28

Holders above 5%

median weight 0.054%

Mar 31, 2026: 3

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

62.7%

of 13F shares, Herfindahl 0.076

Active holders

-0.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 21.1 quarters

Under 1 year 3.72% 1 to 3 years 19.6% 3 years or more 76.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$17.77

estimated per share

Mar 31, 2026: $17.75

Quarter-end price

$17.88

implied by 13F values

Estimated gain or loss

+0.6%

price against the estimated cost

Estimated at a loss

44.2%

of costed 13F value

Estimated cost covers 20.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of FPE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	255,722	1
Active funds	0	0
Unclassified	0	0
All registered funds	255,722	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -364

Institutional value: -95.4%

Shares held: -95.1%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Parkside Investments, LLC	+70,863	1,091,994
Mid PARK NATIONAL CORP /OH/	+43,467	1,947,034
Small Quad-Cities Investment Group, LLC	+15,812	579,972
Mid B. Riley Wealth Advisors, Inc.	+14,224	54,393
Mid Gradient Investments LLC	+12,908	449,843

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large Concurrent Investment Advisors, LLC	−295,009	567,955
Small Triumph Capital Management	−254,731	71,552
Small Econ Financial Services Corp	−174,559	12,338
Mid Avidian Wealth Enterprises, LLC	−54,188	745,527
Small APS Management Group, Inc.	−35,426	95,997

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Asset Allocation Strategies LLC	230,158	$3,924,193
Small PUREfi Wealth, LLC	58,442	$996,436
Mid Cooper Financial Group	23,949	$408,330
Mid YHB Investment Advisors, Inc.	22,948	$391,263
Mid Y-Intercept (Hong Kong) Ltd	17,173	$292,799

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Micro Scarborough Advisors, LLC	56,263	$1,005,982
Small Boyce & Associates Wealth Consulting, Inc.	49,597	$886,794
Small Wagner Wealth Management, Corp	13,984	$250,033
Small Hudson Capital Management LLC	12,595	$225,198
Mid AdvisorNet Financial, Inc	7,970	$142,503

Filter: New 9 Increased 36 Reduced 41 Sold out 8 Unchanged 15

Holder type: Registered adviser 67 Exempt adviser 1 Bank 2 Unknown 31

Showing 100 of 101

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PARK NATIONAL CORP /OH/ FPE

$33,196,929

16.75%

1,947,034

Parkside Investments, LLC FPE

$18,618,497

9.39%

1,091,994

HCR Wealth Advisors FPE

$17,548,507

8.85%

1,029,238

Avidian Wealth Enterprises, LLC FPE

$12,711,235

6.41%

745,527

Quad-Cities Investment Group, LLC FPE

$9,888,522

4.99%

579,972

Concurrent Investment Advisors, LLC FPE

$9,683,632

4.88%

567,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	330,364	$5,632,706	58.2%	Sole
Held directly	237,591	$4,050,926	41.8%	Sole

Gradient Investments LLC FPE

$7,669,823

3.87%

449,843

HOWARD FINANCIAL SERVICES, LTD. FPE

$5,588,035

2.82%

327,744

Family Legacy, Inc. FPE

$5,241,596

2.64%

307,425

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC FPE

$4,809,054

2.43%

282,056

Sound Income Strategies, LLC FPE

$4,161,939

2.10%

244,102

Asset Allocation Strategies LLC FPE

$3,924,193

1.98%

230,158

Fearless Solutions, LLC dba Best Invest FPE

$3,474,227

1.75%

203,767

FLAGSTAR ADVISORS INC FPE

$3,454,909

1.74%

202,634

TOTH FINANCIAL ADVISORY CORP FPE

$3,453,954

1.74%

202,578

IFP Advisors, Inc FPE

$2,523,536

1.27%

148,008

Milestones Private Investment Advisors LLC FPE

$2,512,044

1.27%

147,334

CITY HOLDING CO FPE

$2,279,704

1.15%

133,707

ROI Financial Advisors, LLC FPE

$2,012,854

1.02%

118,056

WealthBridge Capital Management, LLC FPE

$1,917,784

0.97%

112,480

Walker Asset Management, LLC FPE

$1,795,791

0.91%

105,325

Kingsbury Capital Investment Advisors LLC FPE

$1,731,598

0.87%

101,560

GILL CAPITAL PARTNERS, LLC FPE

$1,730,165

0.87%

101,476

Dynamic Advisor Solutions LLC FPE

$1,698,964

0.86%

99,646

APS Management Group, Inc. FPE

$1,636,748

0.83%

95,997

Independent Wealth Network Inc. FPE

$1,482,787

0.75%

86,967

INDEPENDENT FINANCIAL GROUP, LLC FPE

$1,413,342

0.71%

82,894

Summit Financial Wealth Advisors, LLC FPE

$1,304,819

0.66%

76,529

Triumph Capital Management FPE

$1,219,961

0.62%

71,552

PRIVATE TRUST CO NA FPE

$1,202,741

0.61%

70,542

TrueWealth Advisors, LLC FPE

$1,055,872

0.53%

61,928

PUREfi Wealth, LLC FPE

$996,436

0.50%

58,442

Paller Financial Services Inc FPE

$967,331

0.49%

56,735

Bangor Savings Bank FPE

$954,339

0.48%

55,973

B. Riley Wealth Advisors, Inc. FPE

$927,400

0.47%

54,393

Beacon Financial Advisory LLC FPE

$909,634

0.46%

53,351

Essex LLC FPE

$872,448

0.44%

51,170

COLUMBIA ADVISORY PARTNERS LLC FPE

$837,871

0.42%

49,142

Tanager Wealth Management LLP FPE

$818,843

0.41%

48,026

Accel Wealth Management FPE

$768,290

0.39%

45,061

BEACON FINANCIAL GROUP FPE

$730,387

0.37%

42,838

Freedom Financial Partners LLC FPE

$708,410

0.36%

41,549

DAVENPORT & Co LLC FPE

$674,122

0.34%

39,538

Farther Finance Advisors, LLC FPE

$667,439

0.34%

39,146

Ballew Advisors, Inc FPE

$663,296

0.33%

38,903

PUFF WEALTH MANAGEMENT, LLC FPE

$643,586

0.32%

37,747

WINEBRENNER CAPITAL MANAGEMENT LLC FPE

$614,533

0.31%

36,043

LVZ, Inc. FPE

$608,719

0.31%

35,702

TCFG Investment Advisors, LLC FPE

$530,237

0.27%

31,099

1834 INVESTMENT ADVISORS CO FPE

$506,487

0.26%

29,706

Aurora Private Wealth, Inc. FPE

$488,209

0.25%

28,634

Realta Investment Advisors FPE

$479,991

0.24%

28,152

MANCHESTER FINANCIAL INC FPE

$470,580

0.24%

27,600

BAM Wealth Management, LLC FPE

$452,813

0.23%

26,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	4,188	$71,405	15.8%	Other
Held directly	22,370	$381,408	84.2%	Sole

CWA Asset Management Group, LLC FPE

$450,137

0.23%

26,401

Maia Wealth LLC FPE

$443,726

0.22%

26,025

Shulman DeMeo Asset Management LLC FPE

$433,035

0.22%

25,398

QP WEALTH MANAGEMENT, LLC FPE

$422,072

0.21%

24,755

Cooper Financial Group FPE

$408,330

0.21%

23,949

YHB Investment Advisors, Inc. FPE

$391,263

0.20%

22,948

TRUE Private Wealth Advisors FPE

$390,240

0.20%

22,888

SteelPeak Wealth, LLC FPE

$381,493

0.19%

22,375

PINNACLE ASSOCIATES LTD FPE

$375,185

0.19%

22,005

Cyndeo Wealth Partners, LLC FPE

$360,590

0.18%

21,149

OMNI 360 Wealth, Inc. FPE

$358,050

0.18%

21,000

Robertson Stephens Wealth Management, LLC FPE

$355,492

0.18%

20,850

Sensible Money, LLC FPE

$327,803

0.17%

19,226

Balboa Wealth Partners FPE

$327,564

0.17%

19,212

STABLEFORD CAPITAL II LLC FPE

$319,840

0.16%

18,759

E&G Advisors, LP FPE

$314,367

0.16%

18,438

Y-Intercept (Hong Kong) Ltd FPE

$292,799

0.15%

17,173

Diversified Enterprises, LLC FPE

$272,459

0.14%

15,980

Altus Wealth Group LLC FPE

$268,213

0.14%

15,731

Venture Visionary Partners LLC FPE

$267,309

0.13%

15,678

Integris Wealth Management, LLC FPE

$255,750

0.13%

15,000

SMITHBRIDGE ASSET MANAGEMENT INC/DE FPE

$255,272

0.13%

14,972

Prime Capital Investment Advisors, LLC FPE

$238,359

0.12%

13,980

Cornell Pochily Investment Advisors, Inc. FPE

$238,171

0.12%

13,969

Key Client Fiduciary Advisors, LLC FPE

$228,282

0.12%

13,389

Capital Square, LLC FPE

$225,793

0.11%

13,243

J. L. Bainbridge & Co., Inc. FPE

$223,440

0.11%

13,105

Focus Financial Network, Inc. FPE

$216,722

0.11%

12,711

City Center Advisors, LLC FPE

$213,346

0.11%

12,513

Econ Financial Services Corp FPE

$210,362

0.11%

12,338

Blue Zone Wealth Advisors, LLC FPE

$210,107

0.11%

12,323

Advanced Asset Management Advisors Inc FPE

$204,600

0.10%

12,000

Oak Harvest Investment Services FPE

$188,982

0.10%

11,084

ASL Financial, LLC FPE

$187,550

0.09%

11,000

MATHER GROUP, LLC. FPE

$180,337

0.09%

10,577

Encompass More Asset Management FPE

$174,711

0.09%

10,247

ELEVATION WEALTH PARTNERS, LLC FPE

$130,023

0.07%

7,626

Rosenberg Matthew Hamilton FPE

$53,588

0.03%

3,143

Investors Research Corp FPE

$46,393

0.02%

2,721

CoreCap Advisors, LLC FPE

$46,120

0.02%

2,705

Versant Capital Management, Inc FPE

$44,568

0.02%

2,614

Community Financial Services Group, LLC FPE

$17,050

0.01%

1,000

Whipplewood Advisors, LLC FPE

$17,050

0.01%

1,000

ARMSTRONG ADVISORY GROUP, INC FPE

$16,521

0.01%

969

Cape Investment Advisory, Inc. FPE

$11,935

0.01%

700

GK Wealth Management LLC FPE

$2,745

0.00%

161

Showing the top 100 of 101 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.