Quad-Cities Investment Group, LLC

Registered adviser

CIK

1741426

Location

DAVENPORT, IA

Portfolio Value

Small $264,187,805

Diversification

Diversified

Filing Date

Global Rank

#5,467 / 8,825 ▼ 87 · as of Jun 2026

Top Industry

Consumer Electronics 15.9%

Period ended 35 days ago

Filed Oct 16, 2026 · 19d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 154113

Roster of Nov 1, 2026

Regulatory AUM

$425,502,001

Main clients

Individuals and high net worth (84% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$425,502,001	Individuals and high net worth (84%)
Apr 2025 to Jan 2026	$375,563,938	Individuals and high net worth (82%)
Apr 2024 to Mar 2025	$333,447,140	Individuals and high net worth (81%)
May 2023 to Mar 2024	$293,031,167	Individuals and high net worth (81%)
Apr 2023	$293,031,167	Individuals and high net worth (81%)
Apr 2022 to Mar 2023	$327,575,299	Individuals and high net worth (82%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.2%, 22.6 effective positions, active share 70.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

10.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.3 quarters (12+), a floor since 45.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 70.0%; sector active share 47.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

213 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.5%

−0.2 pts

Top 5

39.1%

+1.5 pts

Top 10

52.1%

+0.8 pts

HHI

459

Diversified+16

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	56.6%	$149,643,832	98
Technology	14.4%	$38,005,847	14
Financial Services	7.9%	$20,748,973	32
Industrials	6.3%	$16,718,504	18
Energy	4.1%	$10,905,918	13
Consumer Cyclical	3.6%	$9,500,798	6
Communication Services	2.2%	$5,772,039	6
Healthcare	1.8%	$4,868,515	11
Consumer Defensive	1.5%	$3,990,918	4
Utilities	0.6%	$1,589,923	4
Basic Materials	0.5%	$1,351,674	3
Real Estate	0.4%	$1,090,864	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
RQI	Cohen & Steers Quality Income Realty Fund Inc	+52,829	258,407	$2,816,636
ACYN	First Trust Exchange-Traded Fund	+22,466	87,799	$1,831,487
IBHI	iShares iBonds 2029 Term High Yield and Income ETF	+17,713	40,778	$930,961
PYLD		+16,604	150,885	$3,830,970
FPE	First Trust Preferred Securities and Income ETF	+15,812	579,972	$9,888,522
GOF	Guggenheim Strategic Opportunities Fund	+7,149	21,302	$181,280
SM	SM Energy Co	+3,209	16,986	$573,787
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	+3,138	18,481	$734,065
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+3,113	8,391	$1,054,496
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	+3,076	34,731	$767,728
AVMC	Avantis U.S. Mid Cap Equity ETF	+2,446	30,816	$2,349,103
APLD	Applied Digital Corp.	+2,000	25,600	$623,872
VNQ	VANGUARD REAL ESTATE INDEX FUND	+1,923	9,253	$829,346
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+1,836	68,524	$1,910,449
HYGV	FlexShares High Yield Value - Scored Bond Index Fund	+1,817	15,766	$612,509
HYLS	First Trust Tactical High Yield ETF	+1,734	96,326	$3,783,685
CRWD	CrowdStrike Holdings, Inc.	+1,719	2,292	$606,807
DFAE	Dimensional Emerging Core Equity Market ETF	+1,466	81,564	$3,206,280
XOM	ExxonMobil Holdings Corp	+1,413	13,197	$2,147,811
T	At&T Inc.	+1,244	13,920	$339,648
KTOS	Kratos Defense & Security Solutions, Inc.	+1,020	10,154	$433,474
DGRO	iShares Core Dividend Growth ETF	+1,017	115,310	$8,693,220
DFAI	Dimensional International Core Equity Market ETF	+959	152,242	$6,307,386
CVX	Chevron Corp	+931	2,460	$502,356
MU	Micron Technology Inc	+909	1,088	$1,158,839
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRON	Cronos Group Inc.	−50,000	50,000	$165,000
IBHF	iShares iBonds 2026 Term High Yield and Income ETF	−15,568	8,932	$201,237
FBND	Fidelity Total Bond ETF	−11,394	119,101	$5,157,073
IAGG	iShares Core International Aggregate Bond ETF	−9,993	5,721	$281,473
PPT	Franklin Premier Income Trust	−9,030	264,282	$866,844
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	−7,238	13,190	$301,127
MSD	Morgan Stanley Emerging Markets Debt Fund Inc	−5,826	18,431	$124,224
EVV	Eaton Vance Ltd Duration Income Fund	−4,568	17,955	$151,719
FEMS	First Trust Exchange-Traded Fund II	−3,597	40,498	$0
JHPI	John Hancock Preferred Income ETF	−3,552	18,986	$412,186
USA	Liberty All Star Equity Fund	−2,917	19,850	$114,534
AMZN	Amazon Com Inc	−2,039	25,095	$6,252,419
TPYP	Tortoise North American Pipeline ETF	−1,947	86,395	$3,444,136
FTSL	First Trust Senior Loan Fund	−1,643	29,678	$1,322,748
CSQ	Calamos Strategic Total Return Fund	−1,576	31,761	$647,606
JAAA	Janus Henderson AAA CLO ETF	−1,392	135,110	$6,819,001
AAPL	Apple Inc.	−1,380	54,546	$18,164,908
NFLX	Netflix Inc	−1,283	5,609	$390,274
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−923	18,700	$3,109,436
FTSM	First Trust Enhanced Short Maturity ETF	−920	24,963	$1,485,548
WMT	Walmart Inc.	−893	24,633	$2,559,861
IJH	iShares Core S&P Mid-Cap ETF	−861	105,158	$7,566,118
NVDA	Nvidia Corp	−705	25,124	$5,737,819
IJR	iShares Core S&P Small-Cap ETF	−630	33,477	$4,554,211
CP	Canadian Pacific Kansas City Ltd	−599	11,928	$1,015,072
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	6,943	$1,047,420
SAUG	FT Vest U.S. Small Cap Moderate Buffer ETF - August	11,357	$308,185
PM	Philip Morris International Inc.	1,457	$278,024
MPC	Marathon Petroleum Corp	671	$265,326
CAIE	Calamos Autocallable Income ETF	9,384	$249,802
ERO	Ero Copper Corp.	6,618	$242,814
DSEP	FT Vest U.S. Equity Deep Buffer ETF - September	4,879	$238,436
PLTR	Palantir Technologies Inc.	1,240	$231,942
BMY	Bristol Myers Squibb Co	3,610	$225,264
ICE	Intercontinental Exchange, Inc.	1,425	$216,642
PSX	Phillips 66	800	$204,248
BSJT		9,771	$201,820
—		2,607	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
EMXC	iShares MSCI Emerging Markets ex China ETF	9,807	$1,003,256
NLR	VanEck Uranium and Nuclear ETF	2,658	$308,274
JEPI	JPMorgan Equity Premium Income ETF	4,631	$261,558
SFEB	FT Vest U.S. Small Cap Moderate Buffer ETF - February	9,488	$249,012
ITA	iShares U.S. Aerospace & Defense ETF	886	$214,784
GAM	General American Investors Co Inc	3,245	$206,868
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	5,045	$206,239
VSEEW	Vsee Health, Inc.	121,000	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

213 tracked positions · $264,187,805 total · filing declares 213 positions · $279,709,182 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 213 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	54,546	-1,380	$18,164,908	+12.2%	6.88%
FPE	First Trust Preferred Securities and Income ETF	Added	579,972	+15,812	$9,888,522	−2.0%	3.74%
DGRO	iShares Core Dividend Growth ETF	Added	115,310	+1,017	$8,693,220	+0.4%	3.29%
DFAU	Dimensional US Core Equity Market ETF	Added	145,727	+205	$7,630,265	+1.4%	2.89%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	105,158	-861	$7,566,118	−7.4%	2.86%
JAAA	Janus Henderson AAA CLO ETF	Reduced	135,110	-1,392	$6,819,001	−1.1%	2.58%
QQQ	Invesco Qqq Trust, Series 1	Added	8,661	+139	$6,407,147	+2.1%	2.43%
DFAI	Dimensional International Core Equity Market ETF	Added	152,242	+959	$6,307,386	+1.1%	2.39%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	25,095	-2,039	$6,252,419	−3.3%	2.37%
NVDA	Nvidia Corp Technology	Reduced	25,124	-705	$5,737,819	+11.0%	2.17%
IVV	iShares Core S&P 500 ETF	Reduced	7,431	-263	$5,691,031	−1.2%	2.15%
FBND	Fidelity Total Bond ETF	Reduced	119,101	-11,394	$5,157,073	−13.1%	1.95%
MSFT	Microsoft Corp Technology	Reduced	10,026	-24	$5,142,335	+37.2%	1.95%
IJR	iShares Core S&P Small-Cap ETF	Reduced	33,477	-630	$4,554,211	−10.0%	1.72%
WFC	Wells Fargo & Company Financial Services	Reduced	51,106	-174	$4,091,035	−3.5%	1.55%
PYLD		Added	150,885	+16,604	$3,830,970	+7.6%	1.45%
HYLS	First Trust Tactical High Yield ETF	Added	96,326	+1,734	$3,783,685	−1.6%	1.43%
DE	Deere & Co Industrials	Reduced	5,468	-28	$3,672,035	+5.3%	1.39%
TPYP	Tortoise North American Pipeline ETF	Reduced	86,395	-1,947	$3,444,136	−7.0%	1.30%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	73,805	+350	$3,280,632	+0.7%	1.24%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	81,564	+1,466	$3,206,280	−0.4%	1.21%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Reduced	18,700	-923	$3,109,436	−3.5%	1.18%
RQI	Cohen & Steers Quality Income Realty Fund Inc Financial Services	Added	258,407	+52,829	$2,816,636	+11.3%	1.07%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Reduced	70,315	-25	$2,603,061	+0.5%	0.99%
WMT	Walmart Inc. Consumer Defensive	Reduced	24,633	-893	$2,559,861	−11.5%	0.97%
CAT	Caterpillar Inc Industrials	Added	3,127	+1	$2,535,340	−23.8%	0.96%
GOOG	Alphabet Inc. Communication Services	Added	7,152	+23	$2,436,972	−3.3%	0.92%
FBT	First Trust NYSE Arca Biotechnology Index Fund	Held	8,782	0	$2,390,987	+9.8%	0.91%
AVMC	Avantis U.S. Mid Cap Equity ETF	Added	30,816	+2,446	$2,349,103	+3.2%	0.89%
AVGO	Broadcom Inc. Technology	Reduced	6,307	-360	$2,214,955	−12.1%	0.84%
DFAS	Dimensional U.S. Small Cap ETF	Added	28,308	+168	$2,191,605	−5.4%	0.83%
XOM	ExxonMobil Holdings Corp Energy	Added	13,197	+1,413	$2,147,811	+33.3%	0.81%
TSLA	Tesla, Inc. Consumer Cyclical	Added	5,982	+256	$2,122,473	−11.9%	0.80%
JCPB	JPMorgan Core Plus Bond ETF	Reduced	46,664	-233	$2,089,613	−5.1%	0.79%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Reduced	42,075	-359	$2,066,303	+0.1%	0.78%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Added	68,524	+1,836	$1,910,449	−2.6%	0.72%
VLO	Valero Energy Corp Energy	Reduced	4,928	-361	$1,910,142	+38.7%	0.72%
FTCS	First Trust Capital Strength ETF	Reduced	19,623	-333	$1,841,618	−1.7%	0.70%
ACYN	First Trust Exchange-Traded Fund	Added	87,799	+22,466	$1,831,487	+34.8%	0.69%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	20,336	-162	$1,592,105	−4.2%	0.60%
DFIC	Dimensional International Core Equity 2 ETF	Added	40,963	+82	$1,540,618	+1.1%	0.58%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,422	-54	$1,521,521	−4.9%	0.58%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	24,963	-920	$1,485,548	−3.9%	0.56%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	3,144	-65	$1,434,261	−6.4%	0.54%
AXON	Axon Enterprise, Inc. Industrials	Added	3,374	+192	$1,425,582	−20.1%	0.54%
FTSL	First Trust Senior Loan Fund	Reduced	29,678	-1,643	$1,322,748	−5.6%	0.50%
COLB	Columbia Banking System, Inc. Financial Services	Added	45,835	+33	$1,310,881	−10.7%	0.50%
ICVT	iShares Convertible Bond ETF	Reduced	11,559	-68	$1,305,415	−7.8%	0.49%
FTHI	First Trust BuyWrite Income ETF	Added	53,671	+237	$1,266,098	−0.7%	0.48%
EPD	Enterprise Products Partners L.P. Energy	Added	35,205	+225	$1,253,650	−2.5%	0.47%

Showing the top 50 of 213 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.