SCHA · Schwab U.S. Small-Cap ETF · Holdings ETF

$32.75 +0.08 (+0.26%)

Volume · Oct 21 3.6M Avg daily vol (3M) 3.16M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 404

Total Value: $1,275,961,992

Total Shares: 39,104,035

Showing 1–100 of 404 holdings by value · page 1 of 5

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 404 13F filers · Δ vs Jun 30, 2026

Top Holder

7.2%

−7.8 pts

Top 5

22.8%

−8.0 pts

Top 10

35.3%

−3.5 pts

HHI

189

Broadly held−141

Who Holds SCHA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,355 filers, like-for-like change +1.9%; actively managed books +2.2%; index-like books -16.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	64.5%	1,000	+2.6%	91	24
Adviser	0.3%	9	+89.1%	0	0
Bank	9.2%	28	-2.8%	1	0
Insurer	0.5%	1	+33.3%	0	0
Broker-dealer	1.0%	1	-2.1%	0	0
Holding company	2.0%	8	-7.5%	1	0
Exempt adviser	0.0%	0	—	0	0
Non-US	0.0%	0	-100.0%	0	1
Unknown	22.4%	308	+1.7%	39	14

Style	Share	Filers	Change	New	Exited
Index-like	1.2%	11	-16.7%	1	0
Systematic-like	0.3%	3	+167.0%	3	2
Concentrated	33.3%	651	+3.4%	55	16
Diversified active	64.6%	688	+1.3%	73	20
Unknown	0.6%	1	-7.4%	0	1
Not measured	0.0%	1	0.0%	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	88.9%	1,017	+0.9%	76	19
Medium turnover	6.2%	165	+2.1%	29	12
High turnover	1.8%	20	+78.7%	8	2
Unknown	3.2%	152	+5.5%	19	6
Not measured	0.0%	1	0.0%	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	3.5%	145	+6.1%	22	7
Medium horizon	11.3%	312	+5.0%	36	13
Long horizon	83.8%	873	+0.9%	68	18
Unknown	1.4%	24	+37.2%	6	1
Not measured	0.0%	1	0.0%	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	22.7%	827	+1.4%	85	25
$1B to $10B	17.8%	401	+1.3%	38	11
$10B to $100B	35.2%	91	+4.2%	7	0
$100B or more	24.4%	35	-0.6%	2	3
Not measured	0.0%	1	0.0%	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	60.8%	923	+2.7%	85	20
Pooled investment vehicles	0.2%	2	+197.5%	1	1
Registered funds and BDCs	1.1%	8	+7.5%	2	0
Pension and profit sharing plans	1.1%	20	+6.2%	1	0
Insurance companies	0.0%	1	-33.4%	0	1
Charitable organizations	0.0%	2	-2.7%	0	0
Governments and sovereign funds	0.0%	1	0.0%	0	0
Banks and thrifts	0.0%	1	-24.3%	0	0
Corporations	0.0%	3	+67.6%	1	0
Other investment advisers	0.3%	9	+19.2%	0	1
Other	0.2%	2	-5.1%	0	0
Diversified	0.8%	26	-26.8%	1	1
Unknown	35.5%	357	+0.6%	41	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.2%	31	+4.9%	3	5
Private equity funds	4.2%	27	-2.9%	2	1
Venture capital funds	0.0%	2	0.0%	0	0
Real estate funds	0.8%	13	+5.1%	2	0
Securitized asset funds	0.0%	2	-94.0%	1	0
Other private funds	5.1%	36	+2.4%	2	0
Mixed private funds	0.1%	8	+2.2%	0	0
Private funds, type not stated	0.8%	8	-3.8%	0	1
No private funds	52.4%	872	+3.3%	81	17
Unknown	35.5%	356	+0.6%	41	15

Location	Share	Filers	Change	New	Exited
United States	97.7%	1,346	+1.8%	130	38
Outside the US	2.3%	9	+3.2%	2	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 16 holders with no observed 2026-03-31 13F and 18 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd.

Conviction and Crowding

1,354 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

743

54.9% of filers hold it in their top 10

Mar 31, 2026: 746

Holders above 5%

median weight 0.087%

Mar 31, 2026: 29

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

38.8%

of 13F shares, Herfindahl 0.033

Active holders

+2.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 19.2 quarters

Under 1 year 4.56% 1 to 3 years 15.6% 3 years or more 79.8% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $16,555 (2 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$29.24

estimated per share

Mar 31, 2026: $27.21

Quarter-end price

$36.11

implied by 13F values

Estimated gain or loss

+23.5%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 5.35% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of SCHA by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	0	0
Active ETFs	832,174	2
Active funds	0	0
Unclassified	0	0
All registered funds	832,174	2

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

158

Decreased

150

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -955

Institutional value: -86.0%

Shares held: -84.5%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Weaver Capital Management LLC	+395,921	647,076
Mid Apella Capital, LLC	+274,728	325,965
Small Blue Sky Capital Consultants Group, Inc.	+189,293	251,273
Large Farther Finance Advisors, LLC	+88,096	307,073
Mid Charles Schwab Trust Co	+69,573	938,873

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Mid CoreCap Advisors, LLC	−343,380	1,313,505
Mid Summit Financial Strategies, Inc.	−177,559	457,428
Large Concurrent Investment Advisors, LLC	−143,898	131,638
Small Sightline Wealth Advisors, LLC	−111,376	299,591
Small Bangor Savings Bank	−62,131	455,687

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Bestgate Wealth Advisors, LLC	8,579	$279,932
Small LEGACY FINANCIAL GROUP, INC.	8,427	$274,973
Small Kellett Wealth Advisors, LLC	6,970	$227,431
Small RAM Investment Partners, LLC	6,455	$210,626
Small Rydar Equities, Inc.	3,153	$102,882

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Mid Foster Victor Wealth Advisors, LLC	116,340	$4,203,364
Mid Robertson Stephens Wealth Management, LLC	75,514	$2,728,320
Micro Scarborough Advisors, LLC	36,034	$1,301,908
Small Worth Asset Management, LLC	16,669	$602,249
Small BOYUM WEALTH ARCHITECTS LLC	15,037	$543,286

Filter: New 13 Increased 158 Reduced 150 Sold out 22 Unchanged 81

Holder type: Registered adviser 292 Adviser 1 Bank 3 Unknown 108

Showing 100 of 404

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC SCHA

$91,906,212

7.20%

2,816,617

SIMS INVESTMENT MANAGEMENT, LLC SCHA

$56,626,428

4.44%

1,735,410

Gemmer Asset Management LLC SCHA

$49,900,961

3.91%

1,529,297

93 Financial Group, LLC SCHA

$49,179,936

3.85%

1,507,200

CoreCap Advisors, LLC SCHA

$42,859,668

3.36%

1,313,505

Mokosak Advisory Group, LLC SCHA

$39,005,249

3.06%

1,195,380

TruNorth Capital Management, LLC SCHA

$31,609,757

2.48%

968,733

Charles Schwab Trust Co SCHA

$30,635,425

2.40%

938,873

Dynamic Advisor Solutions LLC SCHA

$29,555,568

2.32%

905,779

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC SCHA

$29,526,201

2.31%

904,879

OLD NATIONAL BANCORP /IN/ SCHA

$27,342,308

2.14%

837,950

FIDELIS iM, LLC SCHA

$25,468,237

2.00%

780,516

White & Co Financial Planning Inc SCHA

$22,628,480

1.77%

693,487

Weaver Capital Management LLC SCHA

$21,114,089

1.65%

647,076

ZynergyRetirementPlanningLLC SCHA

$18,597,957

1.46%

569,965

Matrix Trust Co SCHA

$18,050,883

1.41%

553,199

RKL Wealth Management LLC SCHA

$15,606,961

1.22%

478,301

Summit Financial Strategies, Inc. SCHA

$14,925,875

1.17%

457,428

Prime Capital Investment Advisors, LLC SCHA

$14,922,645

1.17%

457,329

Bangor Savings Bank SCHA

$14,869,066

1.17%

455,687

Essex LLC SCHA

$12,677,244

0.99%

388,515

Focus Financial Network, Inc. SCHA

$12,433,041

0.97%

381,031

Courage Miller Partners, LLC SCHA

$11,705,523

0.92%

358,735

Global Wealth Strategies & Associates SCHA

$11,002,901

0.86%

337,202

Compass Financial Group, INC/SD SCHA

$10,811,885

0.85%

331,348

Apella Capital, LLC SCHA

$10,636,237

0.83%

325,965

Arnold Financial Planning LLC SCHA

$10,465,419

0.82%

320,730

Diversify Advisory Services, LLC SCHA

$10,390,697

0.81%

318,440

DIVERSIFY WEALTH MANAGEMENT, LLC SCHA

$10,390,697

0.81%

318,440

Curbstone Financial Management Corp SCHA

$10,256,196

0.80%

314,318

SALEM INVESTMENT COUNSELORS INC SCHA

$10,145,450

0.80%

310,924

Farther Finance Advisors, LLC SCHA

$10,019,791

0.79%

307,073

Sightline Wealth Advisors, LLC SCHA

$9,775,654

0.77%

299,591

PATRIOT INVESTMENT MANAGEMENT GROUP, INC. SCHA

$9,415,484

0.74%

288,553

Blue Sky Capital Consultants Group, Inc. SCHA

$8,199,037

0.64%

251,273

Marquette Asset Management, LLC SCHA

$8,155,770

0.64%

249,947

MATHER GROUP, LLC. SCHA

$7,850,647

0.62%

240,596

Family Legacy Financial Solutions, LLC SCHA

$7,593,490

0.60%

232,715

Fifth Third Securities, Inc. SCHA

$6,921,051

0.54%

212,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	212,107	$6,921,051	100.0%	Defined

Meriwether Wealth & Planning, LLC SCHA

$6,891,390

0.54%

211,198

Womack Financial LLC SCHA

$6,862,154

0.54%

210,302

IFP Advisors, Inc SCHA

$6,852,071

0.54%

209,993

GILL CAPITAL PARTNERS, LLC SCHA

$6,766,385

0.53%

207,367

Wilkins Miller Wealth Management, LLC SCHA

$6,661,545

0.52%

204,154

Powers Advisory Group, LLC SCHA

$6,654,268

0.52%

203,931

Davis Capital Management SCHA

$6,426,837

0.50%

196,961

Orgel Wealth Management, LLC SCHA

$6,235,038

0.49%

191,083

Asset Allocation Strategies LLC SCHA

$6,087,289

0.48%

186,555

CERTIOR FINANCIAL GROUP, LLC SCHA

$5,900,613

0.46%

180,834

FF Advisors,LLC SCHA

$5,586,060

0.44%

171,194

MISSION WEALTH MANAGEMENT, LP SCHA

$5,452,995

0.43%

167,116

Upper Left Wealth Management, LLC SCHA

$5,352,853

0.42%

164,047

Lighthouse Wealth Management Inc. SCHA

$5,098,274

0.40%

156,245

IFS Advisors, LLC SCHA

$5,066,296

0.40%

155,265

Global Strategic Investment Solutions, LLC SCHA

$4,500,590

0.35%

137,928

May Barnhard Investments LLC SCHA

$4,451,776

0.35%

136,432

Concurrent Investment Advisors, LLC SCHA

$4,295,347

0.34%

131,638

Frisco Financial Planning LLC SCHA

$4,275,443

0.34%

131,028

Diligent Investors, LLC SCHA

$4,261,053

0.33%

130,587

Cambridge Financial Group, LLC SCHA

$4,202,613

0.33%

128,796

Gleason Group, Inc. SCHA

$4,147,436

0.33%

127,105

Sensible Money, LLC SCHA

$4,116,274

0.32%

126,150

CFG Wealth Management Services, Inc. SCHA

$4,089,322

0.32%

125,324

Churchill Financial Advisors, LLC SCHA

$4,058,878

0.32%

124,391

Lee Financial Co SCHA

$4,019,885

0.32%

123,196

Newman Dignan & Sheerar, Inc. SCHA

$3,892,236

0.31%

119,284

Boltwood Capital Management SCHA

$3,839,898

0.30%

117,680

1834 INVESTMENT ADVISORS CO SCHA

$3,822,571

0.30%

117,149

Koesten, Hirschmann & Crabtree, INC. SCHA

$3,806,778

0.30%

116,665

Foster Group, Inc. SCHA

$3,719,461

0.29%

113,989

Smith Thornton Advisors LLC SCHA

$3,705,430

0.29%

113,559

Mid-American Wealth Advisory Group, Inc. SCHA

$3,619,384

0.28%

110,922

Triangle Securities Wealth Management SCHA

$3,508,344

0.27%

107,519

First Affirmative Financial Network SCHA

$3,269,264

0.26%

100,192

Integrated Advisors Network LLC SCHA

$3,252,656

0.25%

99,683

Vision Capital Management, Inc. SCHA

$3,248,838

0.25%

99,566

Arcataur Capital Management LLC SCHA

$3,170,363

0.25%

97,161

Avior Wealth Management, LLC SCHA

$3,126,182

0.25%

95,807

PHILLIPS FINANCIAL MANAGEMENT, LLC SCHA

$3,121,255

0.24%

95,656

Sunburst Financial Group, LLC SCHA

$3,107,583

0.24%

95,237

Wealth Enhancement Trust Services, Inc. SCHA

$3,075,670

0.24%

94,259

PINNACLE ASSOCIATES LTD SCHA

$3,057,463

0.24%

93,701

Elser Financial Planning, Inc SCHA

$3,014,587

0.24%

92,387

Investors Research Corp SCHA

$2,956,636

0.23%

90,611

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC SCHA

$2,952,231

0.23%

90,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIGNATURE INVESTMENT ADVISORS LLC	1,704	$55,601	1.9%	Defined
Held directly	88,772	$2,896,630	98.1%	Sole

Harbor Group, Inc. SCHA

$2,943,258

0.23%

90,201

EAGLE HARBOR ASSET MANAGEMENT INC /ADV SCHA

$2,927,269

0.23%

89,711

SeaCrest Wealth Management, LLC SCHA

$2,926,682

0.23%

89,693

Green Ridge Wealth Planning LLC SCHA

$2,900,937

0.23%

88,904

Balboa Wealth Partners SCHA

$2,801,220

0.22%

85,848

Envision Financial LLC SCHA

$2,742,682

0.21%

84,054

NBT BANK N A /NY SCHA

$2,699,740

0.21%

82,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc.	1,372	$44,768	1.7%	Defined
Held directly	81,366	$2,654,972	98.3%	Sole

Downshift Financial, LLC SCHA

$2,658,137

0.21%

81,463

Dorato Capital Management SCHA

$2,639,897

0.21%

80,904

BankPlus Wealth Management LLC SCHA

$2,629,814

0.21%

80,595

Consilium Wealth Advisory, LLC SCHA

$2,615,718

0.20%

80,163

Columbus Macro, LLC SCHA

$2,598,131

0.20%

79,624

Wedmont Private Capital SCHA

$2,590,593

0.20%

79,393

First Growth Capital LLC SCHA

$2,583,023

0.20%

79,161

BLUESTEM FINANCIAL ADVISORS, LLC SCHA

$2,526,214

0.20%

77,420

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