Essex LLC

Registered adviser

CIK

1889147

Location

DEER PARK, IL

Portfolio Value

Small $608,809,638

Diversification

Diversified

Filing Date

Global Rank

#3,268 / 8,827 ▲ 59 · as of Jun 2026

Top Industry

Internet Content & Information 30.0%

Period ended 38 days ago

Filed Oct 14, 2026 · 24d

21 quarters · since Sep 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 108352

Roster of Nov 1, 2026

Regulatory AUM

$649,327,632

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Feb 2026 to Nov 2026	$649,327,632	Individuals and high net worth (93%)
Feb 2025 to Jan 2026	$563,083,517	Individuals and high net worth (94%)
Mar 2024 to Jan 2025	$474,349,933	Individuals and high net worth (98%)
May 2023 to Feb 2024	$392,397,145	Individuals and high net worth (99%)
Mar 2023 to Apr 2023	$392,397,145	Individuals and high net worth (99%)
Mar 2022 to Feb 2023	$439,771,084	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 67.4% of the book (60%+)

Turnover

Low turnover

20.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 75.2%; sector active share 55.4% against the combined 13F book's sector weights.

Over time 20 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

183 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.1%

+1.5 pts

Top 5

51.3%

+1.3 pts

Top 10

66.0%

−1.4 pts

HHI

701

Diversified+44

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	63.8%	$388,262,748	81
Communication Services	11.0%	$66,719,184	6
Technology	7.4%	$45,057,422	24
Industrials	5.5%	$33,307,019	17
Financial Services	4.6%	$28,012,826	14
Healthcare	3.4%	$20,893,029	15
Consumer Cyclical	1.3%	$8,116,632	6
Utilities	0.8%	$5,028,161	4
Consumer Defensive	0.7%	$4,313,764	6
Energy	0.6%	$3,808,066	4
Basic Materials	0.5%	$3,128,228	4
Real Estate	0.4%	$2,162,559	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FBND	Fidelity Total Bond ETF	+214,057	238,204	$10,314,233
NBIL		+164,512	185,562	$4,898,836
SCHI	Schwab 5-10 Year Corporate Bond ETF	+122,360	212,107	$4,547,574
SCHF	Schwab International Equity ETF	+17,632	811,230	$22,284,488
SCHJ	Schwab 1-5 Year Corporate Bond ETF	+16,965	86,099	$2,074,985
SCHM	Schwab U.S. Mid-Cap ETF	+16,882	690,252	$23,482,373
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	+6,444	75,512	$3,114,870
VXUS	Vanguard Total International Stock ETF	+6,269	32,588	$2,768,676
FNDE	Schwab Fundamental Emerging Markets Equity ETF	+5,786	170,698	$7,147,125
XLF	State Street Corp	+4,930	183,449	$0
JPST	JPMorgan Ultra-Short Income ETF	+4,669	31,460	$1,584,640
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+3,925	34,721	$1,369,396
FPE	First Trust Preferred Securities and Income ETF	+3,776	51,170	$872,448
SOUN	Soundhound Ai, Inc.	+3,155	31,700	$190,834
PFE	Pfizer Inc	+2,918	61,240	$1,746,564
CRWD	CrowdStrike Holdings, Inc.	+2,903	3,944	$1,044,174
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+2,893	227,561	$17,579,087
RIG	Transocean Ltd.	+2,713	102,571	$537,472
SCHA	Schwab U.S. Small-Cap ETF	+2,295	388,515	$12,677,244
APH	Amphenol Corp	+2,226	4,452	$375,303
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	+1,979	23,369	$2,543,481
—		+1,735	35,873	$0
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+1,654	48,285	$8,062,629
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	+1,637	67,427	$7,482,374
XSW	State Street(R) SPDR(R) S&P(R) Software & Services ETF	+1,473	16,010	$3,114,585
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
JBND	JPMorgan Active Bond ETF	−127,637	670,529	$34,277,442
VCRB	VANGUARD CORE BOND ETF	−86,951	458,437	$33,750,131
—		−32,048	974,585	$0
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−31,326	321,953	$25,212,139
XNCR	Xencor Inc	−13,633	85,028	$2,121,448
PINS	Pinterest, Inc.	−10,208	16,926	$319,732
FPEI	First Trust Institutional Preferred Securities and Income ETF	−6,521	641,282	$11,825,240
CNTN	Canton Strategic Holdings, Inc.	−5,365	17,537	$41,650
VBIL	Vanguard Institutional Index Funds	−3,219	5,872	$444,627
SCHX	Schwab U.S. Large-Cap ETF	−3,110	943,302	$28,299,060
GE	General Electric Co	−2,964	14,885	$4,648,436
PLTR	Palantir Technologies Inc.	−2,262	1,573	$294,229
TBT	ProShares UltraShort 20+ Year Treasury	−2,000	5,796	$246,272
NBIS	Nebius Group N.V.	−1,841	198,481	$46,817,698
GS	Goldman Sachs Group Inc	−1,562	12,224	$11,006,000
IYH	iShares U.S. Healthcare ETF	−1,426	32,714	$2,341,013
SCHB	Schwab U.S. Broad Market ETF	−1,246	87,143	$2,554,161
ZIM	ZIM Integrated Shipping Services Ltd.	−1,200	13,257	$388,695
ED	Consolidated Edison Inc	−936	12,256	$1,252,685
SCHG	Schwab U.S. Large-Cap Growth ETF	−741	26,215	$941,904
MLPX	Global X MLP and Energy Infrastructure ETF	−668	49,536	$3,458,603
SO	Southern Co	−642	21,179	$1,755,527
BUG	Global X Cybersecurity ETF	−622	17,459	$806,256
JPM	Jpmorgan Chase & Co	−570	30,108	$9,960,629
HONA	Honeywell Aerospace Inc.	−529	3,911	$606,087
No positions match the current search.

New Positions

Positions the filer opened this quarter

14 positions

Ticker	Company	Shares	Value
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	135,497	$9,505,114
DY	Dycom Industries Inc	9,677	$2,603,887
VCRM	Vanguard Municipal Bond Funds	26,409	$1,890,092
CAT	Caterpillar Inc	918	$744,305
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	8,257	$630,834
WELL	Welltower Inc.	1,545	$355,720
VUSB	VANGUARD ULTRA-SHORT BOND ETF	6,547	$324,403
CB	Chubb Ltd	748	$243,287
COF	Capital One Financial Corp	1,130	$218,169
TEM	Tempus AI, Inc.	2,552	$209,008
DOCU	Docusign, Inc.	3,073	$206,351
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	6,279	$202,686
OKTA	Okta, Inc.	960	$200,745
IVF	INVO Fertility, Inc.	45,780	$41,668
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
PYPL	PayPal Holdings, Inc.	19,781	$854,143
PLD	Prologis, Inc.	3,056	$413,996
OKLO	Oklo Inc.	4,999	$261,597
NVO	Novo Nordisk A S	4,800	$230,112
LITE	Lumentum Holdings Inc.	260	$223,095
AAOI	Applied Optoelectronics, Inc.	1,468	$217,498
PM	Philip Morris International Inc.	1,200	$217,092
AGG	iShares Core U.S. Aggregate Bond ETF	2,100	$207,858
CSCO	Cisco Systems, Inc.	1,743	$204,732
CHDN	Churchill Downs Inc	2,269	$203,393
INV	Innventure, Inc.	34,739	$176,126
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

183 tracked positions · $608,809,638 total · filing declares 183 positions · $659,852,261 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 183 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	258,299	+367	$50,562,029	+2.9%	8.31%
NBIS	Nebius Group N.V. Communication Services	Reduced	198,481	-1,841	$46,817,698	−15.4%	7.69%
JBND	JPMorgan Active Bond ETF	Reduced	670,529	-127,637	$34,277,442	−19.7%	5.63%
VCRB	VANGUARD CORE BOND ETF	Reduced	458,437	-86,951	$33,750,131	−19.9%	5.54%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	943,302	-3,110	$28,299,060	+1.6%	4.65%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Reduced	321,953	-31,326	$25,212,139	−13.7%	4.14%
SCHM	Schwab U.S. Mid-Cap ETF	Added	690,252	+16,882	$23,482,373	−5.4%	3.86%
SCHF	Schwab International Equity ETF	Added	811,230	+17,632	$22,284,488	+1.4%	3.66%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	227,561	+2,893	$17,579,087	−1.0%	2.89%
SCHA	Schwab U.S. Small-Cap ETF	Added	388,515	+2,295	$12,677,244	−9.2%	2.08%
FPEI	First Trust Institutional Preferred Securities and Income ETF	Reduced	641,282	-6,521	$11,825,240	−5.4%	1.94%
NVDA	Nvidia Corp Technology	Added	48,399	+753	$11,053,363	+15.9%	1.82%
GS	Goldman Sachs Group Inc Financial Services	Reduced	12,224	-1,562	$11,006,000	−21.1%	1.81%
AAPL	Apple Inc. Technology	Added	31,549	+160	$10,506,447	+15.7%	1.73%
FBND	Fidelity Total Bond ETF	Added	238,204	+214,057	$10,314,233	+839.0%	1.69%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	30,108	-570	$9,960,629	−0.8%	1.64%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	NEW	135,497	NEW	$9,505,114	NEW	1.56%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	50,929	+1,160	$8,577,462	+8.6%	1.41%
GOOGL	Alphabet Inc. Communication Services	Added	24,690	+328	$8,495,335	−2.4%	1.40%
MSFT	Microsoft Corp Technology	Added	15,830	+547	$8,119,207	+42.4%	1.33%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	48,285	+1,654	$8,062,629	−6.7%	1.32%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	67,427	+1,637	$7,482,374	+6.2%	1.23%
FNDE	Schwab Fundamental Emerging Markets Equity ETF	Added	170,698	+5,786	$7,147,125	+9.2%	1.17%
GOOG	Alphabet Inc. Communication Services	Reduced	20,569	-144	$7,008,681	−4.2%	1.15%
JNJ	Johnson & Johnson Healthcare	Added	23,061	+353	$6,105,169	+5.9%	1.00%
DE	Deere & Co Industrials	Reduced	8,657	-50	$5,813,608	+5.3%	0.95%
AMZN	Amazon Com Inc Consumer Cyclical	Added	21,586	+1,257	$5,378,151	+11.0%	0.88%
NBIL		Added	185,562	+164,512	$4,898,836	+307.2%	0.80%
SPY	Spdr S&P 500 ETF Trust	Held	6,353	0	$4,844,988	+2.1%	0.80%
GE	General Electric Co Industrials	Reduced	14,885	-2,964	$4,648,436	−30.3%	0.76%
SCHI	Schwab 5-10 Year Corporate Bond ETF	Added	212,107	+122,360	$4,547,574	+123.8%	0.75%
MRK	Merck & Co., Inc. Healthcare	Added	27,570	+314	$4,006,196	+14.4%	0.66%
RTX	RTX Corp Industrials	Reduced	20,912	-80	$3,882,312	−2.5%	0.64%
MLPX	Global X MLP and Energy Infrastructure ETF	Reduced	49,536	-668	$3,458,603	−6.5%	0.57%
META	Meta Platforms, Inc. Communication Services	Reduced	4,739	-14	$3,436,628	+28.4%	0.56%
GD	General Dynamics Corp Industrials	Reduced	10,216	-88	$3,389,975	−7.1%	0.56%
EMR	Emerson Electric Co Industrials	Reduced	21,803	-446	$3,381,645	+6.2%	0.56%
LLY	ELI LILLY & Co Healthcare	Reduced	2,785	-29	$3,222,467	−4.5%	0.53%
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	Added	75,512	+6,444	$3,114,870	+6.3%	0.51%
XSW	State Street(R) SPDR(R) S&P(R) Software & Services ETF	Added	16,010	+1,473	$3,114,585	+24.7%	0.51%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	50,375	+541	$3,098,062	+17.1%	0.51%
IVV	iShares Core S&P 500 ETF	Added	3,620	+100	$2,772,377	+5.2%	0.46%
VXUS	Vanguard Total International Stock ETF	Added	32,588	+6,269	$2,768,676	+23.1%	0.45%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Reduced	15,568	-96	$2,657,924	+1.8%	0.44%
DY	Dycom Industries Inc Industrials	NEW	9,677	NEW	$2,603,887	NEW	0.43%
GEV	GE Vernova Inc. Industrials	Reduced	2,739	-9	$2,603,392	−19.4%	0.43%
SCHB	Schwab U.S. Broad Market ETF	Reduced	87,143	-1,246	$2,554,161	−0.2%	0.42%
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	Added	23,369	+1,979	$2,543,481	+1.4%	0.42%
IBM	International Business Machines Corp Technology	Added	10,740	+952	$2,362,048	−14.2%	0.39%
IYH	iShares U.S. Healthcare ETF	Reduced	32,714	-1,426	$2,341,013	+2.3%	0.38%

Showing the top 50 of 183 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.