FPEI · First Trust Institutional Preferred Securities and Income ETF ETF

$18.97 +0.00 (+0.00%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 208

Total Value: $1,495,169,641

Total Shares: 78,693,139

Showing 1–100 of 208 holdings by value · page 1 of 3

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 208 13F filers · Δ vs Dec 31, 2025

Top Holder

25.3%

+0.9 pts

Top 5

57.7%

+3.0 pts

Top 10

69.6%

+1.1 pts

HHI

982

Broadly held+70

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -3

Institutional value: +1.4%

Shares held: +3.5%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mega MORGAN STANLEY	+1,392,965	19,930,888
Mega BANK OF AMERICA CORP /DE/	+1,364,824	6,017,351
Mega UBS Group AG	+794,651	9,797,349
Mega ROYAL BANK OF CANADA	+351,265	5,375,215
Mega RAYMOND JAMES FINANCIAL INC	+238,747	2,076,619

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large NewEdge Advisors, LLC	−1,728,227	793,314
Mid Merit Financial Group, LLC	−1,359,134	493,707
Mega ENVESTNET ASSET MANAGEMENT INC	−319,320	1,587,812
Micro Collaborative Wealth Managment Inc.	−139,711	25,659
Large Clark Capital Management Group, Inc.	−130,748	10,995

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega JANE STREET GROUP, LLC	1,428,742	$27,146,098
Small Legacy CG, LLC	415,652	$7,897,388
Large HRT FINANCIAL LP	317,065	$6,024,235
Large FIFTH THIRD BANCORP	90,174	$1,713,306
Mid Independent Advisor Alliance	62,537	$1,188,203

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid Ocean Park Asset Management, LLC	355,500	$6,893,145
Small Synergy Asset Management, LLC	177,348	$3,438,777
Micro TrueWealth Financial Partners	111,376	$2,159,580
Large COMERICA BANK	90,615	$1,757,023
Mid PRINCIPAL SECURITIES, INC.	83,245	$1,614,120

Filter: New 28 Increased 88 Reduced 65 Sold out 31 Unchanged 27

Showing 100 of 208

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY FPEI

$378,686,872

25.33%

19,930,888

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	19,930,888	$378,686,872	100.0%	Defined

UBS Group AG FPEI

$186,149,631

12.45%

9,797,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	9,797,144	$186,145,736	100.0%	Defined
UBS Securities LLC	205	$3,895	0.0%	Defined

BANK OF AMERICA CORP /DE/ FPEI

$114,329,669

7.65%

6,017,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,935,802	$55,780,238	48.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	3,081,549	$58,549,431	51.2%	Defined

ROYAL BANK OF CANADA FPEI

$102,129,085

6.83%

5,375,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	5,350,228	$101,654,332	99.5%	Defined
RBC Dominion Securities Inc.	16,737	$318,003	0.3%	Defined
RBC Private Counsel (USA) Inc.	4,800	$91,200	0.1%	Defined
CITY NATIONAL ROCHDALE, LLC	1,021	$19,399	0.0%	Defined
ENVESTNET ASSET MANAGEMENT INC joint	2,429	$46,151	0.0%	Other

LPL Financial LLC FPEI

$81,391,839

5.44%

4,283,781

SMITH CHAS P & ASSOCIATES PA CPAS FPEI

$46,070,573

3.08%

2,424,767

RAYMOND JAMES FINANCIAL INC FPEI

$39,455,761

2.64%

2,076,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	836,527	$15,894,013	40.3%	Defined
Raymond James Financial Services Advisors, Inc.	1,240,092	$23,561,748	59.7%	Defined

Montis Financial, LLC FPEI

$34,519,447

2.31%

1,816,813

ENVESTNET ASSET MANAGEMENT INC FPEI

$30,168,428

2.02%

1,587,812

TRUIST FINANCIAL CORP FPEI

$27,881,835

1.86%

1,467,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	1,467,465	$27,881,835	100.0%	Defined

JANE STREET GROUP, LLC FPEI

$27,146,098

1.82%

1,428,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,428,742	$27,146,098	100.0%	Defined

FUKOKU MUTUAL LIFE INSURANCE Co FPEI

$23,921,000

1.60%

1,259,000

Legacy Edge Advisors, LLC FPEI

$23,071,985

1.54%

1,214,315

Annex Advisory Services, LLC FPEI

$19,484,823

1.30%

1,025,517

CITIZENS FINANCIAL GROUP INC/RI FPEI

$18,924,665

1.27%

996,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citizens Bank, National Association	27,145	$515,755	2.7%	Defined
Clarfeld Financial Advisors, LLC	968,890	$18,408,910	97.3%	Defined

NewEdge Advisors, LLC FPEI

$15,072,966

1.01%

793,314

OSAIC HOLDINGS, INC. FPEI

$13,360,211

0.89%

703,169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	526,854	$10,010,226	74.9%	Defined
Osaic Advisory Services, LLC	176,315	$3,349,985	25.1%	Defined

Cetera Investment Advisers FPEI

$12,803,245

0.86%

673,855

Essex LLC FPEI

$12,270,789

0.82%

645,831

Baird Financial Group, Inc. FPEI

$12,007,734

0.80%

631,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	631,986	$12,007,734	100.0%	Defined

INTEGRAL INVESTMENT ADVISORS, INC. FPEI

$11,683,537

0.78%

614,923

HighTower Advisors, LLC FPEI

$9,946,101

0.67%

523,479

Merit Financial Group, LLC FPEI

$9,380,433

0.63%

493,707

Geneos Wealth Management Inc. FPEI

$9,265,939

0.62%

487,681

ADAMSBROWN WEALTH CONSULTANTS LLC FPEI

$8,645,874

0.58%

455,046

JPMORGAN CHASE & CO FPEI

$7,929,080

0.53%

417,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	14,898	$283,062	3.6%	Other
J.P. Morgan Investment Management Inc.	1,319	$25,061	0.3%	Defined
J.P. Morgan Securities LLC	340,976	$6,478,544	81.7%	Defined
55I, LLC	60,127	$1,142,413	14.4%	Other

Legacy CG, LLC FPEI

$7,897,388

0.53%

415,652

Key Financial Inc FPEI

$7,515,393

0.50%

395,547

Kingsview Wealth Management, LLC FPEI

$7,086,126

0.47%

372,954

STIFEL FINANCIAL CORP FPEI

$6,997,130

0.47%

368,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	368,270	$6,997,130	100.0%	Defined

Elevated Capital Advisors, LLC FPEI

$6,982,329

0.47%

367,491

Westview Management dba Westview Investment Advisors FPEI

$6,745,646

0.45%

355,034

Prospera Financial Services Inc FPEI

$6,686,917

0.45%

351,943

COMMONWEALTH EQUITY SERVICES, LLC FPEI

$6,643,844

0.44%

349,676

CWM, LLC FPEI

$6,288,240

0.42%

330,960

HRT FINANCIAL LP FPEI

$6,024,235

0.40%

317,065

Rockefeller Capital Management L.P. FPEI

$5,822,683

0.39%

306,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	306,457	$5,822,683	100.0%	Defined

VISTA INVESTMENT MANAGEMENT FPEI

$5,313,882

0.36%

279,678

McAdam, LLC FPEI

$4,720,151

0.32%

248,429

FIRST TRUST ADVISORS LP FPEI

$4,056,500

0.27%

213,500

Synergy Investment Management, LLC FPEI

$3,957,282

0.26%

208,278

VICTORY FINANCIAL GROUP, LLC FPEI

$3,532,822

0.24%

185,938

Private Advisor Group, LLC FPEI

$3,370,657

0.23%

177,403

FLYNN ZITO CAPITAL MANAGEMENT, LLC FPEI

$3,239,139

0.22%

170,481

MARSHALL INVESTMENT MANAGEMENT, LLC FPEI

$3,009,790

0.20%

158,410

Welch & Forbes LLC FPEI

$2,674,649

0.18%

140,771

PARK NATIONAL CORP /OH/ FPEI

$2,580,865

0.17%

135,835

Veridan Wealth LLC FPEI

$2,432,171

0.16%

128,009

1776 Wealth LLC FPEI

$2,370,991

0.16%

124,789

Janney Montgomery Scott LLC FPEI

$2,316,518

0.15%

121,922

Cambridge Investment Research Advisors, Inc. FPEI

$2,301,280

0.15%

121,120

Focus Partners Wealth FPEI

$2,286,669

0.15%

120,351

Keebeck Wealth Management FPEI

$2,231,170

0.15%

117,430

WINEBRENNER CAPITAL MANAGEMENT LLC FPEI

$2,221,632

0.15%

116,928

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO FPEI

$2,158,438

0.14%

113,602

NATIONS FINANCIAL GROUP INC, /IA/ /ADV FPEI

$2,121,863

0.14%

111,677

BEACON FINANCIAL GROUP FPEI

$2,035,432

0.14%

107,128

StoneCrest Wealth Management, Inc. FPEI

$2,006,039

0.13%

105,581

True Blue Financial, LLC FPEI

$1,967,241

0.13%

103,539

Visionary Wealth Advisors FPEI

$1,966,728

0.13%

103,512

Ashton Thomas Private Wealth, LLC FPEI

$1,726,701

0.12%

90,879

FIFTH THIRD BANCORP FPEI

$1,713,306

0.11%

90,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	90,174	$1,713,306	100.0%	Defined

Steward Partners Investment Advisory, LLC FPEI

$1,519,658

0.10%

79,982

J.W. COLE ADVISORS, INC. FPEI

$1,506,149

0.10%

79,271

Merkkuri Wealth Advisors LLC FPEI

$1,460,150

0.10%

76,850

Walker Asset Management, LLC FPEI

$1,454,678

0.10%

76,562

Investment Partners Asset Management, Inc. FPEI

$1,422,815

0.10%

74,885

FWL INVESTMENT MANAGEMENT, LLC FPEI

$1,392,149

0.09%

73,271

Lakeridge Wealth Management LLC FPEI

$1,390,952

0.09%

73,208

Jaffetilchin Investment Partners, LLC FPEI

$1,365,568

0.09%

71,872

SUTTON PLACE INVESTORS LLC FPEI

$1,317,992

0.09%

69,368

WEDBUSH SECURITIES INC FPEI

$1,307,428

0.09%

68,812

Sigma Planning Corp FPEI

$1,283,089

0.09%

67,531

Platform Technology Partners FPEI

$1,263,139

0.08%

66,481

ROMAN BUTLER FULLERTON & CO FPEI

$1,196,848

0.08%

62,992

Independent Advisor Alliance FPEI

$1,188,203

0.08%

62,537

Princeton Global Asset Management LLC FPEI

$1,126,149

0.08%

59,271

TRUSTMARK BANK TRUST DEPARTMENT FPEI

$1,119,632

0.07%

58,928

HARBOUR INVESTMENTS, INC. FPEI

$1,049,294

0.07%

55,226

Ritter Daniher Financial Advisory LLC / DE FPEI

$1,038,825

0.07%

54,675

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management FPEI

$1,033,448

0.07%

54,392

KESTRA PRIVATE WEALTH SERVICES, LLC FPEI

$1,032,897

0.07%

54,363

Sovran Advisors, LLC FPEI

$1,022,789

0.07%

53,831

RFG Advisory, LLC FPEI

$1,022,219

0.07%

53,801

United Capital Management of KS, Inc. FPEI

$1,013,878

0.07%

53,362

&PARTNERS FPEI

$988,532

0.07%

52,028

QP WEALTH MANAGEMENT, LLC FPEI

$984,390

0.07%

51,810

Western Wealth Management, LLC FPEI

$979,754

0.07%

51,566

Beacon Financial Advisory LLC FPEI

$970,045

0.06%

51,055

Mirae Asset Global Investments Co., Ltd. FPEI

$962,502

0.06%

50,658

SHELTON WEALTH MANAGEMENT, LLC FPEI

$952,926

0.06%

50,154

Composition Wealth, LLC FPEI

$934,021

0.06%

49,159

Magnus Financial Group LLC FPEI

$918,308

0.06%

48,332

Plotkin Financial Advisors, LLC FPEI

$916,484

0.06%

48,236

Kestra Advisory Services, LLC FPEI

$859,693

0.06%

45,247

TWIN PEAKS WEALTH ADVISORS, LLC FPEI

$839,610

0.06%

44,190

Wealthcare Advisory Partners LLC FPEI

$831,269

0.06%

43,751

BENJAMIN EDWARDS INC FPEI

$825,930

0.06%

43,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	43,470	$825,930	100.0%	Defined

ASSETMARK, INC FPEI

$821,807

0.05%

43,253

Pinnacle Financial Group, LLC / IL FPEI

$796,936

0.05%

41,944