Montis Financial, LLC

Registered adviser

CIK

1844314

Location

WALTHAM, MA

Portfolio Value

Small $438,417,518

Diversification

Diversified

Filing Date

Global Rank

#3,897 / 8,826 ▼ 271 · as of Jun 2026

Top Industry

Consumer Electronics 27.5%

Period ended 36 days ago

Filed Nov 4, 2026 · 1d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 163986

Roster of Nov 1, 2026

Regulatory AUM

$1,258,932,129

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$1,258,932,129	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$1,012,415,189	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$638,765,621	Individuals and high net worth (100%)
May 2023 to Mar 2024	$621,000,000	Individuals and high net worth (100%)
Apr 2023	$621,000,000	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$748,200,000	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.6% of the book (60%+)

Turnover

Low turnover

19.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.8 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 76.3%; sector active share 69.6% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

151 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.2%

+1.1 pts

Top 5

50.3%

+4.6 pts

Top 10

69.2%

+2.7 pts

HHI

691

Diversified+74

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	79.7%	$349,429,062	88
Technology	8.3%	$36,274,616	13
Financial Services	4.7%	$20,402,262	9
Communication Services	2.4%	$10,370,094	4
Industrials	1.7%	$7,547,710	9
Healthcare	1.5%	$6,661,163	13
Consumer Cyclical	0.8%	$3,572,190	5
Consumer Defensive	0.4%	$1,898,482	4
Energy	0.3%	$1,391,589	3
Basic Materials	0.2%	$870,350	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FPEI	First Trust Institutional Preferred Securities and Income ETF	+32,385	1,936,243	$35,704,320
SCHD	Schwab U.S. Dividend Equity ETF	+25,352	698,216	$22,712,966
FLTR	VanEck IG Floating Rate ETF	+5,406	244,754	$6,263,254
VEA	Vanguard FTSE Developed Markets ETF	+3,770	482,580	$34,074,973
JEPI	JPMorgan Equity Premium Income ETF	+3,066	183,242	$10,301,865
AKRE	Professionally Managed Portfolios	+2,776	802,531	$42,269,307
LVHI	Franklin International Low Volatility High Dividend Index ETF	+1,160	186,598	$7,783,002
DGRO	iShares Core Dividend Growth ETF	+1,149	10,952	$825,671
NVDA	Nvidia Corp	+1,102	6,633	$1,514,844
FTLS	First Trust Long/Short Equity ETF	+1,055	29,559	$2,266,879
INTC	Intel Corp	+348	3,957	$475,750
DFAE	Dimensional Emerging Core Equity Market ETF	+330	28,339	$1,114,006
AMZN	Amazon Com Inc	+307	8,240	$2,052,996
DFSU	Dimensional US Sustainability Core 1 ETF	+228	16,014	$755,380
RTX	RTX Corp	+223	4,219	$783,257
BAC	Bank Of America Corp	+216	12,648	$688,430
NFLX	Netflix Inc	+211	6,831	$475,300
AVGO	Broadcom Inc.	+208	3,475	$1,220,385
TSLA	Tesla, Inc.	+197	897	$318,264
JPM	Jpmorgan Chase & Co	+189	6,809	$2,252,621
DFAI	Dimensional International Core Equity Market ETF	+187	20,677	$856,648
ORCL	Oracle Corp	+183	1,712	$235,057
JNJ	Johnson & Johnson	+135	4,593	$1,215,950
MRK	Merck & Co., Inc.	+129	2,113	$307,040
GE	General Electric Co	+119	1,839	$574,301
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	−21,737	17,219	$393,109
—		−19,644	130,496	$0
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−8,213	97,814	$7,556,131
VXUS	Vanguard Total International Stock ETF	−7,267	11,740	$997,430
IBHF	iShares iBonds 2026 Term High Yield and Income ETF	−6,652	15,481	$348,786
PHYS	Sprott Physical Gold Trust	−6,550	76,755	$2,400,128
PFF	iShares Preferred and Income Securities ETF	−6,322	93,514	$2,758,663
DFAC	Dimensional U.S. Core Equity 2 ETF	−5,926	154,505	$6,867,747
HMOP	Hartford Municipal Opportunities ETF	−5,393	26,323	$970,002
IEFA	iShares Core MSCI EAFE ETF	−5,165	281,592	$27,280,632
SCHX	Schwab U.S. Large-Cap ETF	−3,524	193,181	$5,795,430
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−2,998	149,985	$23,277,672
CEF	Sprott Physical Gold & Silver Trust	−2,120	25,310	$1,051,377
IGV	iShares Expanded Tech-Software Sector ETF	−1,923	6,665	$709,689
SLQD	iShares 0-5 Year Investment Grade Corporate Bond ETF	−1,849	6,654	$329,239
GDX	VanEck Gold Miners ETF	−1,681	31,214	$2,740,589
SCHG	Schwab U.S. Large-Cap Growth ETF	−1,562	65,741	$2,362,074
IQLT	iShares MSCI Intl Quality Factor ETF	−1,415	31,287	$1,547,767
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	−1,345	9,215	$1,454,587
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−1,216	11,878	$1,194,332
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−1,208	125,899	$6,321,388
ESGD	iShares ESG Aware MSCI EAFE ETF	−1,110	30,974	$3,191,870
IXN	iShares Global Tech ETF	−978	10,459	$1,550,232
PEP	Pepsico Inc	−814	1,716	$217,451
IYW	iShares, Inc.	−801	11,284	$0
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
GILD	Gilead Sciences, Inc.	1,624	$242,057
NDSN	Nordson Corp	658	$215,725
NUE	Nucor Corp	880	$205,700
FTEC	Fidelity MSCI Information Technology Index ETF	669	$200,740
DFSI	Dimensional International Sustainability Core 1 ETF	4,443	$200,690
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
IHDG	WisdomTree International Hedged Quality Dividend Growth Fund	6,105	$319,779
CARR	CARRIER GLOBAL Corp	3,581	$262,666
RWJ	Invesco Ltd.	3,783	$225,088
IONS	Ionis Pharmaceuticals Inc	2,700	$214,083
MCD	Mcdonalds Corp	777	$210,030
NUDV	Nuveen ESG Dividend ETF	6,290	$204,739
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

151 tracked positions · $438,417,518 total · filing declares 151 positions · $484,377,369 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 151 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AKRE	Professionally Managed Portfolios	Added	802,531	+2,776	$42,269,307	−0.6%	9.64%
FPEI	First Trust Institutional Preferred Securities and Income ETF	Added	1,936,243	+32,385	$35,704,320	−2.8%	8.14%
VEA	Vanguard FTSE Developed Markets ETF	Added	482,580	+3,770	$34,074,973	−0.1%	7.77%
IEFA	iShares Core MSCI EAFE ETF	Reduced	281,592	-5,165	$27,280,632	−1.5%	6.22%
AAPL	Apple Inc. Technology	Added	73,357	+88	$24,429,348	+15.2%	5.57%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	149,985	-2,998	$23,277,672	−3.7%	5.31%
SCHD	Schwab U.S. Dividend Equity ETF	Added	698,216	+25,352	$22,712,966	+6.5%	5.18%
IVV	iShares Core S&P 500 ETF	Reduced	14,714	-384	$11,268,716	−0.3%	2.57%
JEPI	JPMorgan Equity Premium Income ETF	Added	183,242	+3,066	$10,301,865	+1.2%	2.35%
SPY	Spdr S&P 500 ETF Trust	Reduced	12,636	-30	$9,636,592	+1.9%	2.20%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	121,516	-492	$8,743,076	−7.1%	1.99%
LVHI	Franklin International Low Volatility High Dividend Index ETF	Added	186,598	+1,160	$7,783,002	+3.4%	1.78%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	97,814	-8,213	$7,556,131	−9.8%	1.72%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	14,437	-497	$7,188,904	−3.8%	1.64%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Held	19,001	0	$7,110,934	+1.1%	1.62%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	154,505	-5,926	$6,867,747	−3.5%	1.57%
VIG	Vanguard Specialized Funds	Reduced	28,472	-426	$6,642,802	−2.9%	1.52%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	125,899	-1,208	$6,321,388	−1.3%	1.44%
FLTR	VanEck IG Floating Rate ETF	Added	244,754	+5,406	$6,263,254	+2.2%	1.43%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	193,181	-3,524	$5,795,430	+0.1%	1.32%
GLD	Spdr Gold Trust	Added	14,046	+23	$5,349,278	+3.6%	1.22%
MSFT	Microsoft Corp Technology	Reduced	10,417	-204	$5,342,879	+34.9%	1.22%
GOOG	Alphabet Inc. Communication Services	Reduced	15,428	-203	$5,256,936	−4.8%	1.20%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	7	0	$5,229,035	−0.2%	1.19%
GOOGL	Alphabet Inc. Communication Services	Reduced	9,894	-72	$3,404,327	−4.4%	0.78%
IJR	iShares Core S&P Small-Cap ETF	Reduced	23,496	-444	$3,196,395	−10.0%	0.73%
ESGD	iShares ESG Aware MSCI EAFE ETF	Reduced	30,974	-1,110	$3,191,870	−3.2%	0.73%
EFA	iShares MSCI EAFE ETF	Reduced	28,698	-133	$2,981,435	−0.5%	0.68%
IWD	iShares Russell 1000 Value ETF	Reduced	11,446	-626	$2,837,806	−3.0%	0.65%
CAT	Caterpillar Inc Industrials	Added	3,417	+1	$2,770,469	−23.8%	0.63%
PFF	iShares Preferred and Income Securities ETF	Reduced	93,514	-6,322	$2,758,663	−9.4%	0.63%
GDX	VanEck Gold Miners ETF	Reduced	31,214	-1,681	$2,740,589	+10.4%	0.63%
PHYS	Sprott Physical Gold Trust Financial Services	Reduced	76,755	-6,550	$2,400,128	−4.5%	0.55%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	65,741	-1,562	$2,362,074	+3.7%	0.54%
FTLS	First Trust Long/Short Equity ETF	Added	29,559	+1,055	$2,266,879	+7.8%	0.52%
JPM	Jpmorgan Chase & Co Financial Services	Added	6,809	+189	$2,252,621	+4.0%	0.51%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Reduced	12,354	-414	$2,188,016	−10.6%	0.50%
VO	VANGUARD MID-CAP INDEX FUND	Held	27,032	0	$2,119,849	−2.7%	0.48%
AMZN	Amazon Com Inc Consumer Cyclical	Added	8,240	+307	$2,052,996	+8.6%	0.47%
IAU	Ishares Gold Trust	Held	24,339	0	$1,900,875	+3.4%	0.43%
DVY	iShares Select Dividend ETF	Added	12,458	+83	$1,894,488	−2.1%	0.43%
IWF	iShares Russell 1000 Growth ETF	Held	14,491	0	$1,815,142	+0.9%	0.41%
DE	Deere & Co Industrials	Added	2,576	+32	$1,729,912	+7.2%	0.39%
IXN	iShares Global Tech ETF	Reduced	10,459	-978	$1,550,232	−6.2%	0.35%
IQLT	iShares MSCI Intl Quality Factor ETF	Reduced	31,287	-1,415	$1,547,767	−4.5%	0.35%
NVDA	Nvidia Corp Technology	Added	6,633	+1,102	$1,514,844	+36.9%	0.35%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Reduced	9,215	-1,345	$1,454,587	−12.2%	0.33%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Added	34,540	+4	$1,278,670	+0.5%	0.29%
META	Meta Platforms, Inc. Communication Services	Reduced	1,701	-134	$1,233,531	+19.3%	0.28%
AVGO	Broadcom Inc. Technology	Added	3,475	+208	$1,220,385	−1.1%	0.28%

Showing the top 50 of 151 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.