93 Financial Group, LLC

Registered adviser

CIK

2112320

Location

WOBURN, MA

Portfolio Value

Small $241,955,405

Diversification

Highly concentrated

Filing Date

Global Rank

#5,608 / 8,814 ▼ 42 · as of Jun 2026

3Y Alpha vs SPY

-10.9%

Period ended 22 days ago

Filed Oct 21, 2026 · 1d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 144235

Roster of Oct 1, 2026

Regulatory AUM

$899,661,209

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$899,661,209	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$780,342,669	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$638,884,083	Individuals and high net worth (100%)
May 2023 to Mar 2024	$563,695,961	Individuals and high net worth (100%)
Apr 2023	$563,695,961	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$629,444,458	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Unknown

4 stocks, under the 5 needed to band a style

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 98.3%; sector active share 90.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

8 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

51.8%

−1.5 pts

Top 5

100.0%

0.0 pts

Top 10

100.0%

0.0 pts

HHI

3,840

Highly concentrated−53

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	100.0%	$241,955,405	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

4 positions

Ticker	Company	Δ Shares	Shares	Value
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	+10,696	812,070	$17,167,159
SCHX	Schwab U.S. Large-Cap ETF	+3,494	88,333	$2,649,990
USRT	iShares Core U.S. REIT ETF	+1,389	353,267	$21,754,181
SCHM	Schwab U.S. Mid-Cap ETF	+216	1,499,485	$51,012,479
No positions match the current search.

Trimmed

Positions the filer reduced

4 positions

Ticker	Company	Δ Shares	Shares	Value
SCHA	Schwab U.S. Small-Cap ETF	−1,704	1,507,200	$49,179,936
SCHE	Schwab Emerging Markets Equity ETF	−823	616,465	$22,470,149
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	−458	600,947	$77,480,096
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−418	2,386	$241,415
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
SCHP	Schwab U.S. TIPS ETF	8,390	$222,335
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

8 tracked positions · $241,955,405 total · filing declares 8 positions · $241,955,494 · as of Sep 30, 2026

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Reduced	600,947	-458	$77,480,096	+0.8%	32.02%
SCHM	Schwab U.S. Mid-Cap ETF	Added	1,499,485	+216	$51,012,479	−7.7%	21.08%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	1,507,200	-1,704	$49,179,936	−9.8%	20.33%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	616,465	-823	$22,470,149	+0.4%	9.29%
USRT	iShares Core U.S. REIT ETF	Added	353,267	+1,389	$21,754,181	−7.0%	8.99%
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	Added	812,070	+10,696	$17,167,159	−4.0%	7.10%
SCHX	Schwab U.S. Large-Cap ETF	Added	88,333	+3,494	$2,649,990	+6.1%	1.10%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	2,386	-418	$241,415	−20.1%	0.10%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.