FIDELIS iM, LLC

Registered adviser

CIK

1894206

Location

MEDFORD, OR

Portfolio Value

Small $271,965,870

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,154 / 8,807 ▼ 206 · as of Jun 2026

Top Industry

Semiconductors 25.2%

Period ended 20 days ago

Filed Oct 16, 2026 · 4d

21 quarters · since Sep 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 162985

Roster of Oct 1, 2026

Regulatory AUM

$306,143,151

Main clients

Individuals and high net worth (72% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$306,143,151	Individuals and high net worth (72%)
Apr 2025 to Mar 2026	$243,739,814	Individuals and high net worth (63%)
Dec 2024 to Mar 2025	$269,211,996	Individuals and high net worth (62%)
Apr 2024 to Nov 2024	$219,363,674	Individuals and high net worth (58%)
May 2023 to Mar 2024	$183,305,940	Individuals and high net worth (55%)
Apr 2023	$183,305,940	Individuals and high net worth (55%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 99.0% of the book (60%+)

Turnover

Low turnover

5.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.0 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 95.4%; sector active share 88.7% against the combined 13F book's sector weights.

Over time 20 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

35 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

38.9%

+5.5 pts

Top 5

83.4%

+4.2 pts

Top 10

97.5%

−1.5 pts

HHI

2,110

Moderately concentrated+305

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	95.2%	$258,893,538	19
Technology	2.8%	$7,671,842	6
Consumer Cyclical	0.9%	$2,552,363	3
Financial Services	0.4%	$986,096	2
Communication Services	0.4%	$953,305	2
Healthcare	0.2%	$451,381	1
Industrials	0.1%	$244,500	1
Basic Materials	0.1%	$212,845	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

12 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	+399,252	744,281	$26,742,016
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+139,930	371,653	$18,292,760
DLN	WisdomTree U.S. LargeCap Dividend Fund	+50,858	313,206	$0
AAPL	Apple Inc.	+7,248	8,445	$2,812,353
VIG	Vanguard Specialized Funds	+2,752	182,133	$42,493,450
MSFT	Microsoft Corp	+203	3,055	$1,566,909
BROS	Dutch Bros Inc.	+171	5,539	$213,583
SPY	Spdr S&P 500 ETF Trust	+115	583	$444,613
TSLA	Tesla, Inc.	+100	5,243	$1,860,268
HD	Home Depot, Inc.	+13	1,682	$478,512
JNJ	Johnson & Johnson	+6	1,705	$451,381
APD	Air Products & Chemicals, Inc.	+5	765	$212,845
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
VNQ	VANGUARD REAL ESTATE INDEX FUND	−61,172	4,112	$368,558
SCHE	Schwab Emerging Markets Equity ETF	−60,664	101,938	$3,715,640
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−60,435	150,984	$10,591,527
SCHA	Schwab U.S. Small-Cap ETF	−60,166	780,516	$25,468,237
VO	VANGUARD MID-CAP INDEX FUND	−40,216	265,597	$20,828,116
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−34,035	365,558	$28,239,355
VXUS	Vanguard Total International Stock ETF	−2,968	318,040	$27,020,678
SCHX	Schwab U.S. Large-Cap ETF	−1,204	1,619,576	$48,587,280
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	−604	32,828	$2,508,059
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
NVDA	Nvidia Corp	10,618	$2,424,938
GS	Goldman Sachs Group Inc	812	$731,092
GOOGL	Alphabet Inc.	1,403	$482,744
GOOG	Alphabet Inc.	1,381	$470,561
AVGO	Broadcom Inc.	1,100	$386,309
QQQ	Invesco Qqq Trust, Series 1	422	$312,182
VOO	VANGUARD 500 INDEX FUND	436	$305,574
MRVL	Marvell Technology, Inc.	1,040	$274,778
BX	Blackstone Inc.	2,275	$255,004
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
SCHZ	Schwab U.S. Aggregate Bond ETF	37,360	$864,136
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

35 tracked positions · $271,965,870 total · filing declares 35 positions · $302,409 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SCHX	Schwab U.S. Large-Cap ETF	Reduced	1,619,576	-1,204	$48,587,280	+1.9%	17.87%
VIG	Vanguard Specialized Funds	Added	182,133	+2,752	$42,493,450	+0.1%	15.62%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	365,558	-34,035	$28,239,355	−10.6%	10.38%
VXUS	Vanguard Total International Stock ETF	Reduced	318,040	-2,968	$27,020,678	−1.5%	9.94%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	744,281	+399,252	$26,742,016	+129.0%	9.83%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	780,516	-60,166	$25,468,237	−16.2%	9.36%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	265,597	-40,216	$20,828,116	−15.5%	7.66%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	371,653	+139,930	$18,292,760	+57.2%	6.73%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	150,984	-60,435	$10,591,527	−31.8%	3.89%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	101,938	-60,664	$3,715,640	−37.0%	1.37%
AAPL	Apple Inc. Technology	Added	8,445	+7,248	$2,812,353	+712.0%	1.03%
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	Reduced	32,828	-604	$2,508,059	−3.7%	0.92%
NVDA	Nvidia Corp Technology	NEW	10,618	NEW	$2,424,938	NEW	0.89%
TSLA	Tesla, Inc. Consumer Cyclical	Added	5,243	+100	$1,860,268	−14.0%	0.68%
MSFT	Microsoft Corp Technology	Added	3,055	+203	$1,566,909	+47.3%	0.58%
VB	Vanguard Index Funds	Held	5,200	0	$1,479,348	−6.1%	0.54%
SCHM	Schwab U.S. Mid-Cap ETF	Held	37,542	0	$1,277,178	−7.7%	0.47%
GS	Goldman Sachs Group Inc Financial Services	NEW	812	NEW	$731,092	NEW	0.27%
GOOGL	Alphabet Inc. Communication Services	NEW	1,403	NEW	$482,744	NEW	0.18%
HD	Home Depot, Inc. Consumer Cyclical	Added	1,682	+13	$478,512	−18.7%	0.18%
GOOG	Alphabet Inc. Communication Services	NEW	1,381	NEW	$470,561	NEW	0.17%
JNJ	Johnson & Johnson Healthcare	Added	1,705	+6	$451,381	+4.6%	0.17%
SPY	Spdr S&P 500 ETF Trust	Added	583	+115	$444,613	+27.2%	0.16%
AVGO	Broadcom Inc. Technology	NEW	1,100	NEW	$386,309	NEW	0.14%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	4,112	-61,172	$368,558	−94.1%	0.14%
QQQ	Invesco Qqq Trust, Series 1	NEW	422	NEW	$312,182	NEW	0.11%
VOO	VANGUARD 500 INDEX FUND	NEW	436	NEW	$305,574	NEW	0.11%
MRVL	Marvell Technology, Inc. Technology	NEW	1,040	NEW	$274,778	NEW	0.10%
BX	Blackstone Inc. Financial Services	NEW	2,275	NEW	$255,004	NEW	0.09%
HWM	Howmet Aerospace Inc. Industrials	Held	1,081	0	$244,500	−15.9%	0.09%
VUG	VANGUARD GROWTH INDEX FUND	Held	2,430	0	$218,967	+4.6%	0.08%
BROS	Dutch Bros Inc. Consumer Cyclical	Added	5,539	+171	$213,583	−44.6%	0.08%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	765	+5	$212,845	−4.5%	0.08%
INTC	Intel Corp Technology	Held	1,718	0	$206,555	−13.9%	0.08%
DLN	WisdomTree U.S. LargeCap Dividend Fund	Added	313,206	+50,858	$0	−100.0%	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.